The Global Infectious Disease Threat and Its Implications
for the United States
NIE 99-17D, January 2000
The Estimate was produced under the auspices of David F.
Gordon, National Intelligence Officer for Economics and Global
Issues. The primary drafters were Lt. Col. (Dr.) Don Noah of
the Armed Forces Medical Intelligence Center and George Fidas
of the NIC. The Estimate also benefited from a conference on
infectious diseases held jointly with the State Department's
Bureau of Intelligence and Research, and was reviewed by
several prominent epidemiologists and other health experts in
and outside the US Government. We hope that it will further
inform the debate about this important subject.
John
C. Gannon
Chairman, National Intelligence Council
Preface
The Global Infectious Disease Threat and Its Implications
for the United States
I am pleased to share with you this unclassified version of
a new National Intelligence Estimate on the reemergence of the
threat from infectious diseases worldwide and its implications
for the United States.
This report represents an important initiative on the part
of the Intelligence Community to consider the national
security dimension of a nontraditional threat. It responds to
a growing concern by senior US leaders about the
implications--in terms of health, economics, and national
security--of the growing global infectious disease threat. The
dramatic increase in drug-resistant microbes, combined with
the lag in development of new antibiotics, the rise of
megacities with severe health care deficiencies, environmental
degradation, and the growing ease and frequency of
cross-border movements of people and produce have greatly
facilitated the spread of infectious diseases.
In June 1996, President Clinton issued a Presidential
Decision Directive calling for a more focused US policy on
infectious diseases. The State Department's Strategic Plan for
International Affairs lists protecting human health and
reducing the spread of infectious diseases as US strategic
goals, and Secretary Albright in December 1999 announced the
second of two major U.S. initiatives to combat HIV/AIDS. The
unprecedented UN Security Council session devoted exclusively
to the threat to Africa from HIV/AIDS in January 2000 is a
measure of the international community's concern about the
infectious disease threat.
As part of this new US Government effort, the National
Intelligence Council produced this National Intelligence
Estimate. It examines the most lethal diseases globally and by
region; develops alternative scenarios about their future
course; examines national and international capacities to deal
with them; and assesses their national and global social,
economic, political, and security impact. It then assesses the
infectious disease threat from international sources to the
United States; to US military personnel overseas; and to
regions in which the United States has or may develop
significant equities.
Key Judgments
The Global Infectious Disease Threat and Its Implications
for the United States
New and reemerging infectious diseases will pose a rising
global health threat and will complicate US and global
security over the next 20 years. These diseases will endanger
US citizens at home and abroad, threaten US armed forces
deployed overseas, and exacerbate social and political
instability in key countries and regions in which the United
States has significant interests.
Infectious diseases are a leading cause of death,
accounting for a quarter to a third of the estimated 54
million deaths worldwide in 1998. The spread of infectious
diseases results as much from changes in human
behavior--including lifestyles and land use patterns,
increased trade and travel, and inappropriate use of
antibiotic drugs--as from mutations in pathogens.
- Twenty well-known
diseases--including tuberculosis (TB), malaria, and
cholera--have reemerged or spread geographically since
1973, often in more virulent and drug-resistant forms.
- At least 30 previously
unknown disease agents have been identified since 1973,
including HIV, Ebola, hepatitis C, and Nipah virus, for
which no cures are available.
- Of the seven biggest killers
worldwide, TB, malaria, hepatitis, and, in particular,
HIV/AIDS continue to surge, with HIV/AIDS and TB likely to
account for the overwhelming majority of deaths from
infectious diseases in developing countries by 2020. Acute
lower respiratory infections--including pneumonia and
influenza--as well as diarrheal diseases and measles,
appear to have peaked at high incidence levels.
Impact Within the United States
Although the infectious disease threat in the United States
remains relatively modest as compared to that of noninfectious
diseases, the trend is up. Annual infectious disease-related
death rates in the United States have nearly doubled to some
170,000 annually after reaching an historic low in 1980. Many
infectious diseases--most recently, the West Nile
virus--originate outside US borders and are introduced by
international travelers, immigrants, returning US military
personnel, or imported animals and foodstuffs. In the opinion
of the US Institute of Medicine, the next major infectious
disease threat to the United States may be, like HIV, a
previously unrecognized pathogen. Barring that, the most
dangerous known infectious diseases likely to threaten the
United States over the next two decades will be HIV/AIDS,
hepatitis C, TB, and new, more lethal variants of influenza.
Hospital-acquired infections and foodborne illnesses also will
pose a threat.
- Although multidrug therapies
have cut HIV/AIDS deaths by two-thirds to
17,000 annually since 1995, emerging microbial resistance
to such drugs and continued new infections will sustain
the threat.
- Some 4 million Americans are
chronic carriers of the hepatitis C virus, a
significant cause of liver cancer and cirrhosis. The US
death toll from the virus may surpass that of HIV/AIDS in
the next five years.
- TB, exacerbated
by multidrug resistant strains and HIV/AIDS co-infection,
has made a comeback. Although a massive and costly control
effort is achieving considerable success, the threat will
be sustained by the spread of HIV and the growing number
of new, particularly illegal, immigrants infected with TB.
- Influenza now
kills some 30,000 Americans annually, and epidemiologists
generally agree that it is not a question of whether, but
when, the next killer pandemic will occur.
- Highly virulent and
increasingly antimicrobial resistant pathogens,
such as Staphylococcus aureus, are major sources of
hospital-acquired infections that kill some 14,000
patients annually.
- The doubling of US food
imports over the last five years is one of the factors
contributing to tens of millions of foodborne
illnesses and 9,000 deaths that occur annually,
and the trend is up.
Regional Trends
Developing and former communist countries will continue to
experience the greatest impact from infectious
diseases--because of malnutrition, poor sanitation, poor water
quality, and inadequate health care--but developed countries
also will be affected:
- Sub-Saharan Africa--accounting
for nearly half of infectious disease deaths
globally--will remain the most vulnerable region. The
death rates for many diseases, including HIV/AIDS and
malaria, exceed those in all other regions. Sub-Saharan
Africa's health care capacity--the poorest in the
world--will continue to lag.
- Asia and the Pacific,
where multidrug resistant TB, malaria, and cholera are
rampant, is likely to witness a dramatic increase in
infectious disease deaths, largely driven by the spread of
HIV/AIDS in South and Southeast Asia and its likely spread
to East Asia. By 2010, the region could surpass Africa in
the number of HIV infections.
- The former Soviet Union (FSU)
and, to a lesser extent, Eastern Europe also are likely to
see a substantial increase in infectious disease incidence
and deaths. In the FSU especially, the steep deterioration
in health care and other services owing to economic
decline has led to a sharp rise in diphtheria, dysentery,
cholera, and hepatitis B and C. TB has reached epidemic
proportions throughout the FSU, while the HIV-infected
population in Russia alone could exceed 1 million by the
end of 2000 and double yet again by 2002.
- Latin American countries
generally are making progress in infectious disease
control, including the eradication of polio, but uneven
economic development has contributed to widespread
resurgence of cholera, malaria, TB, and dengue. These
diseases will continue to take a heavy toll in tropical
and poorer countries.
