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Monitoring the AIDS Pandemic (MAP) Network
The Status and Trends of the HIV/AIDS/STD
Epidemics in Asia and the Pacific
October 1997, Manila, Philippines
Table of Contents
1. Introduction
The World Health Organization (WHO) Regional Office for the
Western Pacific in Manila, Philippines, graciously hosted the
first Monitoring the AIDS Pandemic (MAP) Network symposium,
The Status and Trends of the HIV/AIDS/STD Epidemics in Asia
and the Pacific, on 21-23 October 1997, which was an official
satellite symposium of the 4th International Congress on AIDS
in Asia and the Pacific.
The three-day MAP Network symposium held in Manila was the
first symposium formally organized by this new global network
formed in December 1996 by the AIDS Control and Prevention (AIDSCAP)
Project of Family Health International, the François-Xavier
Bagnoud Center for Health and Human Rights of the Harvard
School of Public Health and the Joint United Nations Programme
on HIV/AIDS (UNAIDS). It was the third in a continuing series
of regional and global symposia that have been organized to
understand the trajectory of the HIV/AIDS pandemic. Starting
with the Status and Trends of the HIV/AIDS Epidemics in Africa
Symposium that was held in Kampala, Uganda, in December 1995,
a team of internationally recognized technical specialists in
epidemiology, modeling, economics, demography, public health
and international development was formed to monitor the
dynamics of the HIV/AIDS pandemic and various regional
epidemics. By collecting, analyzing and disseminating
information on HIV/AIDS, this team of experts, which has grown
rapidly over the course of two years into a global network,
seeks to assist governments, organizations and the world at
large to respond more actively and effectively to the
challenges posed by the HIV/AIDS pandemic.
The MAP symposium in Manila brought together 40 global and
regional experts, including MAP members and some specially
invited participants, to achieve the following objectives:
To present and share information on the status and
trends of the HIV/AIDS/STD epidemics in Asia and the
Pacific and analyze this information in a global context;
To review the epidemiological and behavioral patterns
among the HIV/AIDS/STD epidemics affecting the different
populations in the region;
To identify specific data needs for monitoring and
forecasting the HIV/AIDS/STD epidemics in the region; and
To produce and disseminate a consensus report on the
current status of the HIV/AIDS/STD epidemics in Asia and
on the current and projected trends for these epidemics in
the region.
Because a large percentage of the world's population
resides in the Asia-Pacific region, the symposium held in
Manila was important in enabling MAP to focus
strategically on the evolving HIV/AIDS and sexually
transmitted disease (STD) epidemics in the Asian and
Pacific countries, fuse current knowledge, identify gaps
therein and determine topical and geographical areas for
action.
The symposium began by first reviewing the global
HIV/AIDS/STD situation to position the various
Asia-Pacific epidemics within the worldwide context. From
then on, the team concentrated on the situation in the
overall region and the Western Pacific and Southeast Asian
subregions, presented country-specific epidemic profiles
on Australia, China, India, Japan, Malaysia, Myanmar,
Philippines, and Vietnam and discussed past, present and
potential future issues of relevance.
This provisional report, coauthored by the MAP Manila
Symposium participants and produced in some 24 hours,
reflects a consensus of the analysis, determinations,
projections and recommendations brought forward during the
symposium. Its aim is to provide information that can be
used by international as well as local bodies to briefly
review the most important aspects of the history of the
HIV/AIDS epidemics in the Asia-Pacific region to date,
recognize the current status of and trends within these
epidemics, and take immediate action to affect the course
of these epidemics in the future.
2. The Status and Trends of the HIV/AIDS/STD Epidemics in
Asia and the Pacific
With a population in excess of 2.5 billion -- representing
more than sixty percent of the world's population -- the
Asia-Pacific region has the potential to influence greatly the
course and overall impact of the global HIV/AIDS pandemic.
This report examines the status and trends of HIV infection
and AIDS in countries of Asia and the Pacific, a region which,
for the purpose of this analysis, stretches from and includes
India on the west, to Japan and island nations in the Pacific,
and from China in the north, to countries forming Oceania in
the south.
Epidemic patterns
The spread of HIV in this region began in the early to
mid-1980s. Early infections could be traced to sexual contacts
with infected persons residing outside the region, as well as
some apparent further spread within the region itself. By the
late 1980s, however, it had become evident that the
transmission of HIV was increasing among several populations,
in some cases with great velocity, and that two sets of
factors strongly influenced the course of the emerging
epidemics: participation in sex work and patterns of injecting
drug use (IDU).
By early 1997, South and South East Asia accounted for an
estimated 5.2 million (23 percent) of the 22.6 million adults
and children living with HIV in the world. About one-third of
adults living with HIV in the region are female. As the HIV
epidemic is still relatively recent, HIV disease, including
AIDS, is only beginning to emerge and the associated needs for
care are rising steeply. The estimated HIV prevalence in 15 to
49 year-old populations varies from zero (DPR Korea) to one
per several thousand in most countries in the region, up to 2
to 3 percent in Cambodia, Myanmar and Thailand.
HIV epidemics in Asia and the Pacific are diverse,
localized and have different trends over time (see Figure 1).
Against this backdrop, however, it is becoming increasingly
clear that the intensity of HIV epidemics associated with sex
work, affecting both female sex workers and their clients, is
primarily determined by the daily or weekly number of sex
partners (clients) per sex worker, the frequency of use of
commercial sex by men, and such other factors as the rate of
regular condom use in commercial sex and the magnitude and
quality of the response to the epidemics. Epidemics associated
with injecting drug use have, in many situations, led to
explosive outbreaks in the IDU population and then to their
sexual partners (e.g., in the late 1980s in Thailand; Myanmar;
the Yunnan province of China; and the Manipur state of India,
Vietnam and Malaysia). The prevalence of HIV infection in IDUs
in these areas reached staggering levels with prevalence
reaching 50 to 90 percent within a few months.
