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Portal Hypertension
Clifford S. Cho, MD
Fellow, Department of Surgical Oncology
Memorial Sloan-Kettering Cancer Center
Layton F. Rikkers, MD, FACS
A.R. Curreri Professor and Chairman, Department of
Surgery
University of Wisconsin Medical School
http://www.acssurgery.com/acsonline/chapters/ch0510.htm
Clinical strategies for managing portal hypertension have undergone
significant refinements over the past half-century. This evolution has
been driven by advances in our understanding of the physiology of both
the disease and the therapies employed against it. Today, clinical
management of the portal hypertensive patient is a truly
multidisciplinary endeavor, requiring the coordinated efforts of skilled
intensivists, gastroenterologists, hepatologists, interventional
radiologists, and surgeons. Nevertheless, portal hypertension and its
manifold complications remain some of the most vexing problems
encountered in modern medicine and surgery.
In this chapter, we briefly review portal venous anatomy and the
pathophysiology of portal hypertension [see Sidebar Portal
Hypertension: Anatomic and Physiologic Considerations]; however, our
main focus is on current practical approaches to managing portal
hypertension and its associated sequelae (variceal bleeding, ascites,
and hepatic encephalopathy). Of particular relevance to surgeons is that
the role of surgical therapy has shifted significantly. Operative
treatment now occupies only the final steps in modern treatment
protocols for portal hypertension—that is, it serves as a form of
salvage for intractable cases that are refractory to other forms of
therapy.
Clinical Evaluation
The ultimate aims of diagnostic evaluation in a patient with portal
hypertension are (1) to determine the cause of portal hypertension [see
Table 1], (2) to estimate hepatic functional reserve, (3) to define
the portal venous anatomy and assess hemodynamic status, and (4) to
identify the site of GI hemorrhage (if present). Any history of chronic
alcohol abuse, hepatitis, or exposure to hepatotoxins raises the
suspicion of cirrhotic liver disease. Confirmatory evidence of chronic
liver disease on physical examination may be found in the form of
jaundice, chest wall spider angiomata, palmar erythema, Dupuytren
contractures, testicular atrophy, or gynecomastia. Ascites,
splenomegaly, caput medusae, encephalopathic alterations in mental
status, and asterixis are all suggestive of portal hypertension.
Investigative Studies
Laboratory studies can also provide indicators of hepatic
dysfunction. The hypersplenism that often accompanies cirrhosis can
produce mild to moderate pancytopenia. Anemia may also reflect variceal
hemorrhage, hemolysis, or simply the chronic malnutrition or bone-marrow
suppression associated with chronic alcoholism. Associated
hyperaldosteronism, emesis, or diarrhea may give rise to electrolyte
derangements, including hyponatremia, hypokalemia, metabolic alkalosis,
and prerenal azotemia. Coagulopathy is usually attributable to chronic
deficiencies in clotting factors that are normally synthesized by the
liver; thus, elevation of the prothrombin time (PT) or the international
normalized ratio (INR) often reflects the degree of chronic hepatic
impairment. Similarly, the degree of hyperbilirubinemia can be a measure
of both acute and chronic hepatic dysfunction. Hepatocellular necrosis
results in marked elevations in serum aminotransferases that are readily
observed in patients with chronic active viral or alcoholic hepatitis.
An alanine aminotransferase (ALT)-aspartate aminotransferase (AST) ratio
of 2 or higher is often seen in patients with alcoholic liver disease.
The Child-Pugh scoring system is a useful tool for quantifying
hepatic functional reserve [see Table 2].1 Based on total
bilirubin and albumin levels, PT (INR), and the clinical severity of
ascites and hepatic encephalopathy, the Child-Pugh score predicts both
the likelihood of variceal hemorrhage and its anticipated mortality. A
newer assessment tool, the Model for End-Stage Liver Disease (MELD)
scoring system, which takes the degree of renal impairment and the cause
of hepatic dysfunction into account, has also been used to predict
outcomes in cirrhotic patients.2
Management of Variceal Bleeding
The prognosis of variceal hemorrhage depends on the presence or
absence of underlying cirrhosis. In noncirrhotic patients, the mortality
associated with a first episode of variceal hemorrhage ranges from 5% to
10%; in cirrhotic patients, the range is from 40% to 70%.
Esophagogastric varices ultimately develop in approximately one half of
cirrhotic patients, and bleeding episodes occur in approximately one
third of cirrhotic patients with varices. If the initial hemorrhagic
episode resolves spontaneously, 30% of patients experience rebleeding
within 6 weeks, and 70% experience rebleeding within 1 year. It is
noteworthy that overall mortality in patients who survive 6 weeks after
an episode of variceal bleeding is statistically indistinguishable from
that in persons who have never experienced such an episode.
Further risk stratification is based on the extent of hepatic
decompensation. The mortality associated with variceal hemorrhage is 5%
for patients with Child class A cirrhosis, 25% for those with Child
class B cirrhosis, and over 50% for those with Child class C cirrhosis.
The likelihood of recurrent hemorrhage is 28% for patients with Child
class A cirrhosis, 48% for those with Child class B cirrhosis, and 68%
for those with Child class C cirrhosis.3
Treatment of Acute Variceal Hemorrhage
Section 5 / Chapter 10 - Portal Hypertension
Figure 1. Treatment of acute variceal bleeding

Algorithm outlines treatment of acute variceal bleeding.