- The Middle East and North
Africa region has substantial TB and hepatitis B and C
prevalence, but conservative social mores, climatic
factors, and the high level of health spending in the
oil-producing states tend to limit some globally prevalent
diseases, such as HIV/AIDS and malaria. The region has the
lowest HIV infection rate among all regions, although this
is probably due in part to above-average underreporting
because of the stigma associated with the disease in
Muslim societies.
- Western Europe faces
threats from several infectious diseases, such as
HIV/AIDS, TB, and hepatitis B and C, as well as from
several economically costly zoonotic diseases (that is,
those transmitted from animals to humans). The region's
large volume of travel, trade, and immigration increases
the risks of importing diseases from other regions, but
its highly developed health care system will limit their
impact.
Response Capacity
Development of an effective global surveillance and
response system probably is at least a decade or more away,
owing to inadequate coordination and funding at the
international level and lack of capacity, funds, and
commitment in many developing and former communist states.
Although overall global health care capacity has improved
substantially in recent decades, the gap between rich and
poorer countries in the availability and quality of health
care, as illustrated by a typology developed by the Defense
Intelligence Agency's Armed Forces Medical Intelligence Center
(AFMIC), is widening.
Alternative Scenarios
We have examined three plausible scenarios for the course
of the infectious disease threat over the next 20 years:
Steady Progress
The least likely scenario projects steady progress whereby the
aging of global populations and declining fertility rates,
socioeconomic advances, and improvements in health care and
medical breakthroughs hasten movement toward a "health
transition" in which such noninfectious diseases as heart
disease and cancer would replace infectious diseases as the
overarching global health challenge. We believe this scenario
is unlikely primarily because it gives inadequate emphasis to
persistent demographic and socioeconomic challenges in the
developing countries, to increasing microbial resistance to
existing antibiotics, and because related models have already
underestimated the force of major killers such as HIV/AIDS,
TB, and malaria.
Progress Stymied
A more pessimistic--and more plausible--scenario projects
little or no progress in countering infectious diseases over
the duration of this Estimate. Under this scenario, HIV/AIDS
reaches catastrophic proportions as the virus spreads
throughout the vast populations of India, China, the former
Soviet Union, and Latin America, while multidrug treatments
encounter microbial resistance and remain prohibitively
expensive for developing countries. Multidrug resistant
strains of TB, malaria, and other infectious diseases appear
at a faster pace than new drugs and vaccines, wreaking havoc
on world health. Although more likely than the "steady
progress" scenario, we judge that this scenario also is
unlikely to prevail because it underestimates the prospects
for socioeconomic development, international collaboration,
and medical and health care advances to constrain the spread
of at least some widespread infectious diseases.
Deterioration, Then Limited Improvement
The most likely scenario, in our view, is one in which the
infectious disease threat--particularly from HIV/AIDS--worsens
during the first half of our time frame, but decreases
fitfully after that, owing to better prevention and control
efforts, new drugs and vaccines, and socioeconomic
improvements. In the next decade, under this scenario,
negative demographic and social conditions in developing
countries, such as continued urbanization and poor health care
capacity, remain conducive to the spread of infectious
diseases; persistent poverty sustains the least developed
countries as reservoirs of infection; and microbial resistance
continues to increase faster than the pace of new drug and
vaccine development. During the subsequent decade, more
positive demographic changes such as reduced fertility and
aging populations; gradual socioeconomic improvement in most
countries; medical advances against childhood and
vaccine-preventable killers such as diarrheal diseases,
neonatal tetanus, and measles; expanded international
surveillance and response systems; and improvements in
national health care capacities take hold in all but the least
developed countries. Barring the appearance of a deadly and
highly infectious new disease, a catastrophic upward lurch by
HIV/AIDS, or the release of a highly contagious biological
agent capable of rapid and widescale secondary spread, these
developments produce at least limited gains against the
overall infectious disease threat. However, the remaining
group of virulent diseases, led by HIV/AIDS and TB, continue
to take a significant toll.
Economic, Social, and Political Impact
The persistent infectious disease burden is likely to
aggravate and, in some cases, may even provoke economic decay,
social fragmentation, and political destabilization in the
hardest hit countries in the developing and former communist
worlds, especially in the worst case scenario outlined above:
- The economic costs of
infectious diseases--especially HIV/AIDS and malaria--are
already significant, and their increasingly heavy toll on
productivity, profitability, and foreign investment will
be reflected in growing GDP losses, as well, that could
reduce GDP by as much as 20 percent or more by 2010 in
some Sub-Saharan African countries, according to recent
studies.
- Some of the hardest hit
countries in Sub-Saharan Africa--and possibly later in
South and Southeast Asia--will face a demographic upheaval
as HIV/AIDS and associated diseases reduce human life
expectancy by as much as 30 years and kill as many as a
quarter of their populations over a decade or less,
producing a huge orphan cohort. Nearly 42 million children
in 27 countries will lose one or both parents to AIDS by
2010; 19 of the hardest hit countries will be in
Sub-Saharan Africa.
The relationship between disease and political instability
is indirect but real. A wide-ranging study on the causes of
state instability suggests that infant mortality--a good
indicator of the overall quality of life--correlates strongly
with political instability, particularly in countries that
already have achieved a measure of democracy. The severe
social and economic impact of infectious diseases is likely to
intensify the struggle for political power to control scarce
state resources.
Implications for US National Security
As a major hub of global travel, immigration, and commerce
with wide-ranging interests and a large civilian and military
presence overseas, the United States and its equities abroad
will remain at risk from infectious diseases.
- Emerging and reemerging
infectious diseases, many of which are likely to continue
to originate overseas, will continue to kill at least
170,000 Americans annually. Many more could perish in an
epidemic of influenza or yet-unknown disease or if there
is a substantial decline in the effectiveness of available
HIV/AIDS drugs.
- Infectious diseases are likely
to continue to account for more military hospital
admissions than battlefield injuries. US military
personnel deployed at NATO and US bases overseas, will be
at low-to-moderate risk. At highest risk will be US
military forces deployed in support of humanitarian and
peacekeeping operations in developing countries.
- The infectious disease burden
will weaken the military capabilities of some
countries--as well as international peacekeeping
efforts--as their armies and recruitment pools experience
HIV infection rates ranging from 10 to 60 percent. The
cost will be highest among officers and the more
modernized militaries in Sub-Saharan Africa and
increasingly among FSU states and possibly some rogue
states.
- Infectious diseases are likely
to slow socioeconomic development in the hardest-hit
developing and former communist countries and regions.
This will challenge democratic development and transitions
and possibly contribute to humanitarian emergencies and
civil conflicts.
- Infectious disease-related
embargoes and restrictions on travel and immigration will
cause frictions among and between developed and developing
countries.
- The probability of a
bioterrorist attack against US civilian and military
personnel overseas or in the United States also is likely
to grow as more states and groups develop a biological
warfare capability. Although there is no evidence that the
recent West Nile virus outbreak in New York City was
caused by foreign state or nonstate actors, the scare and
several earlier instances of suspected bioterrorism showed
the confusion and fear they can sow regardless of whether
or not they are validated.