Although HIV can spread rapidly among IDUs who share
contaminated injection equipment, and then from them to their
sexual partners, these epidemics have so far resulted only in
limited spread of HIV to the heterosexual population at large.
It may be assumed that for a variety of reasons including
social isolation of some IDU populations and their sexual
partners from other communities, and/or stigmatization to
which they are subjected, there are only tenuous bridges
between them and other sexually active adults. Strikingly, in
Asia and the Pacific, HIV epidemics associated with commercial
sex and those involving IDUs do not appear to fuel each other
significantly. These epidemics appear to emerge and evolve
almost independently from each other, as exemplified by the
two concurrent HIV epidemics in Thailand, which were caused by
two different subtypes of HIV, with minimum cross-over.
From a regional perspective, the magnitude and short-term
trends of HIV epidemics are largely dependent on the extent of
ongoing epidemics in a few countries: Cambodia, India,
Thailand, Myanmar and, because of their population size,
Indonesia and China. With a population close to 1 billion and
multiple epidemic foci, India projects the image of a complex
epidemic, involving focal outbreaks among injecting drug users
and extensive HIV spread among female sex workers and their
clients in several regions.
Of increasing concern in the region is the issue of blood
safety and HIV transmission. In 1995, WHO/GPA estimated that
less than 50 percent of blood transfusions in the region were
being routinely screened for HIV. Currently in Bangladesh,
virtually no screening for HIV antibodies is performed in the
nearly 200,000 units of blood transfused annually. In India
and Myanmar, screening of donor blood for HIV remains far from
complete and measures are being taken through improved donor
selection to address this issue.
Mapping the epidemics
If the HIV epidemics were analyzed on a country-by-country
basis, as if HIV epidemics respected national geopolitical
boundaries, most countries in the Asian-Pacific region project
the reassuring image of low prevalence (proportion of adults
living with HIV/AIDS) and low incidence (proportion of adults
newly infected each year). Such is the case of Australia and
New Zealand which, early in the epidemic, experienced sudden
epidemics in men having sex with men (MSM) with a peak of
incidence in the mid-1980s, followed by a rapid decline. The
spread among IDUs in these two countries has been and remains
limited (less than 2 percent), and heterosexual transmission
remains at low levels (the prevalence of HIV among pregnant
women is lower than 1 per 10,000).
Such is the case as well for Japan, where an initial
dramatic outbreak of HIV infection among people with
haemophilia was brought under control in the mid-1980s (see
Box 1), and where other modes of transmission are only
contributing minimally to a limited HIV burden in the country
(less than 1 HIV-infected person per 10,000 adults in 1997).
Also reassuring would be the situation in China where, in
spite of increasing trends in HIV incidence in IDUs in
selected southern provinces (Yunnan, Guanxi), the overall
national rate of HIV prevalence in adults in this large
country remains below 4/10,000 -- one tenth to one-fifth the
prevalence found in Western Europe and in North America, and
the spread of HIV from IDUs to their sexual partners accounts
for most of the heterosexually acquired HIV infections.
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Box 1
The Lingering Effect of a Controlled HIV Epidemic:
HIV infection from blood coagulation products in Japan
As of the end of August 1997, the cumulative
reported number of AIDS cases in Japan was 1,657,
which was still very low in Asia comparatively, even
among developed countries. A little less than half of
the cases (41.6 percent) are, however, those infected
through blood coagulation factor products. This high
percentage of hemophilia cases is still the
distinctive characteristic of HIV infection in Japan
and not seen in other countries in the world.
These infections resulted from transfusion of
infected blood products in the early 1980s. In July
1985, the Japanese Ministry of Health and Welfare
approved the usage of heat-treated blood coagulation
factor products. Since the introduction of these
heat-treated products, virtually no HIV infection has
occurred through infected blood products. The epidemic
of HIV in this population is now reflected in an
increasing number of people developing AIDS and dying
from the disease each year.
Almost all those infected from blood products are
hemophiliacs type A or B, and the rest are related
coagulopathy, such as von Willebrand disease and few
cases of administrated coagulation factor for the
prevention of excessive bleeding. An estimated 35 to
40 percent of hemophiliacs in Japan are infected with
HIV.
Cases from blood products show a tendency to have a
longer incubation period than the cases via other
routes of infection. Most of these cases, however,
will have the onset of AIDS in the near future.
Consequently, every prefectural government in Japan is
now preparing base hospitals for the treatment of
AIDS. As of the end of May 1997, almost 1,300 people
infected through blood products were living in Japan,
accounting for 32.4 percent of the total population
living with HIV in the country.
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Less reassuring would be the estimated and projected
trends in India. There, a sharp increase in the estimated
number of HIV infections from a few thousand in the early
1990s to a cumulative minimum of 2.5 million in 1997, in a
context of a severe gap of knowledge about prevailing
risk-taking sexual behaviors, creates great uncertainty
about the future course and impact of the epidemics. Yet,
the 1997 national prevalence of HIV infection in adults
may be between 0.2 to 0.5 percent which, on first
analysis, would not place India high on the world list of
"hardest hit" countries where prevalence rates
may range from 10 to 25 percent.