Management of acute variceal hemorrhage [see Figure 1] begins
with the establishment of adequate airway protection. The risk of
aspiration and consequent respiratory deterioration is particularly high
among patients with hepatic encephalopathy and those undergoing
endoscopic therapy. Accordingly, the threshold for early endotracheal
intubation should be low, particularly if endosopic therapy is
considered. As with all cases of brisk hemorrhage, adequate venous
access is mandatory; placement of a central venous catheter for accurate
volume assessment is particularly useful in cases of major bleeding. The
presence of chronic liver disease often necessitates vigorous
replacement of circulatory volume and coagulation factors, often
involving infusion of colloids and transfusion of fresh frozen plasma
and packed red blood cells. Antibiotic prophylaxis therapy is
recommended because of the propensity of bacterial infections to develop
in patients with chronic liver disease after bleeding episodes.
Pharmacologic Therapy
First-line pharmacotherapy for acute variceal bleeding relies on the
long-acting somatostatin analogue octreotide, which has been shown to
decrease splanchnic blood flow and portal venous pressure. Octreotide is
administered in a 250 µg I.V. bolus, followed by infusion of 25 to 50
µg/hr for 2 to 4 days.4 In addition, vasopressin, a strong
splanchnic vasoconstrictor, has been shown to control approximately 50%
of acute variceal bleeding episodes.4,5 Vasopressin is typically
administered in a 20 U I.V. bolus over 20 minutes, followed by infusion
of 0.2 to 0.4 U/min. The therapeutic benefits of octreotide and
vasopressin appear to be similar, though the side-effect profile of
octreotide appears to be much lower than that of vasopressin
monotherapy.4 Adjunctive use of nitroglycerin at an initial rate of 50
µg/min (titrated according to blood pressure tolerance) effectively
reduces the cardiac complications of vasopressin and thereby facilitates
its administration.6 The long-acting vasopressin analogue terlipressin
has been shown to be approximately as effective as octreotide.7
Endoscopic Therapy
Endoscopic treatment, in the form of sclerosant injection or band
ligation, has become a standard form of therapy for acute variceal
hemorrhage. Experienced endoscopists achieve initial control of
hemorrhage in 74% to 95% of cases; however, rebleeding rates ranging
from 20% to 50% are typically observed.
In endoscopic sclerotherapy, a sclerosant—typically either 5% sodium
morrhuate (more common in the United States) or 5% ethanolamine oleate
(more common in Europe and Japan)—is injected either intravariceally to
obliterate the varix or paravariceally to induce submucosal fibrosis and
thereby prevent variceal rupture. Three prospective, randomized,
controlled trials demonstrated that endoscopic sclerotherapy, compared
with traditional balloon tamponade, achieved better initial hemorrhage
control, resulted in fewer episodes of rebleeding, and, in selected
cohorts of patients, led to improved long-term survival.8–10
Furthermore, routine use of balloon tamponade after sclerotherapy
appeared not to confer any additional therapeutic benefit.8 There are,
however, significant risks associated with the use of endoscopic
sclerotherapy, including pulmonary complications, transient chest pain,
esophageal stricture formation with recurrent sclerotherapy, iatrogenic
portal vein thrombosis, hemorrhagic esophageal ulceration, bacteremia,
and esophageal perforation.11
Partially in response to the potential complications of endoscopic
sclerotherapy, endoscopic variceal band ligation has been advocated as a
sclerosant-free therapeutic alternative. The limited data comparing the
two approaches suggest a trend toward fewer rebleeding episodes, fewer
endoscopic interventions, and significantly lower procedure-related
morbidity and overall mortality after variceal ligation.12
Pharmacologic versus Endoscopic Therapy
Two meta-analyses compared medical pharmacotherapy with emergency
sclerotherapy as first-line treatment of acute variceal hemorrhage.13,14
No significant differences between the two approaches were demonstrated
with respect to initial hemorrhage control or mortality, though
treatment-related complications appeared to be significantly more common
after sclerotherapy. On the basis of these studies, it has been
suggested that endoscopic treatment should be reserved for cases of
pharmacotherapeutic failure or that pharmacologic therapy should be
initiated in situations where endoscopy is not immediately available. At
present, however, it is more common for the two forms of treatment to be
employed concurrently. Pharmacotherapy is often initiated in preparation
for endoscopy; early mitigation or control of variceal hemorrhage can
make endoscopic visualization and intervention easier, safer, and more
effective. Indeed, administration of somatostatin before and after
endoscopic sclerotherapy has been shown to improve treatment efficacy
and decrease transfusion requirements in comparison with endoscopic
sclerotherapy alone.15,16
Balloon Tamponade
Section 5 / Chapter 10 - Portal Hypertension
Figure 2. Sengstaken-Blakemore tube

The Sengstaken-Blakemore tube permits tamponade of both the distal
esophagus and the gastric fundus. An accessory nasogastric tube permits
aspiration of secretions from above the esophageal balloon.
