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IN THE SUPREME COURT
OF THE STATE OF KANSAS
No. 85,898
STATE OF KANSAS,
Appellee,
v.
MATTHEW R. LIMON,
Appellant.
SYLLABUS BY THE
COURT
1. K.S.A. 2004
Supp. 21-3522 violates the equal protection provisions of the Fourteenth
Amendment to the United States Constitution and § 1 of the Kansas
Constitution Bill of Rights.
2. The equal
protection violation inherent in K.S.A. 2004 Supp. 21-3522 is cured by
the severance of the words "and are members of the opposite sex" from
the statute.
Review of the
judgment of the Court of Appeals in 32 Kan. App. 2d 369, 83 P.3d 229
(2004). Appeal from Miami district court; RICHARD M. SMITH, judge.
Judgment of the Court of Appeals affirming the district court is
reversed. Judgment of the district court is reversed and remanded with
directions. Opinion filed October 21, 2005.
James D.
Esseks,
of American Civil Liberties Union Foundation, Lesbian & Gay Rights
Project, of New York, New York, argued the cause, and Tamara Lange,
of American Civil Liberties Union Foundation, Lesbian & Gay Rights
Project, of San Francisco, California, and Paige A. Nichols, of
Lawrence, were with him on the briefs for appellant.
Jared S. Maag,
deputy attorney general, argued the cause, and Phill Kline,
attorney general, was with him on the briefs for appellee.
Jeffrey E.
Goering,
of Thompson, Stout & Goering, LLC, of Wichita, and Mathew D. Staver,
of Liberty Counsel, of Longwood, Florida, were on the brief for
amicus curiae Kansas Legislators.
Timothy M.
O'Brien
and Chelsi K. Hayden, of Shook, Hardy & Bacon, L.L.P., of
Overland Park, and Julie M. Carpenter and Nicole G. Berner,
of Jenner & Block, LLC of Washington, D.C., were on the brief for
amicus curiae DKT Liberty Project.
Eric D.
Barton,
of Wagstaff & Cartmell, LLP, of Kansas City, Missouri, and Hayley
Gorenberg, of Lambda Legal, of New York, New York, were on the
brief for amici curiae Kansas Public Health Association,
American Public Health Association, American Academy of HIV Medicine,
American Foundation for AIDS Research, HIV Medicine Association,
International Association of Physicians in AIDS Care, National Alliance
of State and Territorial AIDS Directors, and National Minority AIDS
Council.
Melanie S.
Morgan,
of Kansas City, and Ruth N. Borenstein, Leecia Welch,
and Sylvia M. Sokol, of Morrison & Foerster, LLP, of San
Francisco, California, were on the brief for amici curiae
National Association of Social Workers and Kansas Chapter of the
National Association of Social Workers.
The opinion was
delivered by
LUCKERT, J.: The
principal issue presented in this case is whether the Kansas unlawful
voluntary sexual relations statute, K.S.A. 2004 Supp. 21-3522, violates
the equal protection provision of the Fourteenth Amendment to the United
States Constitution. Matthew Limon argues that the United States Supreme
Court decision in Lawrence v. Texas, 539 U.S. 558, 156 L. Ed.
2d 508, 123 S. Ct. 2472 (2003), requires this court to find the statute
unconstitutional because it results in a punishment for unlawful
voluntary sexual conduct between members of the opposite sex that is
less harsh than the punishment for the same conduct between members of
the same sex.
The statute
subject to this challenge, commonly referred to as the Romeo and Juliet
statute, applies to voluntary sexual intercourse, sodomy, or lewd
touching when, at the time of the incident, (1) the victim is a child of
14 or 15; (2) the offender is less than 19 years of age and less than 4
years older than the victim; (3) the victim and offender are the only
ones involved; and (4) the victim and offender are members of the
opposite sex. K.S.A. 2004 Supp. 21-3522. Limon's conduct meets all of
the elements of the Romeo and Juliet statute except the one limiting
application to acts between members of the opposite sex.
When the Romeo
and Juliet statute applies, prison terms are shorter and other
consequences, such as postrelease supervision periods and sex offender
registration requirements, are less harsh than when general rape,
sodomy, and lewd touching statutes apply. Because these disparities are
based upon the homosexual nature of Limon's conduct, he argues the Romeo
and Juliet statute creates a classification which violates the equal
protection principles announced by the United States Supreme Court.
Limon suggests we apply a strict level of scrutiny when reviewing his
claim, but asserts that even if the rational basis test applies, under
the guidance of Lawrence, the classification bears no rational
relationship to legitimate State interests.
We agree that the
United States Supreme Court's decision in Lawrence controls our
analysis and, when considered in conjunction with several equal
protection decisions of the United States Supreme Court, requires us to
hold that the State does not have a rational basis for the statutory
classification created in the Romeo and Juliet statute.
Because we reach
this conclusion, we will not reach Limon's other constitutional attacks
upon his conviction. However, we will discuss his argument that his
sentence violates the principles enunciated by the United States Supreme
Court in Apprendi v. New Jersey, 530 U.S. 466, 147 L. Ed. 2d
435, 120 S. Ct. 2348 (2000).
Factual and
Procedural Background
Limon was
convicted of criminal sodomy pursuant to K.S.A. 21-3505(a)(2) after a
bench trial on stipulated facts. The stipulation established that on
February 16, 2000, Limon had consensual oral contact with the genitalia
of M.A.R. Both Limon and M.A.R. are male. Limon turned 18 years of age
just 1 week before the incident; his date of birth is February 9, 1982.
He was less than 4 years older than M.A.R., who turned 15 years of age
the month following the incident. M.A.R.'s date of birth is March 17,
1985.
After his
conviction, Limon filed a motion for a downward durational departure
from the presumptive sentence under the Kansas sentencing guidelines. He
also renewed his argument that his equal protection rights had been
violated by the conviction. These motions were argued and evidence was
presented at the sentencing hearing.
The contact
occurred at a school for developmentally disabled children where Limon
and M.A.R. were residents. Although there is a discrepancy between
Limon's and M.A.R.'s functioning, the difference is minor.
Intellectually, Limon falls between the ranges described as borderline
intellectual functioning and mild mental retardation. M.A.R. functions
in the upper limits of the range of mild mental retardation. M.A.R.
consented to the sexual contact, and when he asked Limon to stop, Limon
did so.
The trial court
rejected Limon's equal protection argument and denied the motion for
downward durational departure. The trial court found that Limon's
criminal history category was B because of two prior juvenile
adjudications for aggravated criminal sodomy. Limon was sentenced to 206
months' imprisonment, which was the mitigated term under the Kansas
sentencing guidelines for a severity level 3 crime where the defendant
has a criminal history falling in category B. As a consequence of
Limon's conviction, he is subject to 60 months' of postrelease
supervision and is required to register as a persistent sexual offender.
K.S.A. 22-4902 et seq. By contrast, had Limon been convicted of
sodomy under the unlawful sexual relations statute, the presumptive
sentence at the time of the offense (and now) would have been only 13,
14, or 15 months' imprisonment. K.S.A. 1999 Supp. 21-4704. Moreover,
those sentenced under the unlawful sexual relations statute are not
subject to the provisions regarding sentencing of persistent sexual
offenders (K.S.A. 2004 Supp. 21-4704[j] and K.S.A. 2004 Supp.
22-3717[d][2]) or required to register as a sex offender (K.S.A.
22-4902).
Limon appealed,
and the Court of Appeals affirmed his conviction and sentence in
State v. Limon, No. 85,898, unpublished opinion filed February 1,
2002, rev. denied 274 Kan. 1116 (2002) (Limon I). The
Court of Appeals' decision was based primarily upon Bowers v.
Hardwick, 478 U.S. 186, 92 L. Ed. 2d 140, 106 S. Ct. 2841 (1986),
overruled by Lawrence v. Texas, 539 U.S. 558,
156 L. Ed. 2d 508, 123 S. Ct. 2472 (2003).
Limon sought this
court's review of the Court of Appeals' decision; his petition was
denied. Limon then filed a petition for writ of certiorari to the United
States Supreme Court. While his petition was pending, the Supreme Court
issued its decision in Lawrence v. Texas, which involved two
adult men who engaged in private, consensual anal sex; they were charged
and convicted under a Texas statute which prohibited "deviate sexual
intercourse" between persons of the same sex.