Discussion
Patterns of Infectious Diseases
Broad advances in controlling or eradicating a growing
number of infectious diseases--such as tuberculosis (TB),
malaria, and smallpox--in the decades after the Second World
War fueled hopes that the global infectious disease threat
would be increasingly manageable. Optimism regarding the
battle against infectious diseases peaked in 1978 when the
United Nations (UN) member states signed the "Health for
All 2000" accord, which predicted that even the poorest
nations would undergo a health transition before the
millennium, whereby infectious diseases no longer would pose a
major danger to human health. As recently as 1996, a World
Bank/World Health Organization (WHO)-sponsored study by
Christopher J.L. Murray and Alan D. Lopez projected a dramatic
reduction in the infectious disease threat. This optimism,
however, led to complacency and overlooked the role of such
factors as expanded trade and travel and growing microbial
resistance to existing antibiotics in the spread of infectious
diseases. Today:
- Infectious diseases remain a
leading cause of death (see figure 1). Of the estimated 54
million deaths worldwide in 1998, about one-fourth to
one-third were due to infectious diseases, most of them in
developing countries and among children globally.
- Infectious diseases accounted
for 41 percent of the global disease burden measured in
terms of Disability-Adjusted Life Years (DALYS) that gauge
the impact of both deaths and disabilities, as compared to
43 percent for noninfectious diseases and 16 percent for
injuries.
- Although there has been
continuing progress in controlling some
vaccine-preventable childhood diseases such as polio,
neonatal tetanus, and measles, a White House-appointed
interagency working group identified at least 29
previously unknown diseases that have appeared globally
since 1973, many of them incurable, including HIV/AIDS,
Ebola hemorrhagic fever, and hepatitis C. Most recently,
Nipah encephalitis was identified. Twenty well-known
diseases such as malaria, TB, cholera, and dengue have
rebounded after a period of decline or spread to new
regions, often in deadlier forms (see table 1).
- These trends are reflected in
the United States as well, where annual infectious disease
deaths have nearly doubled to some 170,000 since 1980
after reaching historic lows that year, while new and
existing pathogens, such as HIV and West Nile virus,
respectively, continue to enter US borders.
|
Table 1
Examples of Pathogenic Microbes and the Diseases
They Cause, Identified Since 1973
|
|
Year
|
Microbe
|
Type
|
Disease
|
|
1973
|
Rotavirus
|
Virus
|
Infantile diarrhea
|
|
1977
|
Ebola virus
|
Virus
|
Acute hemorrhagic fever
|
|
1977
|
Legionella pneumophila
|
Bacterium
|
Legionnaires' disease
|
|
1980
|
Human T-lymphotrophic
virus I (HTLV 1)
|
Virus
|
T-cell lymphoma/leukemia
|
|
1981
|
Toxin-producing
Staphylococcus aureus
|
Bacterium
|
Toxic shock syndrome
|
|
1982
|
Escherichia coli O157:H7
|
Bacterium
|
Hemorrhagic colitis; hemolytic
uremic syndrome
|
|
1982
|
Borrelia burgdorferi
|
Bacterium
|
Lyme disease
|
|
1983
|
Human Immunodeficiency
Virus (HIV)
|
Virus
|
Acquired Immuno-Deficiency Syndrome
(AIDS)
|
|
1983
|
Helicobacter pylori
|
Bacterium
|
Peptic ulcer disease
|
|
1989
|
Hepatitis C
|
Virus
|
Parentally transmitted non-A, non-B
liver infection
|
|
1992
|
Vibrio cholerae O139
|
Bacterium
|
New strain associated with epidemic
cholera
|
|
1993
|
Hantavirus
|
Virus
|
Adult respiratory distress syndrome
|
|
1994
|
Cryptosporidium
|
Protozoa
|
Enteric disease
|
|
1995
|
Ehrlichiosis
|
Bacterium
|
Severe arthritis?
|
|
1996
|
nvCJD
|
Prion
|
New variant Creutzfeldt-Jakob
disease
|
|
1997
|
HVN1
|
Virus
|
Influenza
|
|
1999
|
Nipah
|
Virus
|
Severe encephalitis
|
Source: US Institute of Medicine, 1997; WHO, 1999.
The Deadly Seven
The seven infectious diseases that caused the highest number
of deaths in 1998, according to WHO and DIA's Armed Forces
Medical Intelligence Center (AFMIC), will remain threats well
into the next century. HIV/AIDS, TB, malaria, and hepatitis B
and C--are either spreading or becoming more drug-resistant,
while lower respiratory infections, diarrheal diseases, and
measles, appear to have at least temporarily peaked (see
figure 2).
HIV/AIDS. Following its identification in
1983, the spread of HIV intensified quickly. Despite progress
in some regions, HIV/AIDS shows no signs of abating globally
(see figure 3). Approximately 2.3 million people died from
AIDS worldwide in 1998, up dramatically from 0.7 million in
1993, and there were 5.8 million new infections. According to
WHO, some 33.4 million people were living with HIV by 1998, up
from 10 million in 1990, and the number could approach 40
million by the end of 2000. Although infection and death rates
have slowed considerably in developed countries owing to the
growing use of preventive measures and costly new multidrug
treatment therapies, the pandemic continues to spread in much
of the developing world, where 95 percent of global infections
and deaths have occurred. Sub-Saharan Africa currently has the
biggest regional burden, but the disease is spreading quickly
in India, Russia, China, and much of the rest of Asia.
HIV/AIDS probably will cause more deaths than any other single
infectious disease worldwide by 2020 and may account for up to
one-half or more of infectious disease deaths in the
developing world alone.
A Word About Data
All data concerning global disease incidence, including
WHO data, should be treated as broadly indicative of trends
rather than accurate measures of disease prevalence. Much
disease incidence in developing countries, in particular, is
either unreported or under-reported due to a lack of adequate
medical and administrative personnel, the stigma associated
with many diseases, or the reluctance of countries to incur
the trade, tourism, and other losses that such revelations
might produce. Since much morbidity and mortality are
multicausal, moreover, diagnosis and reporting of diseases can
vary and further distort comparisons. WHO and other
international entities are dependent on such data despite its
weaknesses and are often forced to extrapolate or build models
based on relatively small samples, as in the case of HIV/AIDS.
Changes in methodologies, moreover, can produce differing
results. The ranking of AIDS mortality ahead of TB mortality
in figure 2, for example, partly owes to the fact that
HIV-positive individuals dying of TB were included in the AIDS
mortality category in the most recent WHO survey.
TB. WHO declared TB a global emergency in
1993 and the threat continues to grow, especially from
multidrug resistant TB (see figure 4). The disease is
especially prevalent in Russia, India, Southeast Asia,
Sub-Saharan Africa, and parts of Latin America. More than 1.5
million people died of TB in 1998, excluding those infected
with HIV/AIDS, and there were up to 7.4 million new cases.
Although the vast majority of TB infections and deaths occur
in developing regions, the disease also is encroaching into
developed regions due to increased immigration and travel and
less emphasis on prevention. Drug resistance is a growing
problem; the WHO has reported that up to 50 percent of people
with multidrug resistant TB may die of their infection despite
treatment, which can be 10 to 50 times more expensive than
that used for drug-sensitive TB. HIV/AIDS also has contributed
to the resurgence of TB. One-quarter of the increase in TB
incidence involves co-infection with HIV. TB probably will
rank second only to HIV/AIDS as a cause of infectious disease
deaths by 2020.