HIV prevalence among sex workers in India varies widely
from state to state, with high HIV prevalence in western
and southern India to low levels of HIV in eastern and
northern India. HIV prevalence among sex workers tested in
Mumbai (formerly Bombay) rose from 1 to 51 percent between
1987 and 1993. Prevalence among sex workers in Calcutta
was consistently low at about one percent until 1994, but
there are indications that it might be rising. In Mumbai,
HIV prevalence increased from two to three percent in STD
clinic attendees before 1990 to 36 percent in 1994. Among
antenatal clinic attendees tested in Mumbai, two percent
tested positive for HIV in 1995 and around 5 percent in
1996. In Manipur, rates of HIV infection among the
antenatal clinic attendees are rising.
In some countries, HIV prevalence has remained very low
(less than 0.1 percent in the 15- to 49-year-old
population. In the Philippines, AIDS case reporting has
slowly increased to a total of 958 reported as of
September 1997. HIV surveillance has found only a few
cases of HIV infection among female sex workers, male STD
clinic patients and men who have sex with men. Similarly,
a small number of AIDS cases and low levels of HIV
infection have been reported from Indonesia.
When examined through the lens of current national HIV
prevalence and incidence rates, most other countries in
Asia and the Pacific would conform to a pattern of low
prevalence and slow HIV spread (see Figure 2).
Large-scale epidemics ahead?
Are HIV epidemics likely to expand abruptly in India, or in
other countries in Asia and the Pacific? To answer this
question, possible clues can be drawn from past history in
several countries, including Thailand, Myanmar and Cambodia.
In Thailand, information was available on IDU needle sharing
practices and sex work in the country when, in the mid-1980s,
HIV had not begun to spread in epidemic form. The epidemics
that were predicted but insufficiently prevented did occur
later in this decade, infecting an estimated 800,000 women,
men and newborns by 1997. Prevalence rates in pregnant women
reached 2 to 3 percent in 1995 nationwide, while rates in army
recruits rose to around 4 percent in 1993, then levelled off
and began to decline. In Myanmar, rates of HIV infection in
IDUs, sex workers and pregnant women are similar to those
found in Thailand. Consistent with an East-West gradient of
HIV prevalence in Myanmar, the epicenter of the epidemics
appears to lie east of the country. The analysis of
geographical differentials in HIV infection rates and trends
over time underscores both the deepening severity of the
epidemics and the potential for national, aggregate data to
mask important sub-national epidemic trends. In Cambodia, HIV
spread rapidly in the early 1990s, reaching high levels in sex
workers (about 40 percent HIV prevalence) and from 2 to 3
percent of the 15- to 49-year-old population (see Box 2). The
evolution of the epidemic in Cambodia country illustrates the
potential for HIV to spread rapidly and widely when patterns
of commercial sex involve high mobility, a high sexual partner
exchange rate and low condom use.
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Box 2 Cambodia:
An Explosion of HIV
The Kingdom of Cambodia has seen a rapid increase
in HIV infection over the past few years, giving it
the likely dubious distinction of the most widespread
and serious HIV epidemic in Asia. Although only about
600 AIDS cases had been reported by mid-1997, the
epidemic has progressed so quickly that it is now
estimated that approximately 100,000 individuals are
infected with HIV. Although substantial variations
exist regionally, national rates derived from 1997
serologic surveillance results indicate that
approximately 40 percent of sex workers, 6 percent of
police/military, and 3 percent of antenatal women are
HIV-infected.
Other sexually transmitted diseases are likewise
high in Cambodia, contributing to HIV spread in the
country. A 1996 survey in selected cities indicated
prevalence rates of gonorrhoea of 12 to 31 percent
among sex workers and 2 to 6 percent among antenatal
women. Similarly, syphilis rates were 4 to 24 percent
in sex workers, 0 to 12 percent among police and the
military, and 2 to 8 percent among antenatal women.
Despite the widespread HIV epidemic in Cambodia,
there are some recent HIV prevention sucesses which
may promote a slowdown. A condom social marketing
program by Population Services International reports
condom sales increasing from about 5 million in 1995
to 9.5 million in 1996. Behavioral surveys confirm
that many of these condoms are being used for
commercial sex. Men frequent sex workers in high
proportions in Cambodia (about 75 percent of
military/police and 37 percent of students report
visiting a sex worker in the past year), but condom
use has substantially increased over the past few
years. However, given the state of the Cambodia's
political and economic situation, these successes are
fragile and continued concentration and strengthening
to maintain and increase behavioral changes will be
required.
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Empirical evidence thus exists showing that sudden and
sharp increases in HIV incidence can and have occurred in
Asia. However, the lack of quantitative and qualitative
epidemiological, behavioral and social information on the
nature of and linkages between sexual networks in any of
these countries rules out any reliable prediction of the
future course of HIV epidemics in countries that would
intuitively appear vulnerable to rapid spread. These
countries include, in particular, Malaysia, Nepal and
Vietnam, where rapid increases of HIV incidence in various
vulnerable populations are being noted. There is an urgent
need to collect and analyze systematically the information
needed for the dual purpose of projecting epidemic trends
and targeting prevention toward factors that seem to
influence the vulnerability of the population to the
further -- and possibly rapid -- spread of HIV.
Populations of affinity
The analysis of HIV epidemic trends in the region becomes
more meaningful when a focus is placed on populations whose
cultural and social affinity and networks transcend
geopolitical borders. A new geography of HIV/AIDS in the
region then emerges that helps recognize the foci of intense
HIV spread. (See the map, Figure 3.) These include large
metropolitan areas in western and southern India (Mumbai,
Tamilnadu) (see Box 3); the India/Nepal border area; the
larger "Golden Triangle," which reaches out to
Northern Thailand, eastern Myanmar, but also encompasses the
areas of Manipur in India and Yunnan in China; and the Mekong
delta area, which includes Cambodia and southern Vietnam. To
gain better understanding of the dynamics of HIV epidemics,
factors of affinity between populations as well as mobility
patterns must be explored and mapped.