In an opinion
authored by Justice Kennedy and joined by Justices Stevens, Souter,
Ginsburg, and Breyer, the Court held that the Texas statute violated the
Due Process Clause. In doing so, the Court focused upon Bowers,
the decision upon which the Kansas Court of Appeals had relied in the
instant case. In Bowers, the United States Supreme Court
sustained a Georgia criminal sodomy statute against a claim the
provision violated the Due Process Clause. In a turnabout of the holding
in Bowers, the Lawrence Court concluded: "Bowers
was not correct when it was decided, and it is not correct today.
It ought not to remain binding precedent. Bowers v. Hardwick
should be and now is overruled." 539 U.S. at 578.
The Lawrence
Court recognized a liberty interest and considered whether the
State's infringement of that interest was justified by a legitimate
State interest:
"The petitioners
are entitled to respect for their private lives. The State cannot demean
their existence or control their destiny by making their private sexual
conduct a crime. Their right to liberty under the Due Process Clause
gives them the full right to engage in their conduct without
intervention of the government. 'It is a promise of the Constitution
that there is a realm of personal liberty which the government may not
enter.' [Citation omitted.] The Texas statute furthers no legitimate
state interest which can justify its intrusion into the personal and
private life of the individual." 539 U.S. at 578.
Justice O'Connor
concurred, finding the Texas statute unconstitutional. However, she did
not join in the majority's analysis that the statute violated the Due
Process Clause. She would have found the statute unconstitutional as a
violation of equal protection. She concluded her analysis by stating: "A
law branding one class of persons as criminal based solely on the
State's moral disapproval of that class and the conduct associated with
that class runs contrary to the values of the Constitution and the Equal
Protection Clause, under any standard of review." 539 U.S. at 585
(O'Connor, concurring).
Justice Scalia
wrote a dissenting opinion which Chief Justice Rehnquist and Justice
Thomas joined. For our purposes, the dissent is instructive because of
its discussion of what the majority opinion does or does not do.
Especially significant to our review is Justice Scalia's conclusion that
the majority opinion means that "the promotion of majoritarian sexual
morality is not even a legitimate state interest" and that
criminal legislation on matters such as "fornication, bigamy, adultery,
adult incest, bestiality, and obscenity" cannot "survive rational-basis
review." 539 U.S. at 599 (Scalia, J., dissenting).
One day after
issuing this decision, the Supreme Court granted Limon's petition,
vacated the judgment, and remanded the case to the Kansas Court of
Appeals "for further consideration in light of Lawrence v. Texas."
Limon v. Kansas, 539 U.S. 955, 156 L. Ed. 2d 652, 123 S. Ct.
2638 (2003).
The decision upon
remand was fractured; each judge on the three judge panel of the Court
of Appeals filed a separate opinion. Although stating a different
rationale, two judges agreed that Limon's conviction and sentence should
once again be affirmed. The Court of Appeals majority opinion, authored
by Judge Green, dismissed the application of Lawrence,
concluding it "is factually and legally distinguishable from the present
case." State v. Limon, 32 Kan. App. 2d 369, 373, 83 P.3d 229
(2004). The Court of Appeals majority focused upon Justice Kennedy's
explanation that "[t]he present case does not involve minors." 32 Kan.
App. 2d at 373-74 (quoting Lawrence, 539 U.S. at 578). Rather,
Lawrence involved "two adults who, with full and mutual consent
from each other, engaged in sexual practices common to a homosexual
lifestyle." 539 U.S. at 578. Additionally, the Court of Appeals majority
distinguished the legal analysis, noting that the Lawrence
majority declined to apply an equal protection analysis and instead
determined the Texas statute violated the Due Process Clause. In
contrast, Limon does not assert a due process challenge.
Judge Green
applied the lowest level of scrutiny, the rational basis test, when
analyzing Limon's equal protection claim and found that the legislature
"could have rationally determined that heterosexual sodomy between a
child and an adult could be put in a class by itself and could be dealt
with differently than homosexual sodomy between a child and an adult."
32 Kan. App. 2d at 375. Judge Green identified four interests which he
believed provided a rational basis for the classification:
(1) Protection of
Children. "[T]he legislature could well have concluded that homosexual
sodomy between children and young adults could disturb the traditional
sexual development of children. . . . K.S.A. [2004 Supp.] 21-3522 is
designed to discourage voluntary sexual behavior between young adults
and children which deviates from traditional sexual mores." 32 Kan. App.
2d at 377. The classification which gives a more lenient sentence to
members of the opposite sex is proper "because it is rationally related
to the purpose of protecting and preserving the traditional sexual mores
of society and the historical sexual development of children." 32 Kan.
App. 2d at 377.
(2) Marriage and
Procreation. Judge Green concluded the government has a legitimate
interest in protecting marriage and procreation because the survival of
society requires replenishment of its members. Since sexual acts between
same-sex couples do not lead to procreation, he reasoned that the
classification contained in K.S.A. 2004 Supp. 21-3522 advances the
government's interest in protecting and advancing the family as the
commonly recognized unit for procreation. 32 Kan. App. 2d at 378.
(3) Parental
Responsibility. Judge Green also observed that the legislature might
have determined that lengthy incarceration of a young adult offender who
has become a parent as a result of a heterosexual relationship with a
minor would be counterproductive to that young adult's duty to support
his or her child. Because same-sex relationships do not generally lead
to unplanned pregnancies, the need to release a same-sex offender from
incarceration is absent. Thus, Judge Green concluded, K.S.A. 2004 Supp.
21-3522 advances the government's interest in getting a young adult
parent involved in providing financial support for the child. 32 Kan.
App. 2d at 378-79.
(4) Prevention of
Sexually Transmitted Disease. Finally, Judge Green concluded that the
legislature could have considered the fact "that certain health risks
are more generally associated with homosexual activity than with
heterosexual activity," thus K.S.A. 2004 Supp. 21-3522 is rationally
related to the government's legitimate interest in protecting public
health. 32 Kan. App. 2d at 379.
Judge Green also
rejected Limon's claims that K.S.A. 2004 Supp. 21-3522 impermissibly
discriminates on the basis of gender and that his conviction and
sentence violated the Eighth Amendment prohibition against cruel and
unusual punishment because his sentence was disproportionate to the
crime of criminal sodomy. 32 Kan. App. 2d at 380-81.
In his concurring
opinion, Judge Malone agreed that K.S.A. 2004 Supp. 21-3522 does not
discriminate on the basis of gender. He also agreed that Lawrence
was both factually and legally distinguishable because it involved
adults and was decided on due process rather than equal protection
grounds. 32 Kan. App. 2d at 386. Judge Malone agreed with Judge Green's
analysis that the Romeo and Juliet law should be evaluated under the
rational basis test and stated:
"I cannot embrace
every rational basis suggested in the majority opinion for upholding the
constitutionality of K.S.A. [2004] Supp. 21-3522, and in fact I disagree
with many of the positions advanced in the majority opinion. However, if
the only rational basis justifying the statute is the legislature's
intention to protect children from increased health risks associated
with homosexual activity until they are old enough to be more certain of
their choice, it is within the legislature's prerogative to make that
determination. This rationale, although tenuous in some respects,
provides a 'reasonably conceivable state of facts' sufficient to justify
the statutory classification." 32 Kan. App. 2d at 388.
Judge Pierron
dissented. Although he, too, applied the rational basis test in
determining whether K.S.A. 2004 Supp. 21-3522 was constitutional, he
emphasized that "[l]egislative disapproval of homosexuality alone is not
enough to justify any measures the legislature might choose to express
its disapproval. Under the rational basis test, there must be a showing
that the measures adopted have a rational relationship to a legitimate
legislative concern." 32 Kan. App. 2d at 396. Reviewing each of the
reasons offered by the State to justify the discriminatory sentencing
provision, Judge Pierron determined that none of them bore any rational
relationship to the statute's classification. 32 Kan. App. 2d at
396-400. He concluded: "The purpose of the law is not to accomplish any
of the stated aims other than to punish homosexuals more severely than
heterosexuals for doing the same admittedly criminal acts." 32 Kan. App.