Glossary
Infectious Disease
An illness due to a specific infectious agent that is
spread from an infected person, animal, or inanimate reservoir
to a susceptible host, either directly or indirectly, through
an intermediate plant or animal host, vector, or the inanimate
environment.
Endemic
The constant presence of a disease or infectious agent
within a given geographic area.
Epidemic
The occurrence in an area of a disease or illness in excess
of what may be expected on the basis of past experience for a
given population (in the case of a new disease, such as AIDS,
any occurrence may be considered "epidemic").
Pandemic
A worldwide epidemic affecting an exceptionally high
proportion of the global population.
Prevalence
The number of existing cases of a disease among a total or
specified population in a given period of time; usually
expressed as a percent or as the number of cases per thousand,
10,000, and so forth.
Malaria, a mainly tropical disease that
seemed to be coming under control in the 1960s and 1970s, is
making a deadly comeback--especially in Sub-Saharan Africa
where infection rates increased by 40 percent from 1970 to
1997 (see figure 5). Drug resistance, historically a problem
only with the most severe form of the disease, is now
increasingly reported in the milder variety, while the
prospects for an effective vaccine are poor. In 1998, an
estimated 300 million people were infected with malaria, and
more than 1.1 million died from the disease that year. Most of
the deaths occurred in Sub-Saharan Africa. According to the US
Agency for International Development (USAID), Sub-Saharan
Africa alone is likely to experience a 7- to 20-percent annual
increase in malaria-related deaths and severe illnesses over
the next several years.
Hepatitis B and C. Hepatitis B, which caused
at least 0.6 million deaths in 1997, is highly endemic in the
developing world, and some 350 million people worldwide are
chronic carriers (see figure 6). The less prevalent but far
more lethal hepatitis C identified in 1989 has grown
dramatically and is a significant contributor to cirrhosis and
liver cancer. WHO estimated that 3 percent of the global
population was infected with the hepatitis C virus by 1997
(see figure 7), which means that more than 170 million people
were at risk of developing the diseases associated with this
virus. Various studies project that up to 25 percent of people
with chronic hepatitis B and C will die of cirrhosis of the
liver and liver cancer over the next 20 to 30 years.
Lower respiratory infections, especially
influenza and pneumonia, killed 3.5 million people in 1998,
most of them children in developing countries, down from 4.1
million in 1993. Owing to immunosuppression from malnutrition
and growing microbial resistance to commonly used drugs such
as penicillin, these children are especially vulnerable to
such diseases and will continue to experience high death
rates.
Diarrheal diseases--mainly spread by
contaminated water or food--accounted for 2.2 million deaths
in 1998, as compared to 3 million in 1993, of which about 60
percent occurred among children under five years of age in
developing countries. The most common cause of death related
to diarrheal diseases is infection with Escherichia coli.
Other diarrheal diseases include cholera, dysentery, and
rotaviral diarrhea, prevalent throughout the developing world
and, more recently, in many former communist states. Such
waterborne and foodborne diseases will remain highly prevalent
in these regions in the absence of improvements in water
quality and sanitation.
Measles. Despite substantial progress against
measles in recent years, the disease still infects some 42
million children annually and killed about 0.9 million in
1998, down from 1.2 million in 1993. It is a leading cause of
death among refugees and internally displaced persons during
complex humanitarian emergencies. Measles will continue to
pose a major threat in developing countries (see figure 8),
particularly Sub-Saharan Africa, until the still relatively
low vaccination rates are substantially increased. It also
will continue to cause periodic epidemics in areas such as
South America with higher, but still inadequate, vaccination
rates.
Factors Affecting Growth and Spread
With few exceptions, the resurgence of the infectious
disease threat is due as much to dramatic changes in human
behavior and broader social, economic, and technological
developments as to mutations in pathogens (see table 2).
Changes in human behavior include population dislocations,
living styles, and sexual practices; technology-driven medical
procedures entailing some risks of infection; and land use
patterns. They also include rising international travel and
commerce that hasten the spread of infectious diseases;
inappropriate use of antibiotics that leads to the development
of microbial resistance; and the breakdown of public health
systems in some countries owing to war or economic decline. In
addition, climate changes enable diseases and vectors to
expand their range. Several of these factors interact,
exacerbating the spread of infectious diseases.
|
Table 2
Factors Contributing to Infectious Disease
Reemergence and Associated Diseases
|
|
Contributing Factor(s)
|
|
Associated Infectious Diseases
|
|
Human demographics and behavior
|
|
Dengue/dengue hemorrhagic fever,
sexually transmitted diseases, giardiasis
|
|
Technology and industry
|
|
Toxic shock syndrome, nosocomial
(hospital-acquired) infections, hemorrhagic
colitis/hemolytic uremic syndrome
|
|
Economic development and land use
|
|
Lyme disease, malaria, plague,
rabies, yellow fever, Rift Valley fever, schistosomiasis
|
|
International travel and commerce
|
|
Malaria, cholera, pneumococcal
pneumonia
|
|
Microbial adaptation and change
|
|
Influenza, HIV/AIDS, malaria, Staphylococcus
aureus infections
|
|
Breakdown of public health measures
|
|
Rabies, tuberculosis, trench fever,
diphtheria, whooping cough (pertussis), cholera
|
|
Climate change
|
|
Malaria, dengue, cholera, yellow
fever
|
Source: Adapted from US Institute of Medicine, 1997.
Human Demographics and Behavior
Population growth and urbanization, particularly in the
developing world, will continue to facilitate the transfer of
pathogens among people and regions. Frequent and often sudden
population movements within and across borders caused by
ethnic conflict, civil war, and famine will continue to spread
diseases rapidly in affected areas, particularly among
refugees. As of 1999, there were some 24 major humanitarian
emergencies worldwide involving at least 35 million refugees
and internally displaced people. Refugee camps, found mainly
in Sub-Saharan Africa and the Middle East, facilitate the
spread of TB, HIV, cholera, dysentery, and malaria. Well over
120 million people lived outside the country of their birth in
1998, and millions more will emigrate annually, increasing the
spread of diseases globally. Behavioral patterns, such as
unprotected sex with multiple partners and intravenous drug
use, will remain key factors in the spread of HIV/AIDS.
Technology, Medicine, and Industry
Although technological breakthroughs will greatly facilitate
the detection, diagnosis, and control of certain infectious
and noninfectious illnesses, they also will introduce new
dangers, especially in the developed world where they are used
extensively. Invasive medical procedures will result in a
variety of hospital-acquired infections, such as Staphylococcus
aureus. The globalization of the food supply means that
nonhygienic food production, preparation, and handling
practices in originating countries can introduce pathogens
endangering foreign as well as local populations. Disease
outbreaks due to Cyclospora spp, Escherichia coli,
and Salmonella spp. in several countries, along with
the emergence, primarily in Britain, of Bovine Spongiform
Encephalopathy, or "mad cow" disease, and the
related new variant Creutzfeldt-Jakob disease (nvCJD)
affecting humans, result from such food practices.