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Box 3
India: An uncertain future
With more HIV infections than any other country in
the world, India gives the impression that HIV
infection is common and that there is a severe
epidemic in the country. However, the estimated 2.5
million HIV infections should be considered in the
context of the close to 970 million population of
India. The prevalence of HIV is about 0.3 percent, a
rate much lower than many other countries in the
Asia-Pacific region.
In India, HIV infection is not evenly distributed
throughout the country. While it is true that HIV has
now been reported from all except one of the 32 states
and Union Territories, the infection is actually
highly localized.
As the pie chart shows, almost half the total 4,828
cases of AIDS reported so far are from the state of
Maharashtra, and of these 80 percent are from Mumbai
city. The state of Tamilnadu contributes another 22
percent. It is worth noting that 21 of the 32 states
add only 4 percent of the total AIDS cases reported.
The state of Manipur, which contributes 6 percent to
the total, reports that all the cases of AIDS recorded
so far are in IDUs. There are an estimated 25,000 IDUs
in the state, which borders on the "Golden
Triangle," and at last estimate the HIV
prevalence in this group varied from about 50 to a
staggering 80 percent.
Another group showing high HIV prevalence is that
of long-distance truck drivers and their helpers. It
has been shown that this group has a steadily
increasing prevalence. In Chennai (Madras) a
seroprevalence of close to 10 percent has been
reported.
These data bring out the fact that it is often
misleading to consider a country as a homogenous
entity as far as HIV/AIDS is concerned. Many countries
have more than one epidemic, often at different stages
of development and in different communities and
regions. An appreciation of this fact is important in
planning suitable interventions.
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The potential for continued spread of HIV/AIDS in Asia
and the Pacific is real and requires determined and
sustained prevention efforts. Several countries have
already experienced intense HIV epidemics in certain
population groups or, in some cases, in the population at
large. In these countries, including India, Thailand,
Myanmar and Cambodia, the individual impact of HIV has
begun to be felt as AIDS has imposed new demands on the
health care systems. It is essential that countries
reinforce their prevention and care efforts in order to
enhance their response to the existing HIV/AIDS challenge.
In addition, countries should make every effort to collect
and analyze the information needed to assess and monitor
the evolving potential for large-scale HIV epidemics.
Recognizing the threat of emerging or fast-growing
epidemics in certain populations is essential to an early
and effective response. Acknowledging the possibility
that, in other populations, rapid and extensive spread of
HIV may not occur is equally crucial as policy and
decision makers may, on the basis of this information,
orient efforts and resources towards people who are most
at risk.
Figure 1. HIV Penetration into Asian and the
Pacific Countries
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Countries with epidemic spread
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Current HIV Epidemic Trends
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Main Populations Affected
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Projected HIV Epidemic Trends
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|
.
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HIV incidence
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HIV prevalence
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.
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(3-5 Years)
|
|
Australia
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Low and decreasing
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Low and stable
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MSM
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Decline
|
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Cambodia
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High and increasing rapidly
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High and increasing
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Individuals with high and moderate risk
heterosexual behavior
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Sustained upward trend
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China
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Low except in Yunnan
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Low and increasing
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IDU
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Increasing
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India
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Moderate and increasing(significant regional
variation)
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Still low but increasing(significant regional
variation)
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Individuals with high-risk heterosexual behavior
and IDUs
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Increasing
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Malaysia
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Moderate and increasing
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Low and increasing
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Principally IDUs but increasing among individuals
with high risk sexual behavior
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Increasing
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Myanmar
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High and increasing
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High and increasing
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Individuals with high-risk heterosexual behavior,
IDUs and their spouses
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Increasing
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New Zealand
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Low and decreasing
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Low and stable
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MSM and IDU
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Decline
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Papua New Guinea
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Moderate and increasing
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Low but increasing
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Individuals with high-risk heterosexual behavior
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Slowly increasing
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Thailand
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Moderate and stabilising in specific groups
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High but stabilizing
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IDUs and individuals with high and moderate risk
heterosexual behavior
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Tending to stabilize
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Vietnam
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Moderate and increasing
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Still low but increazing
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Principally IDUs but increasing among individuals
with high risk sexual behavior
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Increasing
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Countries with low transmission
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Current HIV Epidemic Trends
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Main Populations Affected
|
Projected HIV Epidemic Trends
|
|
.
|
HIV incidence
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HIV prevalence
|
.
|
(3-5 Years)
|
|
Bangladesh
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Low
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Low
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Individuals with high-risk heterosexual behavior
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Slowly increasing
|
|
Indonesia
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Low
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Low
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MSM, Bisexual and high-risk heterosexual behaviour
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Slowly increasing
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Japan
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Low
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Low
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Previously blood product related, currently sexual
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Slowly increasing
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Hong Kong
|
Low
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Low
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MSM
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Slowly increasing
|
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Nepal
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Low except in IDUs
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Low except in IDUs
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Individuals with high-risk heterosexual behavior
and IDUs
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Slowly increasing
|
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Philippines
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Low
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Low
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Individuals with high-risk heterosexual behavior
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Slowly increasing
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Singapore
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Low
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Low
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MSM, IDUs
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Slowly increasing
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Sri Lanka
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Low
|
Low
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Individuals with high-risk heterosexual behavior
and MSM
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Slowly increasing
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Figure 2. HIV Distribution Among Selected
Asian And Pacific Populations
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The following countries in the region have minimal
spread of HIV infection: Bhutan, Brunei, DPR Korea,
Macao, Mongolia, Pacific Island countries and areas,
Republic of Korea.
|
|
Country
|
IDU*
|
HET**
|
MSM***
|
|
Australia
|
+
|
+
|
++
|
|
Bangladesh
|
+
|
+
|
+
|
|
Cambodia
|
+
|
+++
|
+
|
|
China
- Yunnan Prov.