2d at 400. Judge Pierron would hold that the classification violates the
Due Process Clause of the Fifth and Fourteenth Amendments and would
strike the unconstitutional classification from the statute. 32 Kan.
App. 2d at 400.
Limon filed a
petition for review which this court granted.
Analysis
In this appeal,
Limon primarily argues that to punish criminal voluntary sexual conduct
between teenagers of the same sex more harshly than criminal voluntary
sexual conduct between teenagers of the opposite sex is a violation of
the equal protection provision of the United States Constitution.
"Whether a
statute violates equal protection is a question of law over which this
court has unlimited review." State v. Mueller, 271 Kan. 897,
902, 27 P.3d 884 (2001).
The Equal
Protection Clause of the Fourteenth Amendment to the United States
Constitution demands that "[n]o state shall . . . deny to any person
within its jurisdiction the equal protection of the laws." The guiding
principle of the Equal Protection Clause is that similarly situated
individuals should be treated alike. Cleburne v. Cleburne Living
Center, 473 U.S. 432, 440, 87 L. Ed. 2d 313, 105 S. Ct. 3249
(1985); Chiles v. State, 254 Kan. 888, 895, 869 P.2d 707,
cert. denied 513 U.S. 850 (1994).
Limon's arguments
are constructed entirely upon the precedent of United States Supreme
Court cases, and those precedents command our decision in this case.
However, Limon also cites § 1 of the Kansas Constitution Bill of Rights
and, thus, preserves a state constitutional claim.
Sections 1 and 2
of the Kansas Constitution Bill of Rights "are given much the same
effect as the clauses of the Fourteenth Amendment relating to due
process and equal protection of the law." Farley v. Engelken,
241 Kan. 663, 667, 740 P.2d 1058 (1987). Section 1 applies in cases such
as this one when an equal protection challenge involves individual
rights. 241 Kan. at 667.
Traditionally,
when analyzing an equal protection claim, the United States and Kansas
Supreme Courts employ three levels of scrutiny: strict scrutiny,
intermediate scrutiny, and the rational basis test. Chiles, 254
Kan. at 891-92. The level of scrutiny applied by the court depends on
the nature of the legislative classification and the rights affected by
that classification. Romer v. Evans, 517 U.S. 620, 632, 134 L.
Ed. 2d 855, 116 S. Ct. 1620 (1996). The general rule is that a law will
be subject to the rational basis test unless the legislative
classification targets a suspect class or burdens a fundamental right.
517 U.S. at 631. In Farley, this court stated:
"When a statute
is attacked on equal protection grounds, the general rule is that the
statute is presumed constitutional, and the burden is on the party
attacking the statute to prove otherwise. Only in cases involving
'suspect classifications' or 'fundamental interests' is the presumption
of constitutionality displaced and the burden placed on the party
asserting constitutionality to demonstrate a compelling state interest
which justifies the classification." 241 Kan. at 667.
Thus, when an
equal protection claim is made, the first step of the analysis is to
determine the nature of the legislative classification and the rights
which are affected by the classification. That determination will
dictate the level of scrutiny which applies. The final step of the
analysis requires determining whether the classification withstands the
scrutiny.
Classification
In the first
step, we must examine the nature of the classification created by the
Romeo and Juliet statute. The State argues that the statute applies only
to conduct and does not discriminate against any class of individual, in
particular against homosexual persons. The State also argues that
nothing in the record establishes that either Limon or M.A.R. is
homosexual.
Indeed, there is
no per se classification of homosexuals, bisexuals, or heterosexuals in
the statute, nor do we know which classification applies to Limon or
M.A.R. However, that does not mean that Limon's argument fails. As
Justice Scalia noted in his dissent in Romer, "there can hardly
be more palpable discrimination against a class than making the
conduct that defines the class criminal." (Emphasis added.) 517
U.S. at 641. The majority in Lawrence similarly noted that
making homosexual conduct criminal and not legislating against "deviate
sexual intercourse" committed by persons of different sexes "in and of
itself is an invitation to subject homosexual persons to discrimination
both in the public and in the private spheres." 539 U.S. at 575.
Throughout the Lawrence opinion, the majority refers to the
stigmatizing and demeaning effect of criminalizing conduct commonly
engaged in by homosexuals and concludes that a state may not "demean
their existence or control their destiny." 539 U.S. at 578.
Additionally, Lawrence makes it clear that Romer
applies to "persons who were homosexuals, lesbians, or bisexual either
by 'orientation, conduct, practices or relationships.'" Lawrence,
539 U.S. at 574 (quoting Romer, 517 U.S. at 624).
This case is
different from Lawrence, where homosexual conduct was criminal
and heterosexual conduct was not. The Lawrence Court focused
upon the "stigma" the criminal statute imposed which it characterized as
"not trivial." 539 U.S. at 575. Here, both types of conduct are
criminalized and, thus, stigma attaches to the heterosexual conduct
covered by the Romeo and Juliet statute. However, there is an enormous
escalation in the severity of punishment for those punished under the
general rape, sodomy, and lewd act statutes. The Kansas Sentencing
Guidelines impose a presumptive sentence of prison upon all defendants,
including those with no prior criminal history, who are convicted of a
severity level 3 felony, the severity level applying to Limon's
conviction. In contrast, a presumption of probation applies to all
sentences, except those for defendants with criminal histories of "A" or
"B," who are sentenced for a severity level 9 crime, which would be the
applicable severity level for sodomy if the Romeo and Juliet statute
applied.
Additionally, the
presumptive terms of imprisonment for a severity level 3 felony, as
noted earlier, are approximately 15 times that of a severity level 9
felony. As also discussed earlier, for Limon, whose criminal history
score was a B, this classification means the difference between a 13-,
14-, or 15-month prison sentence and a 206-month prison sentence. K.S.A.
2004 Supp. 21-4704. For a defendant with no criminal history, a
conviction of criminal sodomy (as charged in this case) entails a
sentencing range of 55-59-61 months' presumptive imprisonment while a
conviction of unlawful voluntary sexual relations under the Romeo and
Juliet statute entails a sentencing range of 5-6-7 months with the
presumption of probation. K.S.A. 2004 Supp. 21-4704. This
represents an extreme disparity in sentencing.
There is also the
distinction that Limon faces the stigma of sex offender registration;
those convicted under the Romeo and Juliet statute do not. K.S.A.
22-4902.
Furthermore, the
demeaning and stigmatizing effect upon which the Lawrence Court
focused is at least equally applicable to teenagers, both the victim and
the offender, as it is to adults and, according to some, the impact is
greater upon a teen.
Based upon these
considerations we conclude there is a discriminatory classification
requiring us to examine the level of scrutiny to be applied in testing
the constitutionality of the classification.
Level of Scrutiny
The next step of
our analysis is to determine the appropriate level of scrutiny to apply.
Limon argues that under the holding in Lawrence the highest
level of scrutiny should apply because the statute creates a
classification of homosexuals which the Lawrence Court
recognized as suspect. Contrary to this argument, the United States
Supreme Court has not recognized homosexuals as a suspect
classification. In addition, as Justice Scalia notes in his dissenting
opinion in Lawrence, "Though there is discussion of
'fundamental proposition[s]' and 'fundamental decisions,' nowhere does
the Court's opinion declare that homosexual sodomy is a 'fundamental
right.'" 539 U.S. at 586 (Scalia, J., dissenting). See Lofton v.
Secretary of Dept. of Children & Family, 358 F.3d 804, 817 (11th
Cir. 2004) (concluding it would be "a strained and ultimately incorrect
reading of Lawrence to interpret it to announce a new
fundamental right"); Standhardt v. Superior Court ex rel. County of
Maricopa, 206 Ariz. 276, 77 P.3d 451 (2003), rev. denied
May 26, 2004 (no fundamental right to same-sex marriage where
Lawrence did not recognize fundamental right to engage in same-sex
sexual conduct). Thus, strict scrutiny does not apply to our analysis of
whether the Romeo and Juliet provision unconstitutionally discriminates
based upon sexual orientation.