Although the devices used for balloon tamponade have evolved through
numerous different forms over the years, all of them rely on the same
basic principle—application of direct upward pressure against varices at
the esophagogastric junction. Patients for whom balloon tamponade is
considered should be intubated endotracheally to prevent airway
occlusion and aspiration. The tube is inserted into the stomach, and the
gastric balloon is partially inflated with 40 to 50 ml of air [see
Figure 2]. An abdominal radiograph is obtained to ensure that the
gastric balloon is correctly positioned within the stomach and below the
diaphragm. This balloon is then further inflated until it holds 300 ml
of air, and the tube is pulled upward with external traction. If
hemorrhage is not controlled at this point, the esophageal balloon is
inflated to a pressure of 35 to 40 mm Hg. Suction drainage is applied to
both the esophageal port and the gastric port to minimize aspiration
risk and monitor for recurrent hemorrhage.
When properly applied, direct tamponade therapy is 90% effective in
controlling acute hemorrhage. The primary limitation of such therapy is
that bleeding resumes in as many as 50% of patients after takedown and
removal of the balloon. Furthermore, serious potential complications
(e.g., gastric or esophageal perforation, aspiration, and airway
obstruction) result in treatment-related mortalities as high as 20%.17,18
Nevertheless, in cases of brisk variceal hemorrhage refractory to
pharmacologic and endoscopic therapy, balloon tamponade may have a role
to play as a bridge therapy to more definitive forms of treatment, such
as transjugular intrahepatic portosystemic shunting (TIPS) (see below)
or operative intervention.
Transjugular Intrahepatic Portosystemic Shunting
Section 5 / Chapter 10 - Portal Hypertension
Figure 3. Procedure for performing TIPS

Depicted is the procedure for performing TIPS. (a) A needle is
passed under radiologic guidance from a hepatic vein into a major portal
venous branch, and a guide wire is advanced through this needle. (b)
A balloon is passed over the guide wire, creating a tract in the hepatic
parenchyma. (c) An expandable stent is placed though this tract.
(d) The effective result is a nonselective portosystemic shunt.
A nonoperative technique for creating an intrahepatic portosystemic
fistula for decompression of portal hypertension was proposed in 196919
and first performed in 1982.20 As currently practiced, TIPS is performed
by (1) cannulating a hepatic vein (usually the right hepatic vein) via
the internal jugular vein, (2) passing a needle from the hepatic vein
through the liver parenchyma and into a portal vein branch, (3) passing
a guide wire through the needle, (4) dilating the needle tract with a
balloon passed over the guide wire, and (5) stenting the tract to a
desired diameter, thus effectively constructing a nonselective
side-to-side portosystemic shunt [see Figure 3].
Experience with TIPS in the setting of acute variceal hemorrhage is
limited. However, one meta-analysis of studies comparing the efficacy of
conventional endoscopic therapy (with or without pharmacotherapy) with
that of TIPS in treating acute hemorrhagic episodes demonstrated a
significant improvement in hemorrhage control with TIPS.21
Unfortunately, this improvement came at the cost of increased rates of
hepatic encephalopathy as a consequence of the nonselective shunting of
portal venous flow into the systemic venous circulation. Furthermore,
the meta-analysis failed to demonstrate a significant improvement in
overall mortality with TIPS.21
Given the relative paucity of data on the use of TIPS as first-line
therapy for acute variceal hemorrhage, it is logical to recommend that
TIPS be employed in cases of pharmacotherapeutic and endoscopic failure;
the efficacy of TIPS as salvage therapy in this setting is well
documented.22 Contraindications to TIPS include right heart failure and
polycystic liver disease. Portal vein thrombosis is a relative
contraindication.
Surgical Therapy
The role of surgical management in the treatment of acute variceal
bleeding has changed considerably over the past 50 years. At present,
operative intervention is reserved for cases that have proved refractory
to pharmacotherapy, endoscopy, balloon tamponade, and TIPS. Numerous
operations have been developed, each with its own merits and flaws.
Esophageal transection with an end-to-end anastomosis (EEA) stapler
has been employed as a means of interrupting blood flow into bleeding
esophageal varices. In this technique, the esophagus is mobilized, and
the EEA stapler is passed into the distal esophagus through a
gastrotomy. With care taken not to injure the vagus nerves and the
external periesophageal veins that may be providing collateral venous
drainage, a full-thickness segment of the esophagus is transected. When
this technique is used on an emergency basis in a patient with acutely
bleeding varices, operative mortality is as high as 76%, and the rate of
operative complications (e.g., esophageal perforation, stricture,
esophagitis, and infection) is approximately 26%.23 Accordingly,
esophageal transection is not commonly advocated as a useful form of
surgical therapy for acutely bleeding esophageal varices.
In contrast, portosystemic shunting operations have been widely used
to treat acute variceal hemorrhage. The largest single body of data on
this practice comes from Orloff and associates,24 who reported
remarkable outcomes—71% survival at 10 years—in 400 consecutive patients
undergoing emergency portacaval shunt operations (mostly side-to-side)
over a 28-year period. Unfortunately, these investigators' experience
stands in stark contrast to that of most other groups, who uniformly
reported operative mortalities of about 40% and 5-year survival rates of
about 30%.
Another potential drawback to urgent operative shunting is the
manipulation and dissection that are often necessary in the region of
the porta hepatis: these measures can result in adhesions and scarring,
which can complicate future orthotopic liver transplantation. For this
reason, some surgeons have advocated using the mesocaval interposition
shunt [see Prevention of Recurrent Variceal Hemorrhage, Surgical
Therapy, Portosystemic Shunts, Nonselective Shunts, below] in the
emergency setting because of its ability to lower portal pressure
without complicating the hilar dissection that will be necessary if
transplantation is carried out later.25 In addition, surgeons familiar
with the distal splenorenal shunt (DSRS) can employ this selective shunt
in some cases of acute variceal hemorrhage unaccompanied by refractory
ascites.