- Hong Kong
- Rest of China
|
+++
+
++
|
+
+
+
|
+
++
+
|
|
India
- West & South
- Central & East
- Northeast
|
+
+
+++
|
+++
+
+
|
+
+
+
|
|
Indonesia
|
+
|
+
|
++
|
|
Japan
|
+
|
+
|
+
|
|
Laos
|
+
|
+
|
+
|
|
Malaysia
|
+++
|
++
|
++
|
|
Myanmar
|
+++
|
++
|
++
|
|
Nepal
|
+++
|
++
|
++
|
|
Papau New Guinea
|
+
|
++
|
+
|
|
Philippines
|
+
|
+
|
+
|
|
South Korea
|
0
|
+
|
+
|
|
Sri Lanka
|
0
|
+
|
+
|
|
Thailand
|
+++
|
++
|
+
|
|
Vietnam
|
+++
|
+
|
+
|
|
Chart legend:
+++
high or rapidly growing
++
relatively low or plateauing
+
not a major component
0
no evidence of spread
*
IDU: Injecting drug users
**
HET: Heterosexual men and women
***
MSM: Men having sex with men
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3. Risk and vulnerability
There are three factors that appear to play a crucial role
in HIV transmission in the Asia and Pacific region: female sex
work, substance use and mobility. Female sex workers and their
clients have been a major factor in the heterosexual
transmission of HIV in Thailand, Cambodia and parts of India
and Myanmar. Separate but explosive epidemics have been seen
in some IDU populations in Thailand, Myanmar, Manipur (India),
and Malaysia. And mobile populations, particularly at national
borders, are at higher risk of HIV acquisition due to the fact
of being away from home and community, and the anonymity and
loneliness of traveling. The following three sections focus on
monitoring the HIV epidemics in these vulnerable populations.
3.1 Female Sex Work in the Asia-Pacific Region
The numbers of commercial sex workers
Female sex workers operate in all countries in the region,
but it is important to know how large the sex-worker
population may be to adequately interpret surveillance
results. It is believed that in some countries, rapid
increases in the number of sex workers have resulted from
significant political, social or economic changes.
The number of female sex workers in countries can range
from a few thousand to a few hundred thousand. Thailand, for
example, has approximately 80,000 to 100,000 female sex
workers -- an estimate that only recently has gained
consensus. In most countries, however, validated estimates of
the numbers of sex workers are almost non-existent. Without
such numbers, interpretation of surveillance results, policy
commitment, planning, intervention designing, and resource
allocation are extremely difficult (see Box 4).
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Box 4
How Many Sex Workers?
Most estimates of the numbers of female sex workers
are either restricted to a subset of licensed
commercial sex establishments or ad hoc unvalidated
"guesstimates." In Dhaka, Bangladesh,
estimates of the number of sex workers frequently
quoted range from 3,000 to 100,000. It is impossible
to anticipate the scale of services and funds and
nature of interventions needed without more meaningful
numbers.
One promising direct estimation method being used
in Thailand, Laos, Nepal and Taiwan developed by the
Thai Red Cross and the East-West Center is the method
of comprehensive geographic mapping of sex work sites
and types. In Thailand, this method has now been
adopted by the Ministry of Public Health for their
annual survey of sex work. In several areas, the
method has detected up to 50 percent more sites than
estimates by using the conventional method of referral
by STD patients. In other countries, population
estimates have been generated through innovative
applications of capture-recapture techniques. In
Dhaka, CARE/Bangladesh recruited and trained sex
workers to assist in "capturing" street sex
workers throughout the city by handing out different
colored cards for 24 hours on two different days
within a fortnight.
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All estimates need regular updating and validation but
these two approaches are worthy of replication in other
settings. Neither method can work without the trust and
involvement of sex workers themselves.
Diversity
The nature of sex work and the profile of sex workers
vary enormously within and between countries. There are
female and male sex workers, and those that work
full-time, part-time or seasonally. Sex workers may
operate in a variety of settings such as brothels, bars,
massage parlors, street corners, restaurants, etc. Sex
workers operating in government-registered establishments
exist in a few countries such as the Philippines, in
contrast to the freelance sex workers in most countries of
this region. There are also commercial sex areas that are
highly organized, such as in Indonesia, as opposed to
those with bonded or sex workers imprisoned in underground
settings. There are women in brothels who cannot refuse
sex with customers and those in massage parlours or bars
who have more freedom of decision.
For surveillance purposes, sex work can be
characterized by work conditions, methods of recruitment,
number of clients per week, price, how clients are
contacted, where sex takes place, types of clients,
existence of employers or agents. Despite these
diversities, some types of sex workers are more visible
and/or more easily brought to the attention of government
or public health officials. These are usually the sex
workers who are the subjects of epidemiological studies
presented without acknowledging the fact that they
represent only a subset of all sex workers. Without a
clear understanding of these diversities, effective
surveillance cannot be designed or implemented.