Justice O'Connor,
in her concurring opinion in Lawrence, suggests "a more
searching form of rational basis review" applies when a law exhibits a
"desire to harm a politically unpopular group." 539 U.S. at 580
(O'Connor, J., concurring). Her suggestion was not discussed by the
Lawrence majority, which did not analyze the Texas statute on equal
protection grounds. The majority did note that the "alternative"
argument that the Texas statute was invalid under the Equal Protection
Clause
"is a tenable
argument, but we conclude the instant case requires us to address
whether Bowers itself has continuing validity. Were we to hold
the statute invalid under the Equal Protection Clause some might
question whether a prohibition would be valid if drawn differently, say,
to prohibit the conduct both between same-sex and different-sex
participants." 539 U.S. at 574-75.
Despite not
deciding the case on equal protection grounds and never explicitly
identifying the standard utilized for its due process analysis, the
Lawrence majority, by approvingly citing and discussing the equal
protection analysis in Romer, at least implied that the
rational basis test is the appropriate standard when a statute is
attacked because of its classification of homosexual conduct. In
Romer, the Court considered whether "Amendment 2" to the Colorado
Constitution, which prohibited government protection of the status
"homosexual, lesbian, bisexual orientation, conduct, practices or
relationships," violated the Equal Protection Clause. In Lawrence,
the Court summarized the Romer decision, noting that the
amendment named a "solitary class . . . and deprived them of protection
under state antidiscrimination laws. We concluded that the provision was
'born of animosity toward the class of persons affected' and further
that it had no rational relation to a legitimate governmental purpose."
539 U.S. at 574.
The Lawrence
opinion contains another oblique indication that the rational basis test
would apply, stating: "The Texas statute furthers no legitimate
state interest which can justify its intrusion into the personal and
private life of the individual." 539 U.S. at 578. (Emphasis added.)
Typically, a search for a legitimate interest signifies a rational basis
analysis.
Hence, we apply
the rational basis test to determine whether the Romeo and Juliet
statute is unconstitutional because of its exclusion of homosexual
conduct.
Rational Basis Test
The Court of
Appeals applied the rational basis test and upheld the statute upon
finding minimal congruence between the classifying means and the one
legislative end upon which the two judges who comprised the majority
could agree: public health.
As the Court of
Appeals noted, the basic contours of the rational basis test are
well-defined: "For a statute to pass constitutional muster under the
rational basis standard, it therefore must meet a two-part test: (1) It
must implicate legitimate goals, and (2) the means chosen by the
legislature must bear a rational relationship to those goals." Mudd
v. Neosho Memorial Regional Med. Center, 275 Kan. 187, 198, 62 P.3d
236 (2003).
In explaining the
test, the United States Supreme Court has said that, although the
rational basis test is "the most deferential of standards, we insist on
knowing the relation between the classification adopted and the object
obtained." Romer, 517 U.S. at 632. The Court observed that the
"search for the link between classification and objective gives
substance to the Equal Protection Clause; it provides guidance and
discipline for the legislature . . . ; and it marks the limits of our
own authority." 517 U.S. at 632. The Court continued: "By requiring that
the classification bear a rational relationship to an independent and
legitimate legislative end, we ensure that classifications are not drawn
for the purpose of disadvantaging the group burdened by the law. . . .
'If the adverse impact on the disfavored class is an apparent aim of the
legislature, its impartiality would be suspect.'" 517 U.S. at 633
(quoting U.S. Railroad Retirement Bd. v. Fritz, 449 U.S. 166,
181, 66 L. Ed. 2d 368, 101 S. Ct. 453 [1980]) (Stevens, J., concurring).
Romer
and other
United States Supreme Court decisions instruct that we must examine the
scope of the classification. Over-inclusiveness, where the legislation
burdens a wider range of individuals than necessary given the State's
interest, may be particularly invidious and unconstitutional. Romer,
517 U.S. at 632. Likewise, a failure to create a classification which is
sufficiently broad to effectively accommodate the State's interest,
i.e., the creation of an under-inclusive class, may evidence an
animus toward those burdened. Cleburne, 473 U.S. at 450.
Paradoxically, a class may be both under- and over-inclusive; Limon
argues the Romeo and Juliet statute creates such a class.
Justice O'Connor,
in her concurring opinion in Lawrence, cites and synthesizes
four cases which illustrate these points:
"In
Department of Agriculture v. Moreno, [413 U.S. 528, 534, 37 L. Ed.
2d 782, 93 S. Ct. 2821 (1973),] for example, we held that a law
preventing those households containing an individual unrelated to any
other member of the household from receiving food stamps violated equal
protection because the purpose of the law was to '"discriminate against
hippies.'" 413 U.S. at 534. The asserted governmental interest in
preventing food stamp fraud was not deemed sufficient to satisfy
rational basis review. [413 U.S. at 535-38]. In Eisenstadt v. Baird,
405 U.S. 438, 447-455, [31 L. Ed. 2d 349], 92 S. Ct. 1029 (1972), we
refused to sanction a law that discriminated between married and
unmarried persons by prohibiting the distribution of contraceptives to
single persons. Likewise, in Cleburne v. Cleburne Living Center,
we held that it was irrational for a State to require a home for
the mentally disabled to obtain a special use permit when other
residences--like fraternity houses and apartment buildings--did not have
to obtain such a permit. And in Romer v. Evans, we disallowed a
state statute that 'impos[ed] a broad and undifferentiated disability on
a single named group'--specifically, homosexuals. 517 U.S. at 632."
Lawrence, 539 U.S. at 580 (O'Connor, J., concurring).
Of the four cases
Justice O'Connor discusses, two are particularly analogous to this case.
As Justice O'Connor indicated, in Eisenstadt v. Baird, 405 U.S.
438, 31 L. Ed. 2d 349, 92 S. Ct. 1029 (1972), the Court
invalidated on rational basis grounds a Massachusetts statute banning
the distribution of contraceptives to unmarried persons. The state's
highest court had found the legislative purpose to be "the State's
interest in protecting the health of its citizens" by "preventing the
distribution of articles designed to prevent conception which may have
undesirable, if not dangerous, physical consequences" and "to protect
morals" by discouraging premarital sexual intercourse. 405 U.S. at 442.
Addressing the purpose of preventing premarital sex, the Supreme Court
concluded: "'The rationality of this justification is dubious,
particularly in light of the admitted widespread availability to all
persons . . . , unmarried as well as married, of birth-control devices
for the prevention of disease, as distinguished from the prevention of
contraception.'" 405 U.S. at 448-49 (quoting Griswold v.
Connecticut, 381 U.S. 479, 498, 14 L. Ed. 2d 510, 85 S. Ct. 1678
[1965] [Goldberg, J., concurring]). The Court concluded that
"the Massachusetts statute is thus so riddled with exceptions that
deterrence of premarital sex cannot reasonably be regarded as its aim."
405 U.S. at 449.
The
Eisenstadt Court also explained, if the State genuinely considered
contraceptives to pose a health risk, it would have banned their use by
both married and unmarried persons. Protecting only single persons from
the alleged dangers of contraceptives, and even then only when used to
prevent pregnancy rather than the spread of disease, was "both
discriminatory and overbroad" and "illogical to the point of
irrationality." Eisenstadt, 405 U.S. at 450-51.
In the other case
cited by Justice O'Connor which is particularly analogous, Romer,
the Court was reviewing the Colorado constitutional amendment which the
State argued protected the associational rights of landlords and
employers with moral objections to homosexuality and furthered the
State's interest in "conserving resources to fight discrimination
against other groups." Romer, 517 U.S. at 635. The Court found
it "impossible to credit" these proffered purposes. 517 U.S. at 635.
Noting that rational basis inquiry was meant to "ensure that
classifications are not drawn for the purpose of disadvantaging the
group burdened by the law," 517 U.S. at 633, the Court held that
"[e]ven laws
enacted for broad and ambitious purposes often can be explained by
reference to legitimate public policies which justify the incidental
disadvantages they impose on certain persons. Amendment 2, however, in
making a general announcement that gays and lesbians shall not have any
particular protections from the law, inflicts on them immediate,
continuing, and real injuries that outrun and belie any legitimate
justification that may be claimed for it." 517 U.S. at 635.
The Court faulted
the Colorado constitutional amendment for imposing a "broad and
undifferentiated disability on a single named group." 517 U.S. at 632.