Prevention of Recurrent Variceal Hemorrhage
Pharmacotherapy
Section 5 / Chapter 10 - Portal Hypertension
Figure 4. Prevention of recurrent variceal bleeding

Algorithm outlines prevention of recurrent variceal bleeding.
Without further treatment, the likelihood that hemorrhage will recur
within 1 year after control of an acute episode of variceal bleeding is
approximately 70%.26 The pharmacologic maneuver that has been used
most extensively to prevent recurrent variceal bleeding [see Figure 4]
is nonselective beta-adrenergic blockade, most commonly with
propranolol. Although beta blockade has been shown to lower portal
pressure and hepatic vein wedge pressure, its ability to induce this
effect is variable and unpredictable.27 Nevertheless, a meta-analysis of
multiple trials studying the effectiveness of nonselective beta blockade
demonstrated a significant decline in recurrent bleeding and a trend
toward improved overall survival.4 Patients with decompensated hepatic
function appear to derive less benefit from beta blockade, possibly
because of the downregulation of beta-adrenergic receptors associated
with cirrhosis.28 Adjunctive use of the long-acting vasodilator
isosorbide 5-mononitrate (ISMN) appears to potentiate the efficacy of
propranolol therapy.29
Endoscopic Therapy
Repeated endoscopic therapy with sclerosant injection or band
ligation has been advocated as a means of completely eradicating
esophageal varices. Once the varices are eliminated, routine endoscopy
is performed at 6- to 12-month intervals to prevent recurrent
hemorrhage. Compared with medical treatment, long-term endoscopic
therapy results in fewer rebleeding episodes.4 Nevertheless,
approximately one half of endoscopically treated patients eventually
experience recurrent hemorrhage, usually within the first year.
Approximately one third of patients treated with repeated endoscopy
ultimately must be converted to another form of therapy because of
unrelenting major bleeding.30,31 For this reason, such extended
endoscopic surveillance and treatment should be reserved for compliant
patients who live in proximity to tertiary medical care and should be
administered with the understanding that conversion to a more definitive
form of therapy may be necessary if endoscopy fails.
Transjugular Intrahepatic Portosystemic Shunting
TIPS [see Figure 3 ] has been employed to prevent
recurrent episodes of variceal hemorrhage, particularly as a form of
bridge therapy for patients awaiting orthotopic liver transplantation.
The potential advantage TIPS has over surgical portosystemic shunting is
the ability to decompress the portal system without the risks associated
with general anesthesia and without postoperative complications. The
major limitation of TIPS is the shunt stenosis (caused by neointimal
hyperplasia or thrombosis) that occurs in as many as 50% of patients in
the first year after the procedure. Fortunately, most such episodes of
stenosis are amenable to balloon dilatation or secondary shunt
insertion; however, 10% to 15% of TIPS recipients experience total shunt
occlusion that cannot be reversed. Furthermore, TIPS functions as a
nonselective shunt, leading to hepatic encephalopathy in approximately
one third of patients.32
Meta-analytic comparison of TIPS with endoscopic therapy indicates
that rebleeding episodes are markedly reduced in patients treated with
TIPS, but at the cost of a higher incidence of encephalopathy and a
shunt malfunction rate of at least 50%. That the efficacy of TIPS is
relatively short-lived makes this modality an ideal form of bridge
therapy for patients who are awaiting orthotopic liver transplantation
or those who have severe hepatic decompensation and thus are unlikely to
live long enough to experience failure of TIPS. TIPS can reduce the
number of bleeding episodes for patients on the transplant waiting list.
In addition, the significant reduction in portal pressure produced by
TIPS technically facilitates future liver transplantation. Finally,
unlike surgical shunts, TIPS is completely removed at the time of
recipient native hepatectomy.
Surgical Therapy
Surgical therapy is the most effective method of controlling portal
hypertension and preventing recurrent variceal hemorrhage. The operative
procedures available to the surgeon have undergone numerous
modifications and become more effective over the years. Review of the
surgical experience reveals that with the onset of alternative
modalities (e.g., TIPS and transplantation), the risk status of patients
undergoing surgical therapy (as predicted by Child's classification) and
the frequency of emergency operations have steadily declined. As a
result, the incidence of postoperative hepatic encephalopathy has
gradually fallen and overall survival has gradually improved.33 Surgical
options for the prevention of recurrent variceal hemorrhage in patients
with portal hypertension may be divided into three categories: (1)
portosystemic shunt procedures, (2) esophagogastric devascularization,
and (3) orthotopic liver transplantation.
Portosystemic shunts Surgical portosystemic shunting provides a
means of decompressing the hypertensive portal venous system into the
low-pressure systemic venous circulation. Diversion of portal blood flow
from the liver also deprives the liver of important hepatotrophic
hormones that are present in portal venous blood while routing cerebral
toxins normally metabolized by the liver directly into the systemic
circulation. As a result, the primary complications of surgical
portosystemic shunting are accelerated hepatic dysfunction and hepatic
encephalopathy. Primarily in an attempt to minimize these adverse
sequelae, various forms of portosystemic shunting operations have
evolved, which may be classified as nonselective shunts, selective
shunts, or partial shunts.