Sex workers and HIV
Frequency of exposure to HIV infection through sexual
intercourse is the key factor for transmission of HIV
among sex workers. In many countries, a significant
proportion of sex workers is infected with HIV. The rates
might vary from less than 1 percent to 40 percent or
higher in some settings (see Table 1).
Even where HIV infection has not yet spread
extensively, STD infection is often very high among sex
workers. For example, in one brothel area in Bangladesh,
95 percent of 466 sex workers tested positive to
antibodies for genital herpes virus and 60 percent for
syphilis, although HIV was not detected among any of them.
With the progression of the epidemic, HIV tends to
increase where other STDs are present.
HIV, STD, and behavioral surveillance
Systematic, continuous and quality sentinel
surveillance of HIV and STD will provide not only the
indications of an emerging epidemic but its progress over
time as well. This will benefit policy formulation,
planning and resource allocation. For sex workers,
confidentiality, community participation and protection
against stigmatization should be integral components of
surveillance activities. STD services should also be
provided as part of the surveillance package. However, if
serosurveillance is to be used for monitoring success of
intervention programs, it must be accompanied with
behavioral surveillance (see Section 4.2) because HIV
prevalence may not decline for several years despite
successful interventions. Behavioral surveillance results
can also be used to direct the detailed design of
prevention activities with special emphasis on specific
sub-groups within sex worker populations.
Table 1. HIV prevalence among various sex
worker populations in Asia
|
Study group
|
HIV prevalence
|
|
Thailand, sentinel sites in all provinces,
brothel-based and "indirect" female sex
workers, 1996
|
18.8 %
|
|
Cambodia, 2,906 female sex workers, various
sites throughout the country, 1996
|
40%
|
|
Myanmar, NAP sentinel survey of 2 sites, sample
(n=200), 1996
|
25%
|
|
Philippines, 6,084 registered female sex
workers, 10 cities, 2 rounds of testing, 1996
|
0.13%
|
|
Vietnam, 8,178 female sex workers in 20
provinces, 1996 (median rate)
|
0.5%
|
|
Laos, 216 male and female bar workers in one
town, 1995
|
0%
|
|
Indonesia, national seroprevalence study of
high-risk groups, 12, 418 registered prostitutes,
1991-2
|
0.02%
|
|
Singapore, 738 brothel-based female sex
workers, 1992
|
0%
|
Improving surveillance of HIV/AIDS among sex workers
There is no doubt that commercial sex played or is playing
a crucial role in the heterosexual transmission dynamic in
Thailand, Cambodia, Myanmar and large parts of India. It
remains to be seen whether similar experiences will be
repeated in countries which at present have little evidence of
extensive HIV infection among sex workers. The following are
issues and suggested recommendations based on these
observations in the region:
- Surveillance of sex workers can place an emphasis on
sex workers as the "cause" of an HIV epidemic
and can, therefore, result in a backlash producing
greater discrimination and more support for prohibitive
policies leading to an increase in the vulnerability of
this population to HIV. Thus, surveillance should be
accompanied by clear policies on non-discrimination and
supportive prevention interventions.
- In many areas of Asia, the high prevalence of HIV
detected from surveillance activities has not been
translated into resources for programs targeting this
group. Even when resources are allocated, funding is
often not utilized or restricted to awareness programs
that do not necessarily change behavior.
- Future efforts in surveillance should attempt to
document the distribution and characteristics of female
and male sex workers. Such information would lead to a
recognition of the biases inherent in the continued use
of "captured" groups of sex workers for
epidemiological and behavioral surveillance. It would
also permit a more meaningful measurement of the
variations of condom use and the rates of partner
exchange between and within types of sex work.
- Better estimates of the numbers of sex workers are
also needed. These should also take into account the
types of sex work and the diverse settings that
influence the negotiating power of sex workers for
condom use. Current estimates using geographic,
capture-recapture or ad hoc approaches need to be
validated.
- Focalized surveillance, if possible, is likely to be
more useful for intervention design and to permit a more
careful analysis of the behaviors and sexual networks of
sex workers so that more informed decision-making
regarding interventions can occur.
- More attention is also needed on the types of
indicators to be measured in the behavioral surveillance
of sex workers and potential male clients as well as
other methodological issues such as reducing selection
bias and increasing the truthfulness of responses.
3.2 Substance Use: Patterns and Impact on HIV Transmission
There are many aspects to the nexus of drug use and HIV
infection, but globally and in Asia, the direct contribution
of HIV transmission by the reuse of contaminated injecting
equipment among people injecting illicit drugs, and the
indirect contribution of sexual and vertical transmission from
this core group far outweigh other aspects. In most of Asia,
people who choose to use drugs that are not socially
sanctioned are treated as entirely outside society, enemies
even of the social structure. What does this mean for HIV/AIDS
and drug use? For the majority of injecting drug users (IDUs),
it means that lip-service is paid to the principles supposedly
learned through the course of the epidemic: in relation to
IDUs and the risks of HIV transmission, issues such as human
rights, peer education, community participation, and legal and
social change are unachievable fictions.
Patterns
Patterns of use of illicit drugs are becoming globalized
and "standardized". What were fairly simple
equations have largely gone, to be replaced by complex
global production and distribution networks, diversified
marketing, new and emerging markets - a highly dynamic and
thriving scene. Drug control efforts are almost always not
one pace, but two, three or even more behind the market.
Racism and colonialism continue to be fundamental determing
aspects of the global drug trade, both licit and illicit, as
they have been for centuries.
Amphetamines are flooding into Thailand and beyond from
China and Myanmar. Developing countries are all becoming
major illicit drug consumers. New producers are springing up
-- Opium production has started again within the borders of
China and in Afghanistan opium production has risen rapidly
to hold second rank globally among illicit opium producers.