The Court further condemned the statute because "its sheer breadth is so
discontinuous with the reasons offered for it that the amendment seems
inexplicable by anything but animus toward the class it affects." 517
U.S. at 632. Additionally, the amendment was "a status-based enactment
divorced from any factual context from which we could discern a
relationship to legitimate state interests." 517 U.S. at 635. Because of
these faults, the Court reached "the inevitable inference that the
disadvantage imposed is born of animosity toward the class of persons
affected." 517 U.S. at 634. "'[D]esire to harm a politically unpopular
group cannot constitute a legitimate governmental interest.'"
517 U.S. at 634 (quoting U.S. Department of Agriculture v. Moreno,
413 U.S. 528, 534, 37 L. Ed. 2d 782, 93 S. Ct. 2821 [1973]). The result
of these deficiencies was that, whatever else might be said of the
amendment, it "offended" the "conventional and venerable" principle that
"a law must bear a rational relationship to a legitimate governmental
purpose." 517 U.S. at 635.
With these
holdings to direct us, we begin our search for a rational basis for the
harshly disparate sentencing treatment of those 18 years old and younger
who engage in voluntary sex with an underage teenager of the same sex.
Legislative History
Although the
legislature need not have articulated the basis for the classification
the State relies upon when the classification is challenged, we begin
with an examination of the legislative record to determine if a purpose
for the classification is suggested therein.
The Kansas
unlawful voluntary sexual relations (Romeo and Juliet) statute was
originally drafted as an amendment to K.S.A. 21-3520, rather than as a
free-standing statute. See L. 1999, ch. 164, sec. 38; 1999 S.B. 131. As
it appeared in S.B. 131, the provision contained no requirement that the
prohibited activity occur between members of the opposite sex. In other
words, it would not have differentiated between a Romeo and Juliet
relationship, a Romeo and Romeo relationship, or a Juliet and Juliet
relationship.
The Kansas
Sentencing Commission, which drafted the bill, offered the following
testimony with regard to the provision:
"Numerous
concerns have been raised by judges on the sentencing when the parties
are in a mutual relationship and the parents or other parties initiate
prosecution. This would allow for the sanctioning of the activity as a
person felony, but would designate a presumptive nonprison sentence. In
addition, a conviction under this new section would not require the
offender to register as a sex offender, which may result in long term
consequences." Testimony on S.B. 131 before the House Judiciary
Committee, March 16, 1999.
The Commission
also noted that the provision was one of several recommendations that
attempted to address proportionality issues. The Commission's
recommendations were based on the guiding principles that incarceration
should be reserved for the most violent and chronic offenders and that
the length of sentences should increase in proportion to the severity of
the offense, with loss of human life being the most severe threat to
public safety. Testimony on S.B. 131 before the House Judiciary
Committee, March 16, 1999.
There was
significant opposition to the provision, although none of the recorded
criticism faulted the statute for not containing language limiting the
provision to heterosexual teen relations. The Kansas County & District
Attorneys Association offered the following testimony opposing the
provision:
"[W]e are opposed
to the provisions that distinguish sex crimes based on the offender's
age on two grounds:
"1. POLICY. A
crime is a crime, whether committed by a 19-year- old or a 22-year-old,
and, historically, the offender's age has only determined whether the
case is filed in juvenile or adult court. As the attached testimony
submitted by the Reno County Attorney there is a strongly-held belief
that there are predatory relationships out there, regardless of the
proximity in age between predator and victim. Those cases truly
involving Romeo and Juliet are better left to prosecutor discretion; or
more correctly victim and police discretion, since the prosecutor rarely
hears about true Romeo and Juliet situations. Likewise, the bundling of
the various consensual sex acts between Romeo and Juliet into a single
crime is indicative that the State makes no distinction between heavy
petting, sodomy or intercourse. Those . . . involved in the problem of
teen pregnancy would beg to differ with that decision.
"2. LEGAL. . . .
What is the state interest in making a distinction based on the
difference in age? Is the victim less fondled or, in the extreme case,
made less pregnant, simply because a defendant is near her own age? . .
." Testimony on S.B. 131 before the House Judiciary Committee, March 16,
1999.
The Reno County
Attorney testified that the law "will send a dangerous message to the
young men and women of this State . . . that fourteen and fifteen year
old girls are entitled to less protection and it is somehow less of an
offense if the perpetrator happens to be near them in age." He noted
that not all sexual relations between teenagers involve romantic
relationships. Testimony on S.B. 131 before the Senate Judiciary
Committee, February 11, 1999. Representatives of the Kansas Peace
Officers' Association and the Attorney General also opposed the
provision, objecting on similar grounds. Kansas Peace Officers'
Testimony on S.B. 131 before the House Judiciary Committee, March 16,
1999; Attorney General's Testimony on S.B. 131 before the Senate
Judiciary Committee, February 11, 1999.
After S.B. 131
received hearings in committee and was reported to the Senate, the
Senate passed the bill on a vote of 35 "ayes" and 5 "nays." Sen. J.,
1999, p. 242. Although S.B. 131 was heard by the House Judiciary
Committee, the House did not take final action on the bill. Eventually,
in conference committee, the provisions of S.B. 131 were amended into
1999 S.B. 149. At that point, the phrase limiting the statute to
relations between members of the opposite sex, making it a true Romeo
and Juliet statute, was added along with other revisions not relevant to
the facts of this case. See House J., 1999, p. 1165. Although the
version of the Romeo and Juliet law which appears in S.B. 149 is
different from the one contained in S.B. 131, there are no minutes
reflecting how or why it was changed to include the "opposite sex"
language. S.B. 149, and previously S.B. 131, contained many other
juvenile and crime provisions. When the Senate voted to accept the
conference report, 30 "yea" votes and 9 "nay" votes were cast. Sen. J.,
1999, p. 1003.
As this review of
the legislative history reflects, there is nothing in the legislative
record regarding the legislative purpose for adding the opposite sex
requirement. The only legislative purposes recorded relate to the
general goal of less harsh punishment for those 18 years old and younger
who had voluntary sex with another teen who was at least 14 and the goal
of adjusting sentence disparities. It was opponents to the legislation
who raised public health and moral concerns and none of them related to
the difference between heterosexual and homosexual conduct.
Although the
legislative history does not suggest the State's interest in including
the phrase "and are members of the opposite sex," the State argues
several possibilities. In addition, we must consider the rationales
utilized by the Court of Appeals majority. These various possible State
interests can be categorized as: (1) the protection and preservation of
the traditional sexual mores of society; (2) preservation of the
historical notions of appropriate sexual development of children; (3)
protection of teenagers against coercive relationships; (4) protection
of teenagers from the increased health risks that accompany sexual
activity; (5) promotion of parental responsibility and procreation; and
(6) protection of those in group homes.
Traditional
Sexual Mores and Development
Limon counters
this theoretical justification by arguing that the State's moral
disapproval of homosexuality is an illegitimate justification for
discrimination.
The Lawrence
decision rejected a morality-based rationale as a legitimate State
interest. The Court recognized that many people condemn homosexuality as
immoral:
"[T]he Court in
Bowers was making the broader point that for centuries there
have been powerful voices to condemn homosexual conduct as immoral. The
condemnation has been shaped by religious beliefs, conceptions of right
and acceptable behavior, and respect for the traditional family. For
many persons these are not trivial concerns but profound and deep
convictions accepted as ethical and moral principles to which they
aspire and which thus determine the course of their lives." 539 U.S. at
571.
However, the
Court continued by stating: "These considerations do not answer the
question before us." 539 U.S. at 571. The Court framed the issue as
"whether the majority may use the power of the State to enforce these
views on the whole society through operation of the criminal law. 'Our
obligation is to define the liberty of all, not to mandate our own moral
code.' Planned Parenthood of Southeastern Pa. v. Casey, 505
U.S. 833, 850 [, 120 L. Ed. 2d 674, 112 S. Ct. 2791] (1992)." 539 U.S.
at 571.
Thus, when Texas
argued that its anti-sodomy law furthered the promotion of morality (539
U.S. at 582 [O'Connor, J., concurring]), the Court in Lawrence
rejected the argument and adopted the following reasoning from Justice
Stevens' dissent in Bowers: "'[T]he fact that the governing
majority in a State has traditionally viewed a particular practice as
immoral is not a sufficient reason for upholding a law prohibiting the
practice.'" 539 U.S. at 577 (quoting Bowers, 478 U.S. at 216
[Stevens, J., dissenting]).