Economic Development and Land Use
Changes in land and water use patterns will remain major
factors in the spread of infectious diseases. The emergence of
Lyme disease in the United States and Europe has been linked
to reforestation and increases in the deer tick population,
which acts as a vector, while conversion of grasslands to
farming in Asia encourages the growth of rodent populations
carrying hemorrhagic fever and other viral diseases. Human
encroachment on tropical forests will bring populations into
closer proximity with insects and animals carrying diseases
such as leishmaniasis, malaria, and yellow fever, as well as
heretofore unknown and potentially dangerous diseases, as was
the case with HIV/AIDS. Close contact between humans and
animals in the context of farming will increase the incidence
of zoonotic diseases--those transmitted from animals to
humans. Water management efforts, such as dambuilding, will
encourage the spread of water-breeding vectors such as
mosquitoes and snails that have contributed to outbreaks of
Rift Valley fever and schistosomiasis in Africa.
International Travel and Commerce
The increase in international air travel, trade, and tourism
will dramatically increase the prospects that infectious
disease pathogens such as influenza--and vectors such as
mosquitoes and rodents--will spread quickly around the globe,
often in less time than the incubation period of most
diseases. Earlier in the decade, for example, a multidrug
resistant strain of Streptococcus pneumoniae
originating in Spain spread throughout the world in a matter
of weeks, according to the director of WHO's infectious
disease division. The cross-border movement of some 2 million
people each day, including 1 million between developed and
developing countries each week, and surging global trade
ensure that travel and commerce will remain key factors in the
spread of infectious diseases.
|
Table 3
Examples of Drug-Resistant Infectious Agents and
Percentage of Infections That Are Drug Resistant,
by Country or Region
|
|
Pathogen
|
Drug
|
Country/Region
|
Percentage of Drug-Resistant
Infections
|
|
Streptococcus pneumoniae
|
Penicillin
|
United States
Asia, Chile, Spain,
Hungary
|
10 to 35
20
58
|
|
Staphylococcus aureus
|
Methicillin
Multidrug
|
United States
Japan
|
32
60
|
|
Mycobacterium tuberculosis
|
Any drug
Any drug
Multidrug
|
United States
New York City
Eastern Europe
|
13
16
20
|
|
Plasmodium falciparum malaria
|
Chloroquine
Mephloquine
|
Kenya
Ghana
Zimbabwe
Burkina Faso
Thailand
|
65
45
59
17
45
|
|
Shigella dysenteride
|
Multidrug
|
Burundi, Rwanda
|
100
|
Note: Antimicrobial resistance occurs when a
disease-carrying microbe (bacteria, virus, parasite, or
fungus) is no longer affected by a drug that previously was
able to kill the microbe or prevent it from growing. Even
among populations of microorganisms that are susceptible to a
particular antimicrobial agent, at least a small percentage of
those organisms are naturally resistant, and their proportion
will grow as the others succumb to the antimicrobial agent.
Eventually this process renders the agent ineffective against
the microorganism.
Source: US Institute of Medicine, 1997; WHO, 1999.
Microbial Adaptation and Resistance
Infectious disease microbes are constantly evolving,
oftentimes into new strains that are increasingly resistant to
available antibiotics. As a result, an expanding number of
strains of diseases--such as TB, malaria, and pneumonia--will
remain difficult or virtually impossible to treat. At the same
time, large-scale use of antibiotics in both humans and
livestock will continue to encourage development of microbial
resistance. The firstline drug treatment for malaria is no
longer effective in over 80 of the 92 countries where the
disease is a major health problem. Penicillin has
substantially lost its effectiveness against several diseases,
such as pneumonia, meningitis, and gonorrhea, in many
countries. Eighty percent of Staphylococcus aureus
isolates in the United States, for example, are
penicillin-resistant and 32 percent are methicillin-resistant.
A US Centers for Disease Control and Prevention (USCDC) study
found a 60-fold increase in high-level resistance to
penicillin among one group of Streptococcus pneumoniae
cases in the United States and significant resistance to
multidrug therapy as well. Influenza viruses, in particular,
are particularly efficient in their ability to survive and
genetically change, sometimes into deadly strains. HIV also
displays a high rate of genetic mutation that will present
significant problems in the development of an effective
vaccine or new, affordable therapies.
Breakdown in Public Health Care
Alone or in combination, war and natural disasters, economic
collapse, and human complacency are causing a breakdown in
health care delivery and facilitating the emergence or
reemergence of infectious diseases. While Sub-Saharan Africa
is the area currently most affected by these factors, economic
problems in Russia and other former communist states are
creating the context for a large increase in infectious
diseases. The deterioration of basic health care services
largely accounts for the reemergence of diphtheria and other
vaccine-preventable diseases, as well as TB, as funds for
vaccination, sanitation, and water purification have dried up.
In developed countries, past inroads against infectious
diseases led to a relaxation of preventive measures such as
surveillance and vaccination. Inadequate infection control
practices in hospitals will remain a major source of disease
transmission in developing and developed countries alike.
Climate Change
Climatic shifts are likely to enable some diseases and
associated vectors--particularly mosquito-borne diseases such
as malaria, yellow fever, and dengue--to spread to new areas.
Warmer temperatures and increased rainfall already have
expanded the geographic range of malaria to some highland
areas in Sub-Saharan Africa and Latin America and could add
several million more cases in developing country regions over
the next two decades. The occurrence of waterborne diseases
associated with temperature-sensitive environments, such as
cholera, also is likely to increase.
Regional Trends and Response Capacity
The overall level of global health care capacity has
improved substantially in recent decades, but in most poorer
countries the availability of various types of health
care--ranging from basic pharmaceuticals and postnatal care to
costly multidrug therapies--remains very limited. Almost all
research and development funds allocated by developed country
governments and pharmaceutical companies, moreover, are
focused on advancing therapies and drugs relevant to developed
country maladies, and those that are relevant to developing
country needs usually are beyond their financial reach. This
is generating a growing controversy between rich and poorer
nations over such issues as intellectual property rights, as
some developing countries seek to meet their pharmaceutical
needs with locally produced generic products. Malnutrition,
poor sanitation, and poor water quality in developing
countries also will continue to add to the disease burden that
is overwhelming health care infrastructures in many countries.
So too, will political instability and conflict and the
reluctance of many governments to confront issues such as the
spread of HIV/AIDS. A global composite measure of health care
infrastructure devised by DIA's Armed Forces Medical
Intelligence Center (AFMIC) assesses factors such as the
priority attributed to health care, health expenditures, the
quality of health care delivery and access to drugs, and the
extent of surveillance and response systems. The AFMIC
typology highlights the disparities in health care capacity
(see figure 9), as do various WHO, UNAIDS, and World Bank
studies.
Sub-Saharan Africa
Sub-Saharan Africa will remain the region most affected by the
global infectious disease phenomenon--accounting for nearly
half of infectious disease-caused deaths worldwide. Deaths
from HIV/AIDS, malaria, cholera, and several lesser known
diseases exceed those in all other regions. Sixty-five percent
of all deaths in Sub-Saharan Africa are caused by infectious
diseases. Rudimentary health care delivery and response
systems, the unavailability or misuse of drugs, the lack of
funds, and the multiplicity of conflicts are exacerbating the
crisis. According to the AFMIC typology, with the exception of
southern Africa, most of Sub-Saharan Africa falls in the
lowest category. Investment in health care in the region is
minimal, less than 40 percent of the people in countries such
as Nigeria and the Democratic Republic of the Congo (DROC)
have access to basic medical care, and even in relatively well
off South Africa, only 50 to 70 percent have such access, with
black populations at the low end of the spectrum.