Nonselective shunts
Section 5 / Chapter 10 - Portal Hypertension
Figure 5. Portosystemic shunts

Nonselective portosystemic shunts either immediately or eventually
divert all portal blood flow from the liver into the systemic venous
circulation. Shown are the four main variants: (a) end-to-side
portacaval shunt, (b) side-to-side portacaval shunt, (c)
interposition shunt (portacaval [1], mesocaval [2], and mesorenal [3]),
and (d) conventional (proximal) splenorenal shunt.
The classic nonselective portosystemic shunt is the end-to-side
portacaval shunt (the so-called Eck fistula) [see Figure 5, part a].
This is the only nonselective shunt that has been rigorously compared
with conventional nonoperative therapy. Several randomized, controlled
trials demonstrated superior control of bleeding after operative
shunting: 9% to 25% of patients experienced rebleeding after portacaval
shunting (mostly related to nonvariceal hemorrhage or shunt thrombosis),
whereas 65% to 98% of patients experienced rebleeding after medical
therapy.34–37 Markedly higher rates of spontaneous posttreatment
encephalopathy were reported in the operative shunt groups; however, the
overall rates of encephalopathy did not differ between the operative
groups and the medical groups, because the encephalopathy seen in the
medically treated patients (mainly attributable to hemorrhage and
infection) eventually became equivalent to that seen in the surgically
treated patients. There were trends toward improved overall survival in
the surgical groups, but these trends did not attain statistical
significance.
The side-to-side portacaval shunt [see Figure 5, part b]
maintains the anatomic continuity of the portal vein as it passes into
the liver. However, the high sinusoidal resistance typically present in
the setting of cirrhosis effectively renders this shunt a nonselective
one, with no measurable antegrade (i.e., hepatopedal) portal blood flow
into the liver. Consequently, the encephalopathy rates are no different
from those observed after end-to-side portacaval shunting. Side-to-side
portacaval shunting does offer the benefit of decompressing the hepatic
sinusoidal pressure via reversed (i.e., hepatofugal) flow of blood from
the liver into the portal vein. Because transudation of interstitial
fluid from both the liver and the intestines is thought to contribute to
ascites formation, better control of ascites is achieved with a
side-to-side portacaval shunt, which effectively decompresses both the
splanchnic veins and the intrahepatic sinusoids, than with an
end-to-side portosystemic shunt, which decompresses only the splanchnic
veins. The side-to-side portacaval shunt is therefore also recommended
for patients with Budd-Chiari syndrome, in whom an end-to-side
portacaval shunt would not relieve intrahepatic congestion resulting
from hepatic venous outflow occlusion. Otherwise, no significant outcome
differences between end-to-side and side-to-side portacaval shunts have
been documented. The end-to-side variant is, however, technically easier
to construct.
Placement of an interposition mesocaval shunt [see Figure 5, part
c] composed of prosthetic or autogenous vein grafts offers the
technical advantages of avoiding hilar dissection (thereby making future
liver transplantation less complicated) and permitting intentional shunt
ligation in the event of refractory postoperative encephalopathy. Like
the side-to-side portacaval shunt, the interposition shunt functions
physiologically as a nonselective shunt because of the hepatofugal
portal venous blood flow. The major drawback to the interposition shunt
is shunt thrombosis, which may develop in as many as 35% of cases.
The conventional (proximal) splenorenal shunt [see Figure 5, part
d] was initially advocated as a means of decompressing portal venous
flow while retaining hepatopedal hepatic portal perfusion. This shunt is
constructed by performing a splenectomy and anastomosing the proximal
splenic vein to the left renal vein. Physiologic testing of patent
conventional splenorenal shunts suggests that they eventually divert all
portal flow into the renal vein and therefore effectively function as
nonselective shunts. Indeed, long-term rates of hepatic encephalopathy
appear to be no lower after conventional splenorenal shunting than after
portacaval shunting.38 Shunt occlusion develops in about 18% of cases.39
In short, nonselective portosystemic shunts are an effective means of
controlling variceal hemorrhage in cases that are refractory to other
therapeutic approaches. Given the absence of any major differences in
the rate of encephalopathic complications after the various nonselective
shunts, the choice of a nonselective shunting procedure should be based
on the surgeon's technical familiarity with the operations and on the
patient's candidacy for future transplantation. The end-to-side
portacaval shunt can be constructed relatively quickly but should be
avoided in patients who have intractable ascites or Budd-Chiari syndrome
and those who may subsequently undergo liver transplantation. The
side-to-side portacaval shunt may provide better control of ascites but
is technically more challenging to construct and should also be avoided
if future transplantation is an option. The interposition mesocaval
shunt is relatively easy to construct and avoids hepatic hilar
dissection but is associated with a relatively high rate of shunt
occlusion when a nonautogenous conduit is used. The conventional
splenorenal shunt also avoids hilar dissection but is associated with a
high shunt occlusion rate and is technically challenging to construct.
Selective shunts
Section 5 / Chapter 10 - Portal Hypertension
Figure 6. Distal splenorenal shunt

The distal splenorenal shunt diverts portal flow from the spleen and
short gastric veins into the left renal vein. The DSRS provides
selective shunting by preserving portal flow from the mesenteric
circulation. Potential sites of collateralization (e.g., the left
gastric vein, the gastroepiploic vein, and the umbilical vein) are
routinely interrupted to preserve hepatopedal portal flow.