This holding
followed the precedent of Casey, Eisenstadt, Romer, and other
cases. The Court in Romer explained that our laws are often
morality-based which, in and of itself, is not objectionable if the laws
are applied fairly to all. However, the right to equal protection of
those laws is offended when legal classifications are drawn for the
purpose of invoking moral disapproval with "the purpose of
disadvantaging the group burdened by the law." Romer, 517 U.S.
at 633.
The Court of
Appeals majority would dismiss this analysis in Lawrence
because of the due process context in which the discussion was made. The
Lawrence majority, however, signaled application of the
principles to equal protection analysis: "Equality of treatment and the
due process right to demand respect for conduct protected by the
substantive guarantee of liberty are linked in important respects, and a
decision on the latter point advances both interests." 539 U.S. at 575.
In essence, the Lawrence decision recognized that the
substantive due process analysis at issue in that case and the equal
protection analysis necessary in this case are inevitably linked.
This court has
described this link as follows:
"The difference
between the constitutional concepts of due process and equal protection
is that due process emphasizes fairness between the State and the
individual dealing with the State, regardless of how other individuals
in the same situation are treated, while equal protection emphasizes
disparity in treatment by a State between classes of individuals whose
situations are arguably indistinguishable. The test in determining
the constitutionality of a statute under due process or equal protection
concepts weighs almost identical factors." (Emphasis added.)
Chiles v. State, 254 Kan. 888, Syl. ¶ 10, 869 P.2d 707 (1994).
Thus, we are
directed in our equal protection analysis by the United States Supreme
Court's holding in Lawrence that moral disapproval of a group
cannot be a legitimate governmental interest.
Historical Notions
of Appropriate Sexual Development of Children
The Court of
Appeals also determined the Lawrence holding did not apply to
this case because Lawrence involved adults and this case
involved an adult in a relationship with a minor. Likewise, the State
focuses its argument on the State's interest in the moral and sexual
development of children.
Undoubtedly, the
State has broad powers to protect minors. This point was noted by the
United States Supreme Court in Carey v. Population Services
International, 431 U.S. 678, 52 L. Ed. 2d 675, 97 S. Ct. 2010
(1977). Carey involved a constitutional challenge to a
prohibition on distribution of contraceptives to persons under 16 years
of age. The appellants argued that the free availability of
contraceptives might encourage sexual activity among minors and the
State had a legitimate interest in discouraging such behavior. In
response, the appellees argued that minors as well as adults had a
privacy right to engage in consensual sexual behavior. The Carey
court noted that "in the area of sexual mores, as in other areas, the
scope of permissible state regulation is broader as to minors than as to
adults." 431 U.S. at 694 n.17.
However,
Carey held that "the right to privacy in connection with decisions
affecting procreation extends to minors as well as adults" and
invalidated the prohibition in question. 431 U.S. at 693. The Court
noted that "State restrictions inhibiting privacy rights of minors are
valid only if they serve 'any significant state interest . . . that is
not present in the case of an adult.' [Citation omitted.]" 431 U.S. at
693.
Although this
case does not involve the fundamental right to privacy in connection
with decisions affecting procreation or legislation which inhibits the
rights of minors, the Carey rationale suggests that even when
the articulated interest is the protection of minors, there still must
be a connection between the State's interest and the classification and,
if the burden would not be allowed if placed upon an adult, the State's
interest must be unique to children. So, unless the justifications for
criminalizing homosexual activity between teenagers more severely than
heterosexual activity between teenagers are somehow different than the
justifications for criminalizing adult homosexual activity, those
justifications must fail.
Neither the Court
of Appeals nor the State cites any scientific research or other evidence
justifying the position that homosexual sexual activity is more harmful
to minors than adults.
After this court
accepted review of the Court of Appeals decision, the National
Association of Social Workers and the Kansas Chapter of the National
Association of Social Workers filed an amici brief which
specifically questions the Court of Appeals' conclusion that the
exclusion of gay teens from the application of the unlawful sexual
relations statute protects the traditional sexual development of
children. That brief cites a number of studies indicating that sexual
orientation is already settled by the time a child turns 14, that sexual
orientation is not affected by the sexual experiences teenagers have,
and that efforts to pressure teens into changing their sexual
orientation are not effective.
We conclude, as
the United States Supreme Court stated in Romer, the
"status-based enactment [is so] divorced from any factual context" we
cannot "discern a relationship" to the espoused State interest (Romer,
517 U.S. at 635) that the law preserves the sexual development of
children consistent with traditional sexual mores. Additionally, we
again recognize the Lawrence Court's conclusion that moral
disapproval of a group cannot be a legitimate governmental interest.
Coercive Effect Upon
Minors
The State at
various times refers to the coercive effect often existing in a
relationship between an adult and a child. Certainly, the State has a
significant interest in prohibiting sex between adults and minors, not
only because of the potentially coercive effect of an adult's influence
but also because of concern regarding the minor's ability to arrive at
an informed consent. These concerns are addressed by and form the
fundamental policy rationale of statutory rape provisions. Limon's
argument accepts and supports this State interest; he agrees he deserves
punishment. He simply disputes that he should be punished more severely
for having sex with a member of the same sex.
Additionally, the
policy decision made by the legislature in enacting the Romeo and Juliet
statute undercuts this argument. The legislature determined, at least as
to those in a heterosexual relationship, that a mutual relationship
between teenagers is less likely to involve the same coercion that a
relationship between an older adult and a child might and is more likely
to be one where the minor's participation is voluntary, although not
legally consensual.
This, however,
begs the question of whether there is a rational basis to distinguish
between a class of those 18 years old and younger who engage in
voluntary sex with minors aged 14 or 15 who are of the same sex and a
class of those 18 years old and younger who engage in voluntary sex with
such minors of the opposite sex. We see no basis to determine that as a
class one group or the other would have a higher tendency to be
coercive. A distinction on this basis has no factual support.
The State makes
the same argument in a narrower fashion as applied to the facts of this
case, stating the activity between Limon and M.A.R. was "less than
consensual and more likely coercive." Where the State stipulated below
that the sexual activity between Limon and M.A.R. was consensual, it
cannot be heard to argue on appeal that Limon's actions were "coercive
and predatory." We agree the wording in the stipulation that the oral
sex between Limon and M.A.R. was "consensual" was a legal misnomer and a
better term would have been "voluntary," but that distinction does not
permit the State to back away from its stipulation at this stage of the
case.
Public Health
As to the public
health justification, Limon argues that excluding gay teenagers from the
lesser penalties of the Romeo and Juliet law has no connection with the
State's interest in reducing the spread of sexually transmitted
diseases. Specifically, the State focuses upon the risks of HIV and in
support of its argument cites briefs filed before the United States
Supreme Court in the Lawrence case.
We first note
that there is no basis to determine that public health risks for minors
engaging in same-gender sexual relations is greater than the risk for
adults. That Lawrence did not discuss the often-cited
justifications of public health and morality tells us that those
interests are either not legitimate interests at all, or more likely,
that they are not sufficient to overcome an individual's right to
liberty and privacy.
At a minimum, we
cannot distinguish between the health risks for the adults involved in
Lawrence and the minor involved in this case. Additionally, we
find persuasive Limon's argument that for this justification to be
rational, the prohibited sexual activities would have to be more likely
to transmit disease when engaged in by homosexuals than by
heterosexuals; however, this proposition is not grounded in fact.
Again, we have
the benefit of additional arguments, including the amici curiae
brief of a number of public health organizations which provided
scientific and statistical information. These studies persuade us that
the Romeo and Juliet statute presents one of those seemingly paradoxical
situations where the classification is both over- and under-inclusive.
Using statistics
from the United States Centers for Disease Control and Prevention (CDC)
and other studies, the amici support the argument that the
Court of Appeals majority and the State focus on the wrong population in
citing the statistics regarding the incidence of HIV infection in adult
homosexual males. Significantly, they point to the CDC's Basic
Statistics which reflect that among the population of HIV-positive young
people ages 13-19, which includes the age range covered by the Romeo and
Juliet statute, 61 percent are female. Yet, the risk of transmission of
the HIV infection through female to female contact is negligible.