The transition from little use of a certain drug in a
particular community, to its widespread availability and use
orally or nasally, and then to its injection -- followed by
epidemics of HIV -- can be extremely rapid, as is
exemplified by recent history. This pattern has been so
common and so predictable that we must recognize it as the
norm, even if we do not fully understand the dynamics of the
process. Shifts from smoking or inhaling opium to injecting
heroin as a result of "crackdowns", increasing
price or decreasing purity of available drug have been seen
in many countries. Furthermore, cocaine injecting, if it
becomes prevalent in the region, is problematic because of
the greater frequency of injecting and the increased social
and personal disorganization of the user. This places a
further barrier in the way of achieving safer injecting
behavior.
We must also recognize the role misguided attempts to
control drug use have played in accelerating these
processes. The rise in heroin use in India, Thailand, Hong
Kong and Laos all date from the institution of anti-opium
laws. Prisons in some ways are exemplars of the impact of
current policies at national levels: even where there has
been successful behavior change in the community, this has
not happened in prisons.
Impact on HIV transmitted through injections
The diffusion of HIV among IDUs in South East Asia has
been well described. Epidemics that can literally be called
explosive have been documented among IDUs in Thailand,
Myanmar, Malaysia, Vietnam and China, with prevalences
reaching 60 to 90 percent within a few months of the
appearance of the first case, and often forming epicenters
for wider diffusion of the HIV epidemic. Prevalences of 60
percent or more have been described among young IDUs within
their first two years of injecting. Several communities in
Asia have now had HIV among IDUs for so long that they are
now in the grip of multiple ongoing epidemics: of drug use
and its consequences, injecting drug use, resulting HIV
infection among IDUs, their sexual partners and their
children, AIDS and tuberculosis. The tragedy is that these
epidemics are totally predictable and preventable, and we
know exactly how to prevent them. The scientific evidence on
this point is unassailable (see Box 5).
There are certain places in Asia that now have
uncontrolled epidemics of HIV infection that began as
explosive epidemics among IDUs, taking the community from
one with no HIV infection to one with a large pool of
sexually active infected people in a matter of months. These
include epidemics that could have been prevented by timely
and relatively inexpensive interventions at an early stage,
if, and only if, the conceptual leap had been taken that
people who inject drugs are human and worth caring about.
Education and advocacy is needed on a much larger scale
to influence those authorities concerned nationally and
internationally with drug control and drug demand reduction.
Efforts should be made to involve them more as partners in
prevention of HIV among IDUs, building on the memorandum of
understanding between UNAIDS and the United Nations Drug
Control Program (UNDCP), for instance, at program level, and
empowering and assisting NGOs and communities to advocate
and influence national policy and the practices of public
security and police.
Globally, there are relatively few programs and very few
countries that have as a prime concern the prevention of HIV
infection among IDUs. There are far more programs and
policies that are oriented toward drug demand reduction,
with the prevention of HIV among drug users or in
association with drug use tacked on as a subsidiary aim.
Direction for Enhanced Surveillance and Monitoring in IDUs
Most of the information about HIV risk among IDUs comes
from captive treatment or incarcerated populations, which
are often not representative of the wider community of drug
users. Increased investigation of risks and HIV dynamics in
these so-called -- hidden populations -- is necessary. A
detailed understanding of transmission from core groups of
IDUs to their sexual partners and children is urgently
needed in Asia to demonstrate the central role IDUs can play
in national epidemics and to increase the justification for
early and intense action.
In addition, better enumeration or estimation of
populations at risk (i.e., those currently injecting drugs,
or sex partners of IDUs) and populations coming to be at
risk, and a better understanding of the dynamics of drug
consumption and social organization of drug use are all
necessary for targeting interventions effectively.
Incidence data, in particular, are also necessary from a
range of sources to counter the potential for
misunderstandings about the interpretation of available
prevalence data. Potential sources for incidence data may
include drug rehabilitation centers and prisons where
recidivism is high and testing is mandatory (as in many
Asian countries). While simple conceptually, obtaining these
data may be difficult since it may require substantial
negotiations with the appropriate authorities.
Finally, a process for categorization and analysis of
laws relating to drug use, country by country, and their
impact (potential or real) on both drug use and HIV
transmission among IDUs is necessary to develop appropriate
interventions. Prevention programs should be specifically
aimed at reducing transmission of HIV among IDUs based on
harm reduction principles. Evidence-based interventions
should be the focal point to prevent HIV transmission among
IDUs in Asia. In evaluating programs for their effect in
decreasing HIV transmission, there is an absolute need for
epidemiologically sound outcomes, especially incidence data,
and a need for appropriate analysis of the factors
underlying trends in risks or transmission.
|
Box 5
The Need for Harm Reduction
The principles of harm reduction are increasingly
being applied to stem the emerging epidemic of HIV
among injecting drug users in Asia and the Pacific,
through a range of different programs including:
needle and syringe exchange programs (NSEPs)
methadone maintenance therapy
sale of clean injecting equipment through
pharmacies and other outlets
peer support and outreach programs.
Of these, NSEPs are becoming accepted as an
important, relatively inexpensive tool to prevent the
spread of HIV among injecting drug users, and there is
a growing body of evidence to support their
effectiveness. For example, a 1993 review by the
Institute for Health Policy Studies in the U.S. showed
NSEPs were associated with decreases in sharing of
injecting equipment. Recently, an ecological
association was demonstrated between the presence of
NSEPs in a city and a flat or declining trend in HIV
seroprevalence among IDUs as compared with increasing
trends for cities without NSEPs.