Four-fifths of all HIV-related deaths and 70 percent of new
infections worldwide in 1998 occurred in the region, totaling
1.8-2 million and 4 million, respectively. Although only a
tenth of the world's population lives in the region, 11.5
million of 13.9 million cumulative AIDS deaths have occurred
there. Eastern and southern African countries, including South
Africa, are the worst affected, with 10 to 26 percent of
adults infected with the disease. Sub-Saharan Africa has high
TB prevalence, as well as the highest HIV/TB co-infection
rate, with TB deaths totaling 0.55 million in 1998. The
hardest hit countries are in equatorial and especially
southern Africa. South Africa, in particular, is facing the
biggest increase in the region.
Sub-Saharan Africa accounts for an estimated 90 percent of
the global malaria burden (see figure 10). Ten percent of the
regional disease burden is attributed to malaria, with roughly
1 million deaths in 1998. Cholera, dysentery, and other
diarrheal diseases also are major killers in the region,
particularly among children, refugees, and internally
displaced populations. Forty percent of all childhood deaths
from diarrheal diseases occur in Sub-Saharan Africa. The
region also has a high rate of hepatitis B and C infections
and is the only region with a perennial meningococcal
meningitis problem in a "meningitis belt" stretching
from west to east. Sub-Saharan Africa also suffers from yellow
fever, while trypanasomiasis or "sleeping sickness"
is making a comeback in the DROC and Sudan, and the Marburg
virus also appeared in DROC for the first time in 1998. Ebola
hemorrhagic fever strikes sporadically in countries such as
the DROC, Gabon, Cote d'Ivoire, and Sudan (see figure 11).
Asia and the Pacific
Although the more developed countries of Asia and the Pacific,
such as Japan, South Korea, Australia, and New Zealand, have
strong records in combating infectious diseases, infectious
disease prevalence in South and Southeast Asia is almost as
high as in Sub-Saharan Africa. The health care delivery system
of the Asia and Pacific region--the majority of which is
privately financed--is particularly vulnerable to economic
downturns even though this is offset to some degree by much of
the region's reliance on traditional medicine from local
practitioners. According to the AFMIC typology, 90 to 100
percent of the populations in the most developed countries,
such as Japan and Australia, have access to high-quality
health care. Forty to 50 percent have such access among the
large populations of China and South Asia, while southeast
Asian health care is more varied, with less than 40 percent
enjoying such access in Burma and Cambodia, and 50 to 70
percent in Thailand, Malaysia, and the Philippines. In South
and Southeast Asia, reemergent diseases such as TB, malaria,
cholera, and dengue fever are rampant, while HIV/AIDS, after a
late start, is growing faster than in any other region.
TB caused 1 million deaths in the Asia and Pacific region
in 1998, more than any other single disease, with India and
China accounting for two-thirds of the total. Several million
new cases occur annually--most in India, China and
Indonesia--representing as much as 40 percent of the global TB
burden. HIV/AIDS is increasing dramatically, especially in
India, which leads the world in absolute numbers of HIV/AIDS
infections, estimated at 3-5 million. China is better off than
most of the countries to its south, but it too has a growing
AIDS problem, with HIV infections variously estimated at
0.1-0.4 million and spreading rapidly. Regionwide, the number
of people infected with HIV could overtake Sub-Saharan Africa
in absolute numbers before 2010.
There were 19.5 million new malaria infections estimated in
the Asia and Pacific region in 1998, many of them drug
resistant, and 100,000 deaths due to malaria. Acute
respiratory infections, such as pneumonia, cause about 1.8
million childhood deaths annually--over half of them in
India--while dengue (including dengue hemorrhagic fever/dengue
shock syndrome) outbreaks have spread throughout the region in
the last five years. Waterborne illnesses such as dysentery
and cholera also take a heavy toll in poor and crowded areas.
Asian, particularly Chinese, agricultural practices place farm
animals, fowl, and humans in close proximity and have long
facilitated the emergence of new strains of influenza that
cause global pandemics. Hepatitis B is widely prevalent in the
region, while hepatitis C is prevalent in China and in parts
of southeast Asia. In 1999 the newly recognized Nipah virus
spread throughout pig populations in Malaysia, causing more
than 100 human deaths there and a smaller number in nearby
Singapore.
Latin America
Latin American countries are making considerable progress in
infectious disease control, including the eradication of polio
and major reductions in the incidence and death rates of
measles, neonatal tetanus, some diarrheal diseases, and acute
respiratory infections. Nonetheless, infectious diseases are
still a major cause of illness and death in the region, and
the risk of new and reemerging diseases remains substantial.
Widening income disparities, periodic economic shocks, and
rampant urbanization have disrupted disease control efforts
and contributed to widespread reemergence of cholera, malaria,
TB, and dengue, especially in the poorer Central American and
Caribbean countries and in the Amazon basin of South America.
According to the AFMIC typology, Latin America's health care
capacity is substantially more advanced than that of
Sub-Saharan Africa and somewhat better than mainland Asia's,
with 70 to 90 percent of populations having access to basic
health care in Chile, Costa Rica, and Cuba on the upper end of
the scale. Less than 50 percent have such access in Haiti,
most of Central America, and the Amazon basin countries,
including the rural populations in Brazil.
Cholera reemerged with a vengeance in the region in 1991
for the first time in a century with 400,000 new cases, and
while dropping to 100,000 cases in 1997, it still comprises
two-thirds of the global cholera burden. TB is a growing
problem regionwide, especially in Brazil, Peru, Argentina, and
the Dominican Republic where drug-resistant cases also are on
the rise. Haiti does not provide data but probably also has a
high infection rate. HIV/AIDS also is spreading rapidly,
placing Latin America third behind Sub-Saharan Africa and Asia
in HIV prevalence. Prevalence is high in Brazil and especially
in the Caribbean countries (except Cuba), where 2 percent of
the population is infected. Malaria is prevalent in the Amazon
basin. Dengue reemerged in the region in 1976, and outbreaks
have taken place in the last few years in most Caribbean
countries and parts of South America. Hepatitis B and C
prevalence is greatest in the Amazon basin, Bolivia, and
Central America, while dengue hemorhagic fever is particularly
prevalent in Brazil, Colombia, and Venezuela. Yellow fever has
made a comeback over the last decade throughout the Amazon
basin, and there have been several recent outbreaks of
gastrointestinal disease attributed to E. coli infection in
Chile and Argentina. Hemorrhagic fevers are present in almost
all South American countries, and most hantavirus pulmonary
syndrome occurs in the southern cone.
Middle East and North Africa
The region's conservative social mores, climatic factors, and
high levels of health spending in oil-producing states tend to
limit some globally prevalent diseases, such as HIV/AIDS and
malaria, but others, such as TB and hepatitis B and C, are
more prevalent. The region's advantages are partially offset
by the impact of war-related uprooting of populations,
overcrowded cities with poor refrigeration and sanitation
systems, and a dearth of water, especially clean drinking
water. Health care capacity varies considerably within the
region, according to the AFMIC typology. Israel and the
Arabian Peninsula states minus Yemen are in far better shape
than Iraq, Iran, Syria, and most of North Africa. Ninety to
100 percent of the Israeli population and 70 to 90 percent of
the Saudi population have good access to health care.