Recognizing that HIV is transmitted through intravenous drug use of
shared needles and other mechanisms besides sexual transmission, the
gravest risk of sexual transmission for females is through heterosexual
intercourse.
There is a
near-zero chance of acquiring the HIV infection through the conduct
which gave rise to this case, oral sex between males, or through
cunnilingus. And, although the statute grants a lesser penalty for
heterosexual anal sex, the risk of HIV transmission during anal sex with
an infected partner is the same for heterosexuals and homosexuals.
The legislative
history reveals that the concern of conferees was more focused upon
teenage pregnancy. Obviously, this public health risk is not addressed
through this legislation. According to the Kansas Department of Health
and Environment's Teenage Pregnancy Report for 2003, there were 1,559
pregnancies in Kansas teens age 15 to 17. In contrast, the same agency
reports that from 2000 to 2002 there were two cases of AIDS in Kansas
among teenagers 13-19 years old.
Dissenting Judge
Pierron cited several scenarios in which the statute did not protect
against activities which raise a public health risk. In part, he stated:
"[U]nder the law
a female infected with every venereal disease yet identified, and
engaging in acts quite likely to infect or actually infecting a male
minor, will receive a much lighter sentence. A disease-free male
engaging in sex with another male in a manner not likely to spread
disease if it was present will receive a much heavier sentence.
Perversely, under the law, a male with a venereal disease who infects
and impregnates an underage female will also receive a much lighter
sentence." 32 Kan. App. 2d at 397-98.
In essence, the
Romeo and Juliet statute is over-inclusive because it increases
penalties for sexual relations which are unlikely to transmit HIV and
other sexually transmitted diseases. Thus, the statute burdens a wider
range of individuals than necessary for public health purposes.
Simultaneously, the provision is under-inclusive because it lowers the
penalty for heterosexuals engaging in high-risk activities. In other
words, the statute proscribes conduct unrelated to a public health
purpose and does not proscribe conduct which is detrimental to public
health.
Thus, the
conclusions of the Romer Court are, again, particularly
salient. The status-based distinction in the Kansas Romeo and Juliet
statute is so broad and so divorced from supporting facts that we cannot
discern a relationship to the facially legitimate interest of protecting
public health and "its sheer breadth is so discontinuous with the
reasons offered for it that the amendment seems inexplicable by anything
but animus toward the class it affects." 517 U.S. at 632. The "statute's
superficial earmarks as a health measure" (Eisenstadt, 405 U.S.
at 452) do not satisfy scrutiny under the rational basis test.
Promoting Parental
Responsibility and Procreation
Limon also
contends that there is no rational connection between the classification
and the Court of Appeals' parental responsibility and procreation
justifications. The Court of Appeals stated that the legislature might
have determined that lengthy incarceration of a young adult offender who
has become a parent as a result of a heterosexual relationship with a
minor would be counterproductive to that young adult's duty to support
his or her child. But, because same-sex relationships do not lead to
unplanned pregnancies, the need to release a same-sex offender from
incarceration is absent.
Limon argues this
justification and Judge Green's findings regarding the State's interest
in relationships which lead to procreation make no sense since the
State's interest is to discourage teen pregnancies, not encourage them.
Further, the statute does not reduce penalties solely for conduct that
results in pregnancy, but also for heterosexual intercourse which does
not result in pregnancy, i.e., sodomy and lewd contact. Again,
the relationship between the objective and the classification is so
strained that we cannot conclude it is rational.
Protection of Those
in Group Homes
The State also
makes an argument that the State has an interest in gender segregation
in group homes. The Romeo and Juliet statute has no limitation related
to living arrangements or disability. If the statute punished similar
behavior in segregated group homes for juveniles, the State's argument
could conceivably justify a harsher penalty. However, the statute is not
limited in this manner. If the legislative purpose is to protect those
in group homes, the statute's overbreadth in covering situations both
inside and outside residential living environments suggests animus
toward teenagers who engage in homosexual sex. See Romer, 517
U.S. at 632.
No Rational Basis
We conclude that
K.S.A. 2004 Supp. 21-3522 , the Kansas unlawful voluntary sexual
relations statute, does not pass rational basis scrutiny under the
United States Constitution Equal Protection Clause or, because we
traditionally apply the same analysis to our state constitution, under
the Kansas Constitution Equal Protection Clause. The Romeo and Juliet
statute suffers the same faults as found by the United States Supreme
Court in Romer and Eisenstadt; adding the phrase "and
are members of the opposite sex" created a broad, overreaching, and
undifferentiated status-based classification which bears no rational
relationship to legitimate State interests. Paraphrasing the United
States Supreme Court's decision in Romer, the statute inflicts
immediate, continuing, and real injuries that outrun and belie any
legitimate justification that may be claimed for it. Furthermore, the
State's interests fail under the holding in Lawrence that moral
disapproval of a group cannot be a legitimate governmental interest. As
Justice Scalia stated: "If, as the [United States Supreme] Court
asserts, the promotion of majoritarian sexual morality is not even a
legitimate state interest," the statute cannot "survive
rational-basis review." 539 U.S. at 599 (Scalia, J., dissenting).
Because we
determine the statute violates constitutional equal protection
guarantees based upon a rational basis analysis, we need not reach
Limon's other arguments that strict scrutiny should be applied,
including his argument that the statute discriminates based on sex.
Appropriate Remedy
Given our
holding, we must determine the appropriate remedy. Limon asks this court
to: (1) strike the language from the Romeo and Juliet statute that
limits its application to members of the opposite sex and (2) reverse
and remand this case with instructions that the State initiate any
further proceedings under the Romeo and Juliet law within 30 days. The
State argues that this court cannot judicially rewrite the statute and
contends that, if the court were to declare the challenged
classification unconstitutional, it must nullify the statute.
On several
occasions, this court has considered severing an unconstitutional
provision from a statute and leaving the remainder in force. Each time,
we have reiterated that the determination of whether the provision may
be severed "depends on the intent of the legislature." State ex rel.
Tomasic v. Unified Gov. of Wyandotte Co./Kansas City, 264 Kan. 293,
Syl. ¶ 16, 955 P.2d 1136 (1998). See, e.g., State v.
Carpenter, 231 Kan. 235, 240-41, 642 P.2d 998 (1982) (striking
phrase from statute as unconstitutionally vague); Gumbhir v. Kansas
State Board of Pharmacy, 228 Kan. 579, 588, 618 P.2d 837 (1980)
(striking phrase from statute which unlawfully delegated legislative
power). We have applied the same test when reading judicial requirements
into statutes which otherwise were overbroad, if doing so reflects the
"manifest intention of the legislature." State v. Motion Picture
Entitled "The Bet," 219 Kan. 64, 71, 547 P.2d 760 (1976)
(imposing constitutional standard upon statutory definition of
"obscene").
When an
alteration of a statute – either through striking language or adding
judicial requirements to the statute – would be contrary to legislative
intent, courts must nullify the statute. This point was emphasized in
State v. Marsh, 278 Kan. 520, 102 P.3d 445 (2005), cert.
granted ___ U.S. ___, 161 L. Ed. 2d 1109 (2005), in which this
court nullified the Kansas death penalty statute after finding it
unconstitutional. Marsh raised the constitutionality of the statute
because the jury had been instructed, consistent with the statute, that
the death penalty must be imposed if aggravating and mitigating
circumstances weighed equal, in other words were in equipoise. Marsh
argued his death sentence must be reversed because this equipoise
provision had been found to violate the Eighth Amendment in State v.
Kleypas, 272 Kan. 894, 40 P.3d 139 (2001), cert. denied
537 U.S. 834 (2002). Marsh also argued that this constitutional
infirmity required nullification of the death penalty statute, a result
which would require reversing portions of the Kleypas decision.
Specifically, Marsh argued the Kleypas court had erroneously
applied precedent and improperly rewritten an unambiguous statute in a
manner clearly contrary to legislative intent.