Although NSEPs have been available since the late
1980s in countries such as Australia and Canada, their
introduction to users in Asia has occurred more
recently. Asian examples include, among others, the
programs run by the Lifesaving and Lifegiving Society
in Khatmandu, Nepal, and the Shalom Project in Manipur
in northern India. NSEPs in and of themselves do not
guarantee reduced incidence, since for this to happen,
the need for sharing injecting equipment must be
eliminated or substantially reduced.
In some cities in Canada, for example, the
prevalence of HIV remained stable in IDUs following
the introduction of NSEPs in the late 1980s, but
prevalence rates recently have risen dramatically.
Reasons for this are unclear, but probably include a
shift in the pattern of drug use from heroin injection
to cocaine-injecting together with limitations ofof
service provision at NSEP sites. This shows that NSEPs
must do more than just provide clean injecting
equipment; they must provide IDUs with access to the
other elements of harm reduction such as peer
counseling and education, provision of condoms and
safe sex information, social support, and referral to
medical care and/or drug treatment services (i.e.,
methadone maintenance). Indeed, it is not so much the
NSEP itself that can prevent HIV infection amongst
IDUs, but the supportive legal and social environment
in which NSEPs can exist and flourish. The creation of
this environment is an integral part of the
development of a harm reduction approach and it
requires one major conceptual step -- admission of
IDUs to the human race.
|
3.3 Mobility, HIV and the Clustering of the HIV Epidemic in
Asia
Population Mobility in Asia
Populations in Asia are moving across land and sea borders
in increasing numbers. International trade and commerce
supports this growth in population mobility, which is also
facilitated by the growing number of international highways
and construction of new bridges. As in Africa, truckers on
international land routes move vast quantities of goods
between mainland countries. For example, at one international
border between India and Nepal, more than 3,000 trucks cross
daily. Also occurring in Asia are high levels of maritime
trade, and seamen on fishing vessels travel widely in the
region, enabling the transmission of HIV to populations in
areas where the virus was formerly unknown.
State of Knowledge
In Africa, mobility has been demonstrated to be an
independent risk factor for the spread of HIV. Therefore,
extremely mobile population groups such as travelers,
fishermen, traders and migrant workers tend to have high HIV
prevalence. In Asia, evidence exists showing a similar
association between population mobility and vulnerability to
HIV. Prevalence of HIV among travelers and fishermen in
Thailand and India is higher than in the general population,
approximating rates found in male STD patients.
The fact of being away from home, family and community,
and the anonymity and loneliness of traveling are factors
that increase vulnerability to HIV acquisition. Since
opportunities for casual sex may occur frequently en route,
itinerant people may adopt high-risk behavior that otherwise
might not occur. Current evidence indicates that the
environment in well-traveled border crossing areas and
international fishing ports in several Asian countries
fosters more risk-taking behavior than in other trade towns.
Crossing land or sea borders often requires overnight
stays, leaving the individual with idle time and
opportunities to visit drinking and gambling establishments
and brothels. HIV surveillance data for female sex workers,
male STD clinic patients and young males in four countries
in the region -- Thailand, Myanmar, Cambodia and Vietnam --
show a clustering of high prevalence sites around
international borders and ports (see Figure 4). The map
included in the accompanying box shows the distribution of
higher and lower HIV prevalence by sentinel site, with
clustering of HIV infection along the Thai-Myanmar,
Thai-Cambodia, Cambodia-Vietnam and Vietnam-China borders.
Opportunities for Prevention
HIV prevention interventions targeted to border crossing
areas could take advantage of the idle time of travelers
waiting for border clearance. Such interventions could
include those focused on behavior change, provision of
sexually transmitted infection (STI) services and access to
affordable condoms. Structural interventions, including
advocating for policy change to improve the process of
border crossing and shorten the waiting time, might help
reduce opportunities for high risk-behavior.
Recent cross-border interventions have documented that
their effectiveness relies on their service provision on
both sides of the border. Those that involve communities
passing through and residing at border sites as well as
NGOs/PVOs with the ability to work transnationally supported
by local governments offer more opportunities for success.
Private sector businesses and institutions, such as
transport and shipping companies as well as corporations,
have a vested interest in ensuring safer environments for
their labor force passing through or residing in
cross-border areas and offer the potential for collaboration
and resource support.
The behavioral and epidemiological patterns found among
mobile populations in cross-border areas are poorly known.
Investigative study, including ethnographic research, is
needed to provide better understanding of the risk
environments populations encounter as they pass through or
reside in these areas. Border crossings in Indochina and
South Asia require urgent prevention and care interventions.
Interventions to reduce the vulnerability of populations
traversing cross-border areas are urgently needed because
mobile groups can serve as "bridges" between
high-risk and low-risk populations, thereby creating the
potential for a widespread diffusion of HIV. Well-traveled
border towns and ports are also gateways and catchment areas
for many different types of travelers passing through them
and are, therefore, appropriate and convenient sites for
intervention.
4. Monitoring the HIV/AIDS Epidemics
Methods for the monitoring of the HIV/AIDS pandemic in the
Asia-Pacific region are, in general, no different from methods
used in other regions. However, a diversity of HIV epidemics
in this region requires adapting HIV/AIDS surveillance methods
to measure Asian Pacific HIV/AIDS/STD patterns and prevalence
levels. The following sections describe HIV sentinel,
behavioral and STD surveillance in the Asia-Pacific region. In
addition, the uses and limitations of HIV/AIDS modeling for
forecasting and scenario development in this region are
described.
|