In response to the postoperative complications seen after
nonselective portosystemic shunting (hepatic encephalopathy and hepatic
failure), Warren and colleagues introduced the distal splenorenal shunt
in 1967.40 The DSRS has become the prototypical selective shunt, in
that it selectively decompresses the esophagogastric veins while
maintaining hepatopedal flow from the mesenteric veins. It is performed
by anastomosing the distal splenic vein to the left renal vein and
interrupting venous collaterals (e.g., the left gastric and right
gastroepiploic veins) [see Figure 6]. As a result, the DSRS
effectively separates the portal system into two components: (1) a
decompressed esophagogastric venous circuit and (2) a persistently
hypertensive mesenteric venous circuit that continues to provide
hepatopedal portal flow. Thus, the DSRS does not address the mesenteric
and sinusoidal hypertension that is responsible for ascites formation.
Indeed, it is believed that the extensive retroperitoneal dissection
required to construct this shunt may actually contribute to ascites
formation through inadvertent disruption of retroperitoneal lymphatic
vessels. The DSRS is contraindicated in patients who have refractory
ascites or splenic vein thrombosis, those who have previously undergone
splenectomy, and those with an excessively small (< 7 mm) splenic vein
diameter.
Unfortunately, perfusion studies indicate that approximately one half
of patients lose hepatopedal flow within 1 year after a DSRS procedure.
This is a particular problem in patients with alcoholic cirrhosis. The
loss of shunt selectivity is believed to result from progressive
collateral diversion of portal flow into the splenic vein via a network
of pancreatic and peripancreatic veins (the so-called pancreatic siphon
effect). Extensive skeletonization of the splenic vein off the pancreas
(so-called splenopancreatic disconnection) has been proposed as a means
of minimizing this unwanted collateralization,41 but at present, the
evidence is insufficient to support routine employment of this measure.
The complications of DSRS procedures are well described. Depending on
patient selection, postoperative ascites formation is seen in 7% to 98%
of cases; however, in only 0% to 14% of cases is ascites clinically
significant and refractory to dietary sodium restriction and diuresis.23
Hepatic encephalopathy is reported in 0% to 32% of cases; several
clinical trials comparing DSRS with nonselective shunting demonstrated
significantly lower rates of encephalopathy after DSRS, whereas other
trials found no statistically significant difference. With respect to
overall survival and hemorrhage control, DSRS and nonselective shunts
appear to be equivalent.42
Comparison of DSRS construction with endoscopic therapy has yielded
interesting results. Two controlled trials comparing endoscopic therapy
and salvage DSRS with early DSRS alone demonstrated superior hemorrhage
control with early DSRS.30,31 Rates of hepatic encephalopathy did not
differ between the two groups. One of the trials, conducted in an
urban-suburban area where 85% of sclerotherapy failures could be rescued
with salvage DSRS, found survival to be improved in patients treated
with endoscopic therapy and salvage DSRS, compared with survival in
patients treated with early DSRS alone.30 The other, performed in a less
densely populated region where only 31% of sclerotherapy failures could
be rescued with salvage DSRS, found survival to be improved in the early
DSRS group.31 These data suggest that early definitive surgical
intervention may be preferable for patients who are too far from a
tertiary medical center to be able to reach one expeditiously in the
event of uncontrollable hemorrhage.
Attention is now being turned toward comparisons between the DSRS and
TIPS. One uncontrolled comparative study found that with DSRS,
hemorrhage control was better, the encephalopathy rate was lower, and
shunt occlusion was reduced, but the incidence of postoperative ascites
was higher.43 A National Institutes of Health-sponsored randomized
comparison between DSRS and TIPS is currently under way at multiple
centers.
The other main form of selective portosystemic shunt is the coronary-caval
shunt, initially described in Japan in 1984.44 This shunt is constructed
by anastomosing an interposition graft to the left gastric (coronary)
vein on one end and the inferior vena cava on the other. To date, the
applicability of this procedure has been limited, and most surgeons have
relatively little experience with it.
Partial shunts Various small-diameter interposition portosystemic
shunts have been proposed as partial shunts, designed to achieve partial
decompression of the entire portal venous system while maintaining a
degree of hepatopedal portal flow to the liver. The most successful of
these partial shunts has been the small-diameter portacaval
interposition shunt. The use of a 10 mm or smaller interposition shunt,
combined with extensive disruption of portosystemic collateral venous
circuits, serves to maintain some degree of hepatic portal perfusion.
Early experience with the 8 mm ringed polytetrafluoroethylene graft
suggests that hepatic encephalopathy rates are lower with this shunt
than with nonselective 16 mm grafts and that use of the smaller shunt
yields comparable long-term survival.45 An early comparison of the
small-diameter portacaval shunt with TIPS demonstrated lower rates of
shunt occlusion and treatment failure in the operative therapy group.46
Esophagogastric devascularization
Section 5 / Chapter 10 - Portal Hypertension
Figure 7. Modified Sugiura procedure

Shown is the modified Sugiura procedure. By extensively
devascularizing the esophagogastric junction, this procedure may provide
a means of interrupting esophagogastric varices without portosystemic
shunting.