The majority in
Marsh agreed with this argument. First, the Marsh court
noted, "the avoidance doctrine [under which courts seek to construe
statutes as constitutional] is applied appropriately only when
a statute is ambiguous, vague, or overbroad." 278 Kan. at 539. The
provision of the death penalty statute was not ambiguous, vague, or
overbroad. The express language adopted by the legislature made it clear
that the legislature intended to mandate the imposition of a death
sentence where the existence of aggravating circumstances is not
outweighed by any mitigating circumstances found to exist. In other
words, there was no ambiguity and, therefore, no basis to apply rules of
statutory construction. Second, the Marsh court, citing
decisions of this court and of the United States Supreme Court,
reiterated the long-standing and well-established rule that a court can
only "'construe a statute in such a manner that it is constitutional if
the same can be done within the apparent intent of the legislature in
passing the statute.'" 278 Kan. at 539. The majority concluded that the
statutory construction adopted in Kleypas was not within the
apparent intent of the legislature. The legislative history of the death
penalty statute showed that the attorney general had presented the
legislature the precise question of whether the equipoise provision was
constitutional. The attorney general recommended that the statute
provide that the aggravating circumstances must outweigh the mitigating
circumstances before a death sentence may be imposed and advised that
without this change the constitutionality of the statute was in
question. Despite this specific recommendation and advice, the
legislature did not act on the attorney general's advice. 278 Kan. at
540. Thus, to read the statute in the manner suggested in Kleypas
was contrary to legislative intent. The Marsh court concluded
it was a violation of the separation of powers doctrine for the court to
rewrite a statute in a manner so clearly contrary to the legislative
intent. The only option in such a situation is to nullify the statute.
In this case, it
is the State suggesting that the statute must be nullified if found
unconstitutional. Limon, noting that the statute is overbroad, thus
making it appropriate for the court to consider the remedy of striking
language, suggests there is evidence of a legislative intent to have the
offending language struck rather than to nullify the entire provision.
He points to the severance provision within the sex crimes statutes.
We have noted
that, although our decision to strike language is not dependent upon the
presence of a severance provision, "[t]he enactment of a severability
clause in a statute or series of statutes evidences the intent of the
legislature that if some portion or phrase in the statute is
unconstitutional, the balance shall be deemed valid." State v. Next
Door Cinema Corp., 225 Kan. 112, Syl. ¶ 8, 587 P.2d 326 (1978). In
this case there is an applicable severability provision which applies to
all sex crimes and provides: "If any provision of this act is held to be
invalid or unconstitutional, it shall be conclusively presumed that the
legislature would have enacted the remainder of this act without such
invalid or unconstitutional provision." K.S.A. 2004 Supp. 21-3521. The
severability clause was already in place (it was enacted in 1998) at the
time the Romeo and Juliet law was enacted in 1999. Thus, it is
conclusively presumed the legislature would have enacted the statute
even if it did not include the phrase "and are members of the opposite
sex."
There are other
considerations which also lead us to conclude that the legislative
intent would be to strike the offending language rather than nullify the
entire statute. These considerations were discussed in State v.
Denney, 278 Kan. 643, 101 P.3d 1257 (2004). At issue in Denney
was whether there was an equal protection violation because K.S.A.
21-3502 allowed postconviction DNA testing in a rape case but not in an
aggravated criminal sodomy case. After concluding there was no rational
basis for allowing DNA testing for rapists but not allowing testing for
Denney who had penetrated a female's anus with his penis, we concluded
the statute was under- inclusive.
In considering a
remedy, we extensively discussed applicable general rules and
specifically examined use of those rules in two cases: Califano v.
Westcott, 443 U.S. 76, 61 L. Ed. 2d 382, 99 S. Ct. 2655 (1979), and
People v. Liberta, 64 N.Y.2d 152, 474 N.E.2d 567 (1984). We
need not repeat the full discussion here. Summarizing that discussion,
we stated:
"[T]he question
before us is whether the Kansas Legislature would prefer to have
statutes which cover DNA testing for those convicted of aggravated
criminal sodomy like Denney, or instead to have no statutes providing
for postconviction DNA testing. To answer this question, we first
consider the legislative purpose. . . . We next consider the public's
needs. . . .
"As an additional
consideration, we also examine the overall statutory scheme." Denney,
278 Kan. at 659-60.
In this case, the
first two inquiries mentioned – legislative purpose and public need –
are closely related. As previously discussed, the principal legislative
purposes of the Romeo and Juliet statutes were to accommodate the
situation where a teen relationship reduces the level of coercion
potentially involved in a sexual relationship between an adult and a
minor and to adjust the proportionality of sentences. These purposes are
not harmed by striking the language and, some would argue, are actually
furthered through the revision.
The next
consideration under Denney is the overall statutory scheme. We
have stated: "Where parts of a statute or a section of a statute can be
readily separated, then the part which is constitutional may stand while
the unconstitutional part is rejected." State ex rel. Tomasic v.
Unified Gov. of Wyandotte Co./Kansas City, 264 Kan. at 316. In this
case, the phrase "and are members of the opposite sex" can readily be
struck without creating an ambiguous statute.
In State ex
rel. Tomasic we also noted that, if from the legislative scheme "it
can be said that the act would have been passed without the
objectionable portion and if the statute would operate effectively to
carry out the intent of the legislature with such portion stricken, the
remainder of the law will stand as valid." 264 Kan. 293, Syl. ¶ 16.
In this case, we
are assisted in this inquiry by the legislative history, specifically,
the Senate vote on S.B. 131, which did not include the language that
makes the provision unconstitutional. The Senate approved that proposal
on a vote of 35 "ayes" to 5 "nays." Sen. J., 1999, p. 242. Hence,
although a vote was not taken in both chambers of the legislature on
S.B. 131, we know that the Senate, at least, supported the legislation
without the offending language–indeed, with more yea votes than the
measure drew once the offending language had been added.
From this
examination, we conclude that several factors –the severability clause,
the legislative purposes, the public need, the legislative scheme, and
the legislative history – reveal that striking the offending language
rather than nullifying the statute would be consistent with legislative
intent.
Conclusion of Equal
Protection Analysis
We hold K.S.A.
2004 Supp. 21-3522 unconstitutional as violating the equal protection
provisions of the United States and Kansas Constitutions and strike from
the statute the words "and are members of the opposite sex." We further
hold that Limon's conviction and sentence for criminal sodomy pursuant
to K.S.A. 21-3505(a)(2) violate his right to equal protection of the
laws.
We further grant
Limon's requested remedy of imposing a time limit upon further
proceedings in this case and order that the State will have 30 days in
which to: (1) charge Limon under the provisions of K.S.A. 2004 Supp.
21-3522 without the words "members of the opposite sex" or (2) take
other action.
Because we reach
these holdings, we need not decide Limon's argument that his sentence
was cruel and unusual punishment in violation of the Eighth Amendment to
the United States Constitution.
Apprendi Argument
We must, however,
consider one additional issue raised by Limon. He contends that
increasing his sentence based on his prior juvenile adjudications
violates the principles of Apprendi v. New Jersey, 530 U.S.
466, 147 L. Ed. 2d 435, 120 S. Ct. 2348 (2000), and State v. Gould,
271 Kan. 394, 23 P.3d 801 (2001). Limon recognizes that this argument
was rejected in State v. Hitt, 273 Kan. 224, 235-36, 42 P.3d
732 (2002), cert. denied 537 U.S. 1104 (2003), but raises the
issue to preserve it for future review in the federal courts and to give
this court a chance to reconsider Hitt.
Hitt
held that juvenile adjudications "enjoy ample procedural safeguards" and
are encompassed in the Apprendi exception for prior crimes. 273
Kan. at 236. This court has declined to overrule Hitt as
recently as June 2004. See State v. Carter, 278 Kan. 74, 91
P.3d 1162 (2004).
More importantly,
Limon did not raise this issue before the Court of Appeals; thus the
issue is not properly before this court. See State v. Layton,
276 Kan. 777, 784, 80 P.3d 65 (2003) (where issue raised in petition for
review was neither presented to nor decided by Court of Appeals, issue
was not properly before this court).
Reversed and
remanded with directions.
DAVIS, J., and
GERNON, J., not participating.
LARSON, S.J.,
assigned.1
1REPORTER'S
NOTE:
Senior Judge Edward Larson was appointed to hear case No. 85,898 vice
Justice Davis pursuant to the authority vested in the Supreme Court by
K.S.A. 20-2616.
END
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