Elsewhere, access ranges from less than 40 percent in Yemen to
50 to 70 percent in the smaller Gulf states, Jordan and
Tunisia, while most North African states fall into the 40- to
50-percent category.
The HIV/AIDS impact is far lower than in other regions,
with 210,000 cases, or 0.13 percent of the population,
including 19,000 new cases, in 1998. This owes in part to
above-average underreporting because of the stigma associated
with the disease in Muslim societies and the authoritarian
nature of most governments in the region. TB, including
multidrug resistant varieties, is more problematic, especially
in Iran, Iraq, Yemen, Libya, and Morocco, with an estimated
140,000 deaths in 1998. Malaria is significant only in Iran,
Iraq, and Yemen, but diarrheal and childhood diseases caused
0.3 million deaths each in 1998. Other prominent or reemerging
diseases in the region include all types of hepatitis, with
Egypt reporting the highest prevalence worldwide of the C
variety. Brucellosis now infects some 90,000 people;
leishmaniasis and sandfly fever also are endemic in the
region; and various hemorrhagic fevers occur, as well.
The Former Soviet Union and Eastern Europe
The sharp decline in health care infrastructure in Russia and
elsewhere in the former Soviet Union (FSU) and, to a lesser
extent, in Eastern Europe--owing to economic difficulties--are
causing a dramatic rise in infectious disease incidence. Death
rates attributed to infectious diseases in the FSU increased
50 percent from 1990 to 1996, with TB accounting for a
substantial number of such deaths. According to the AFMIC
typology, access to health care ranges from 50 to 70 percent
in most European FSU states, including Russia and Ukraine, and
from 40 to 50 percent in FSU states located in Central Asia.
This is generally supported by WHO estimates indicating that
only 50 to 80 percent of FSU citizens had regular access to
essential drugs in 1997, as compared to more than 95 percent a
decade earlier as health care budgets and government-provided
health services were slashed. Access to health care is
generally better in Eastern Europe, particularly in more
developed states such as Poland, the Czech Republic, and
Hungary, where it ranges from 70 to 90 percent, while only 50
to 70 percent have access in countries such as Bulgaria and
Romania. More than 95 percent of the population throughout the
East European region had such access in 1987, according to
WHO.
Crowded living conditions are among the causes fueling a TB
epidemic in the FSU, especially among prison
populations--while surging intravenous drug use and rampant
prostitution are substantially responsible for a marked
increase in HIV/AIDS incidence. There were 111,000 new TB
infections in Russia alone in 1996, a growing number of them
multidrug resistant, and nearly 25,000 deaths due to
TB--numbers that could increase significantly following
periodic releases of prisoners to relieve overcrowding. The
number of new infections for the entire FSU in 1996 was
188,000, while East European cases totaled 54,000. More recent
data indicate that the TB infection rate in Russia more than
tripled from 1990 to 1998, with 122,000 new cases reported in
1998 and the total number of cases expected to reach 1 million
by 2002. After a slow and late start, HIV/AIDS is spreading
rapidly throughout the European part of the FSU beyond the
original cohort of intravenous drug users, though it is not
yet reflected in official government reporting. An estimated
270,000 people were HIV-positive in 1998, up more than
five-fold from 1997. Although Ukraine has been hardest hit,
Russia, Belarus, and Moldova have registered major increases.
Various senior Russian Health Ministry officials predict that
the HIV-positive population in Russia alone could reach 1
million by the end of 2000 and could reach 2 million by 2002.
East European countries will fare better as renewed economic
growth facilitates recovery of their health care systems and
better enables them to expand preventive and treatment
programs.
Diphtheria reached epidemic proportions in the FSU in the
first half of the decade, owing to lapses in vaccination.
Reported annual case totals grew from 600 cases in 1989 to
more than 40,000 in 1994 in Russia, with another 50,000 to
60,000 in the rest of the FSU. Cholera and dysentery outbreaks
are occurring with increasing frequency in Russian cities,
such as St. Petersburg and Moscow, and elsewhere in the FSU,
such as in T'bilisi, owing to deteriorating water treatment
and sewerage systems. Hepatitis B and C, spread primarily by
intravenous drug use and blood transfusions, are on the rise,
especially in the non-European part of the FSU. Polio also has
reappeared owing to interruptions in vaccination, with 140 new
cases in Russia in 1995.
Western Europe
Western Europe faces threats from a number of emerging and
reemerging infectious diseases such as HIV/AIDS, TB, and
hepatitis B and C, as well as several zoonotic diseases. Its
status as a hub of international travel, commerce, and
immigration, moreover, dramatically increases the risks of
importing new diseases from other regions. Tens of millions of
West Europeans travel to developing countries annually,
increasing the prospects for the importation of dangerous
diseases, as demonstrated by the importation of typhoid in
1999. Some 88 percent of regional population growth in the
first half of the decade was due to immigration; legal
immigrants now comprise about 6 percent of the population, and
illegal newcomers number an estimated 6 million. Nonetheless,
the region's highly developed health care infrastructure and
delivery system tend to limit the incidence and especially the
death rates of most infectious diseases, though not the
economic costs. Access to high-quality care is available
throughout most of the region, although governments are
beginning to limit some heretofore generous health benefits,
and a growing antivaccination movement in parts of Western
Europe, such as Germany, is causing a rise in measles and
other vaccine-preventable diseases. The AFMIC typology gives
somewhat higher marks to northern over some southern European
countries, but the region as a whole is ranked in the highest
category, along with North America.
After increasing sharply for most of the 1980s and 1990s,
HIV infections, and particularly HIV/AIDS deaths, have slowed
considerably owing to behavioral changes among high-risk
populations and the availability and funding for multidrug
treatment. Some 0.5 million people were living with HIV/AIDS
in 1998, down slightly from 510,000 the preceding year, and
there were 30,000 new cases and 12,000 deaths, with prevalence
somewhat higher in much of southern Europe than in the north.
TB, especially its multidrug resistant strains, is on the
upswing, as is co-infection with HIV, particularly in the
larger countries, with some 50,000 TB cases reported in 1996.
Hepatitis C prevalence is growing, especially in southern
Europe. Western Europe also continues to suffer from several
zoonotic diseases, among which is the deadly new variant
Creutzfeldt-Jakob disease (nvCJD), linked to the bovine
spongiform encephalopathy or "mad cow disease"
outbreak in the United Kingdom in 1995 that has since ebbed
following implementation of strict control measures. Other
recent disease concerns include meningococcal meningitis
outbreaks in the Benelux countries and leishmaniasis-HIV
co-infection, especially in southern Europe.
International Response Capacity
International organizations such as WHO and the World Bank,
institutions in several developed countries such as the US CDC,
and Nongovernmental Organizations (NGOs) will continue to play
an important role in strengthening both international and
national surveillance and response systems for infectious
diseases. Nonetheless, progress is likely to be slow, and
development of an integrated global surveillance and response
system probably is at least a decade or more away. This owes
to the magnitude of the challenge; inadequate coordination at
the international level; and lack of funds, capacity, and, in
some cases, cooperation and commitment at the national level.
Some countries hide or understate their infectious disease
problems for reasons of international prestige and fear of
economic losses. Total international health-related aid to
low- and middle-income countries--some $2-3 billion
annually--remains a fraction of the $250 billion health bill
of these countries.