The most effective nonshunt operation for preventing recurrent
variceal hemorrhage is esophagogastric devascularization with esophageal
transection and splenectomy, as advocated by Sugiura and associates.47
Unlike simple esophageal transection, which has been used with limited
success in the setting of acute hemorrhage, the Sugiura procedure and
its subsequent modifications [see Figure 7] involve ligation of
venous branches entering the distal esophagus and the proximal stomach
from the level of the inferior pulmonary vein, combined with selective
vagotomy and pyloroplasty [see 5:20 Gastroduodenal Procedures]. A
key point is that the left gastric (coronary) vein and the
paraesophageal collateral veins are preserved to permit portoazygous
collateralization, which inhibits future varix formation. Initial
reports from Japan cited a 5.2% operative mortality and a 6.3% rate of
recurrent hemorrhage (most often from nonvariceal causes).47,48
Unfortunately, these successes have not been easily replicated in the
United States, where operative mortality with this procedure has
exceeded 20%, with bleeding recurring in 35% to 55% of patients.49,50
Nevertheless, modifications of the Sugiura procedure continue to be
performed in patients who are unable to undergo shunting procedures
because of extensive splanchnic vein thrombosis.
Orthotopic liver transplantation Orthotopic liver transplantation
is the most definitive form of therapy for complications of portal
hypertension. The cost of cadaveric and living-donor liver
transplantation and its attendant immunosuppression, as well as the
paucity of available allografts, make liver replacement an option for
only a select minority of patients presenting with portal hypertensive
sequelae. Accordingly, careful analysis of the outcomes of
transplantation procedures in comparison with those of
nontransplantation procedures is necessary for optimal allocation of
this limited resource.
For patients whose portal hypertension has become refractory to
nonoperative management strategies, the decision whether to employ
transplantation or nontransplantation operative therapy can be based on
the level of hepatic functional reserve. Patients with Child class A or
mild class B cirrhosis appear to do well with nontransplantation therapy
as first-line operative treatment, with the understanding that liver
transplantation may remain an option for salvage therapy in the event of
future hepatic functional deterioration. In contrast, patients with more
advanced Child class B or Child class C cirrhosis appear to benefit from
early transplantation, with nonoperative strategies employed strictly as
bridge therapy for maintenance during the time spent on the allograft
waiting list.51,52
Prophylaxis of Initial Variceal Hemorrhage
The significant mortality associated with variceal hemorrhage has
prompted efforts to devise effective means of preventing the onset of
initial variceal bleeding. The difficulty of identifying those 20% to
33% of cirrhotic patients who will experience bleeding episodes remains
the primary challenge in the application of prophylaxis for variceal
hemorrhage. Patient characteristics that predict an increased likelihood
of variceal bleeding include alcoholic cirrhosis, active alcohol
consumption, and severe hepatic dysfunction.53 Certain anatomic features
of varices seen at the time of endoscopic examination have been shown to
predict the likelihood of rupture: evidence of variceal wall thinning
(cherry-red spots, red wales), variceal tortuosity, superimposition of
varices on other varices, and the presence of gastric varices all appear
to be correlated with a higher likelihood of hemorrhage.54
At present, pharmacologic therapy is the only measure that provides
effective prophylaxis against variceal hemorrhage. Nonselective
beta-adrenergic blockade, either with propranolol or the long-acting
agent nadolol, reduces portal venous pressure by decreasing cardiac
output and favoring splanchnic vasoconstriction. Clinical trials
examining the efficacy of propranolol therapy demonstrated lowered rates
of initial variceal bleeding, though the ultimate influence of beta
blockade on patient survival was mixed.55–57
Endoscopic sclerotherapy has not been consistently effective in
preventing initial variceal bleeding. In fact, several trials found
survival to be poorer in patients treated with prophylactic
sclerotherapy than in those managed with prophylactic
pharmacotherapy.4,58 This difference is probably attributable to the
well-documented complications associated with endoscopic sclerotherapy.
The flaws of prophylactic endoscopic sclerotherapy have led some
authorities to advocate endoscopic variceal band ligation as a more
effective form of prophylaxis. One trial demonstrated that variceal band
ligation achieved better prophylaxis of initial variceal bleeding than
propranolol therapy did.59 Clearly, this observation warrants further
investigation.
Early trials comparing prophylactic portosystemic shunting with
medical prophylaxis definitively showed that early operative
intervention conferred no significant benefit. In fact, the significant
morbidity associated with surgical shunting and the substantial risk of
accelerated hepatic dysfunction and encephalopathy led to lower survival
rates in patients treated with prophylactic surgical procedures.6,60 At
present, the data are insufficient to recommend the use of prophylactic
TIPS to prevent acute variceal hemorrhage.
Management of Ascites
The presence of ascites in a patient with portal hypertension is
typically an ominous finding that is of significant prognostic
importance: 1-year mortalities as high as 50% have been reported in
cirrhotic patients with new-onset ascites, whereas baseline 1-year
mortalities in cirrhotic patients without ascites are in the range of
10%.61 The pathogenesis of ascites formation appears to be related to
the relative hypovolemia and the primary avidity of renal sodium
retention that develop in patients with cirrhosis. Hypovolemia induces
renin-angiotensin activation and salt and water reabsorption, which, in
the setting of chronic liver dysfunction, results in excessive
transudation of fluid out of the liver and the intestines and into the
peritoneal cavity. The major complications of this process are
spontaneous bacterial peritonitis (SBP) and hepatorenal syndrome (HRS) [see
Complications, below], which account for the bulk of the
morbidity and mortality associated with ascites in patients with portal
hypertension.