WHO
WHO has the broadest health mandate under the UN system,
including establishing health priorities, coordinating global
health surveillance, and emergency assistance in the event of
disease outbreaks. Health experts give WHO credit for major
successes, such as the eradication of smallpox, near
eradication of polio, and substantial progress in controlling
childhood diseases, and in facilitating the expansion of
primary health care in developing countries. It also has come
under criticism for becoming top heavy, unfocused in its
mission, and overly optimistic in its health projections. WHO
defenders blame continued member state parsimony that has kept
WHO's regular biennial budget to roughly $850 million for
several years and forced it to rely more on voluntary
contributions that often come with strings attached as the
cause of its shortcomings.
The election last year of Gro Harlem Bruntland as Secretary
General, along with a series of reforms, including expansion
of the Emerging and other Communicable Diseases Surveillance
and Control (EMC) Division, has placed WHO in a better
position to revitalize itself. Internal oversight and
transparency have been expanded, programs and budgets are
undergoing closer scrutiny, and management accountability is
looming larger. Bruntland has moved quickly to streamline
upper-level management and has installed new top managers,
mostly from outside the organization, including from the
private sector. She also is working to strengthen country
offices and to make the regional offices more responsive to
central direction. WHO is increasing its focus on the fight
against resurgent malaria, while a better-funded EMC is
expanding efforts to establish a global surveillance and
response system in cooperation with UNAIDS, UNICEF, and
national entities such as the US CDC, the US DoD, and France's
Pasteur Institute.
Other UN Agencies Involved in Health Care
WHO competes for resources with the many other UN
agencies that are increasingly involved in health care. The
United Nations Children's Fund (UNICEF) focuses on children's
health. The United Nations AIDS Program (UNAIDS) focuses on
improving the response capacity toward HIV/AIDS at the
country, regional, and global levels in cooperation with WHO
and other UN agencies. Other UN agencies involved in health
care issues include the UN Development Program (UNDP); the UN
Family Planning Agency (UNFPA); the UN High Commissioner for
Refugees (UNHCR); the UN Educational, Scientific and Cultural
Organization (UNESCO); the International Labor Organization (ILO);
the Food and Agricultural Organization (FAO); and the World
Food Program (WFP).
The World Bank
The growing sense that health is linked inexorably to
socioeconomic development, has prompted the World Bank to
expand its health activities. According to a 1997 study by the
US Institute of Medicine, the most significant change in the
global health arena over the past decade has been the growth
in both financial and intellectual influence of the World
Bank, whose health loans have grown to $2.5 billion annually,
including $800 million for infectious diseases. Health experts
generally welcome the Bank's greater involvement in the health
sector, viewing it as efficient and responsive in areas such
as health sector financial reform. Some remain concerned that
the Bank's emphasis on fiscal balance can sometimes have a
negative health and social impact in developing countries.
Some developing countries resent what they perceive as the
domination of Bank decisionmaking and priority setting by the
richer countries.
Nongovernmental Organizations
Another major change in the global health arena over the last
decade is the increasingly important role of NGOs, which
provide direct assistance, including emergency shelter and
aid, as well as long-term domestic health care delivery. NGOs
also build community awareness and support for WHO and other
international and bilateral surveillance and response efforts.
At the same time, health experts note that NGOs, like their
governmental counterparts, are driven in part by their own
self interests, which sometimes conflict with those of host
and donor governments.
Bilateral Assistance
The United States, through USAID, the CDC, the National
Institutes for Health (NIH), and the Defense Department's
overseas laboratories, is a major contributor to international
efforts to combat infectious diseases. It is joined
increasingly by other developed nations and regional
groupings, such as the European Union (EU), that provide
assistance bilaterally, as well as through international
organizations and NGOs. The Field Epidemiology Training
Programs--run jointly by the CDC and WHO--as well as the EU-US
Task Force on Emerging Diseases and the US-Japan Common
Scientific Agenda, are key examples of developed-country
programs focusing on infectious diseases.
National Limitations
A major obstacle to effective global surveillance and control
of infectious diseases will continue to be poor or inaccurate
national health statistical reporting by many developing
countries and lack of both capacity and will to properly
direct aid (see figure 12) and to follow WHO and other
recommended health care practices. Those areas of the world
most susceptible to infectious disease problems are least able
to develop and maintain the sophisticated and costly
communications equipment needed for effective disease
surveillance and reporting. In addition to the barriers
dictated by low levels of development, revealing an outbreak
of a dreaded disease may harm national prestige, commerce, and
tourism. For example, nearly every country initially denied or
minimized the extent of the HIV/AIDS virus within its borders,
and even today, some countries known to have significant rates
of HIV infection refuse to cooperate with WHO, which can only
publish the information submitted by surveying nations. Only a
few, such as Uganda, Senegal, and Thailand, have launched
major preventative efforts, while many WHO members do not even
endorse AIDS education in schools. Similarly, some countries
routinely and falsely deny the existence of cholera within
their borders.
Aid programs to prevent and treat infectious diseases in
developing countries depend largely on indigenous health
workers for their success and cannot be fielded effectively in
their absence. Educational programs aimed at preventing
disease exposure frequently depend on higher literacy levels
and assume cultural and social factors that often are absent.
Alternative Scenarios and Outlook for Infectious Diseases
The impact of infectious diseases over the next 20 years
will be heavily influenced by three sets of variables. The
first is the relationship between increasing microbial
resistance and scientific efforts to develop new antibiotics
and vaccines. The second is the trajectory of developing and
transitional economies, especially concerning the basic
quality of life of the poorest groups in these countries. The
third is the degree of success of global and national efforts
to create effective systems of surveillance and response. The
interplay of these drivers will determine the overall outlook.
On the positive side, reduced fertility and the aging of
the population, continued economic development, and improved
health care capacity in many countries, especially the more
developed, will increase the progress toward a health
transition by 2020 whereby the impact of infectious
diseases ebbs, as compared to noninfectious diseases. On the
negative side, continued rapid population growth,
urbanization, and persistent poverty in much of the developing
world, and the paradox in which some aspects of socioeconomic
development--such as increased trade and travel--actually
foster the spread of infectious diseases, could slow or derail
that transition. So, too, will growing microbial resistance
among resurgent diseases, such as malaria and TB, and the
proliferation or intensification of new ones, such as
HIV/AIDS.
Two scenarios--one optimistic and one pessimistic--reflect
differences in the international health community concerning
the global outlook for infectious diseases. We present and
critically assess these scenarios, elaborate on the
pessimistic scenario, and develop a third, combining some
elements of each, that we judge as more likely to prevail over
the period of this Estimate.
The Optimistic Scenario: Steady Progress
According to a key 1996 World Bank/WHO study cited earlier
that articulated the optimistic scenario, a health
transition--resulting from key drivers, such as aging
populations, socio-economic development, and medical
advances--already is under way in developed countries and also
in much of Asia and Latin America that is likely to produce a
dramatic reduction in the infectious disease threat. The study
projects that deaths caused primarily by infectious diseases
will fall steadily from 34 percent of the total disease burden
in 1990 to 15 percent in 2020. Those from noninfectious
diseases are likely to climb from 55 percent of the total
disease burden to 73 percent, with the remainder of deaths due
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