Nonsurgical Therapy
By addressing the hyperavidity of sodium retention that drives much
of ascites formation, restriction of dietary salt intake (to levels as
low as 2 g of sodium a day) can resolve ascites in approximately 25% of
cases. The hyperaldosteronemic state that exists can be countered by
initiating diuresis with spironolactone, which, at dosages ranging from
100 to 400 mg/day, can relieve ascites in an additional 60% to 70% of
patients. Although automatic addition of loop diuretics has not been
proved to enhance the clinical efficacy of spironolactone, augmentation
of spironolactone therapy with furosemide can be helpful for patients
whose ascites is refractory to spironolactone monotherapy or who have
hyperkalemia as a result of spironolactone treatment. Gradual diuresis
is necessary to prevent potential complications (e.g., prerenal azotemia
and HRS).62
In cases of ascites that is refractory to medical dietary restriction
and diuretic therapy, large-volume paracentesis has been employed with
some success. Albumin is typically infused at a dose of 6 to 8 g per
liter of ascitic fluid to prevent the hypotension that results from
acute volume shifts. Patients in whom ascites recurs after multiple
rounds of large-volume paracentesis should be considered for TIPS. TIPS
is particularly useful in patients with ascites and a history of
bleeding esophageal varices; it corrects as many as 80% of medically
refractory cases of ascites.63 However, the efficacy of TIPS is
counterbalanced by its attendant risks (i.e., hepatic encephalopathy,
shunt occlusion, and accelerated hepatic failure), especially in
patients with poor hepatic functional reserve.
Surgical Therapy
Operative intervention plays only a limited role in the management of
ascites. Surgically inserted peritoneovenous shunts have been compared
with large-volume paracentesis in patients with ascites refractory to
medical therapy. No significant differences in early control of ascites
have been detected, but patients treated with peritoneovenous shunting
appear to benefit from faster ascites resolution, longer palliation, and
fewer hospital readmissions.64 Long-term follow-up, however, indicates
that shunt occlusion occurs in 47% of patients so treated and
disseminated intravascular coagulation in as many as 35%.
The morbidity and mortality associated with operative therapy make
routine use of side-to-side portacaval shunts a poor option for managing
ascites. The exceptions to this general statement are cases in which
ascites proves refractory to medical and TIPS therapy or in which
concomitant refractory variceal hemorrhage is present.
Complications
SBP is the most common form of ascitic infection. It typically is
signaled by fever and abdominal tenderness and often is also accompanied
by acute hepatic and renal deterioration. The diagnosis is generally
made by analyzing ascitic fluid collected through paracentesis and is
defined by the presence of a positive bacterial culture and a neutrophil
count higher than 250/mm3 in the absence of an obvious intra-abdominal
source of infection. Unlike secondary peritonitis, SBP is typically
monomicrobial, and the frequency with which enteric gram-negative rods
are found with SBP suggests intestinal bacterial translocation as a
potential cause. SBP carries a mortality of 25% and should therefore be
treated aggressively with I.V. antibiotic therapy. Given the 70%
recurrence rate after an initial episode of SBP, continuation of
suppressive antimicrobial therapy until ascites resolves is warranted.65
HRS, a poorly understood state characterized by progressive and
refractory renal impairment, typically occurs in the setting of tense
ascites and hepatic disease. Management of HRS is strictly supportive,
in that the syndrome often responds only to correction of the underlying
liver dysfunction. Accordingly, the only proven therapy for HRS is liver
transplantation.
Management of Hepatic Encephalopathy
Hepatic encephalopathy is a complex of symptoms characterized by
mental status changes ranging from impaired mentation to frank stupor.
The classic neurologic finding associated with this symptom complex is
asterixis. Typically, hepatic encephalopathy develops in the setting of
significant portosystemic shunting or significant hepatic functional
impairment. It is most commonly observed after the creation of a
therapeutic nonselective portosystemic shunt. Its onset is usually
precipitated by dehydration, GI hemorrhage, sepsis, or excessive protein
intake; in fact, the spontaneous development of hepatic encephalopathy
mandates work-up for these physiologic triggers. It has been speculated
that the shunting of intestinally absorbed cerebral toxins (e.g.,
ammonia, mercaptans, and g-aminobutyric acid)
away from hepatic metabolism is what causes hepatic encephalopathy;
however, the absolute level of circulating ammonia correlates poorly
with the magnitude of encephalopathic symptoms.
Correction of the triggers that cause hepatic encephalopathy often
reverses the psychoneurologic disturbances. In severe cases, patients
should also receive neomycin (1.5 g every 6 hours), which covers enteric
urease-positive bacteria, and lactulose (20 to 30 g two to four times
daily), a disaccharide GI cathartic. Both agents are believed to reduce
intestinal levels of ammonia and inhibit its enteric absorption. Whereas
neomycin has long-term side effects (i.e., nephrotoxicity and
ototoxicity), long-term lactulose therapy is generally well tolerated.
Dietary protein restriction should also be employed for long-term
suppression of hepatic encephalopathy. On occasion, refractory cases of
shunt-induced hepatic encephalopathy may be treated by means of
intentional ligation or occlusion of the portosystemic shunt.
Acknowledgments
Figure 2 Carol Donner.
Figures 3 and 5 through 7 Alice Y. Chen.
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