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The
applicant submitted a petition for commission review
alleging error in the administrative law judge's findings
and order issued on March 12, 1998. The employer submitted
an answer to the petition and both parties submitted
briefs. At issue is whether the applicant sustained an
injury arising out of her employment while performing
services incidental to and growing out of that employment,
the nature and extent of disability and liability for
medical expenses.
The
commission has carefully reviewed the entire record in
this matter and hereby sets aside the findings and order
below, and substitutes the following therefor:
FINDINGS OF FACT AND CONCLUSIONS OF LAW
The
applicant worked as a surgical nurse for many years,
including from June 20, 1985 to June 30, 1989 with
Lakeland
Medical Associates and from June 30, 1989 until the
present with Marshfield Clinic Lakeland Center, the
employer in this case.
The
applicant testified that she had been assisting Dr.
Klabacha, a surgeon, for many years. Dr. Klabacha
testified that there was a continuous exposure to blood
products and body secretions in the practice of surgery
and that both he and the applicant were exposed to the
risk of Hepatitis C, as well as other bloodborne diseases
on a daily basis. The applicant testified that she was
exposed to patients' blood and bodily secretions by
percutaneous puncture or by splash or by some other form
on a daily basis. The applicant introduced into evidence
incident reports in which she had been punctured by a
needle or splashed by blood or bodily fluids while working
as a surgical nurse. The applicant testified that there
were many other incident reports but the employer was
unable to locate such reports. However, Dr. Klabacha
corroborated the applicant's testimony that she was
subjected to bodily secretions and blood on a regular
basis during her work for the employer. The administrative
law judge noted that prior to going on the record the
applicant stated that she had experienced at least 10 and
less than 100 needle pokes and at least 10 and less than
200 blood splashes during her career.
The
applicant was found positive for Hepatitis C in January
1994 following being splashed by blood in her eye during
surgery. Hepatitis C was not identified as a specific type
of disease until 1989 and there was no specific test to
evaluate for Hepatitis C until 1993. The applicant
admitted that she had symptoms during an acute illness in
1991 which were similar to the symptoms for Hepatitis C.
The applicant's acute illness in 1991 occurred prior to
her taking a trip to Mexico in 1991, in which she
performed some surgeries with Dr. Klabacha in a poor
region of the country. The incubation period for Hepatitis
C could be as long as 15 to 20 years and a person with the
disease can go for many years without ever seeing any
symptoms. The applicant admitted that she was not aware if
she had come in contact with any specific patient who had
Hepatitis C during her years of employment with the
employer or prior to that time.
Dr.
Klabacha testified that he took precautions for Hepatitis
C among other bloodborne illnesses and diseases before he
went into surgery, and that the applicant did the same
thing. Dr. Klabacha testified that he was not aware of any
incident which occurred in Mexico in which the applicant
would have been exposed to Hepatitis C and that there was
nothing out of the ordinary on the trip. However, Dr.
Klabacha admitted that he was not aware of any particular
individual with Hepatitis C that he had been exposed to or
that the applicant had been exposed to during his work
with the applicant as a surgical nurse. Dr. Klabacha could
not specify any particular incident of being exposed to
blood or a needle puncture that would have led to the
applicant's contracting Hepatitis C.
Dr.
Kirchner, a specialist in the field of Hepatitis C,
indicated in his WC-16-B that the applicant contracted
Hepatitis C due to numerous inadvertent needle stick
exposures to patients' blood and other bodily fluids in
the hospital and clinic settings over the past 10 to 15
years, and he indicated that this was the result of a
traumatic incident. Dr. Kirchner indicated in his
subsequent WC-16-B dated November 17, 1997 that the
applicant suffered Hepatitis C due to an occupational
exposure due to numerous needle sticks and blood splashes
which was the result of an occupational disease, as well
as a traumatic incident. Dr. McNutt, who also treated the
applicant, indicated in her WC-16-B dated March 13, 1997
that the applicant's Hepatitis C was due to an
occupational exposure, as well as a traumatic incident.
Dr.
Kirchner noted that the applicant had been exposed to a
specific patient on August 18, 1988 during surgery when
she was poked by a dirty needle and the test indicated
that the patient had Hepatitis A and B. However, it was
not established that the patient suffered from Hepatitis
C.
Dr.
Kirchner indicated in a letter dated October 29, 1996 that
there was no way to determine when an infection exposure
occurred without documentation and corresponding
laboratory test results and that there were no such tests
available to detect the virus until 1993. Dr. Kirchner
stated that Hepatitis C is a bloodborne virus most often
transmitted by transfusions, contaminated needles or organ
transplantation, and that individuals working in the
health care occupations and especially those with frequent
exposure to blood products such as surgeons, nurses,
laboratory technicians are at an increased risk of
contracting the virus. Dr. Kirchner stated on October 29,
1996 that due to the inaccuracy of early tests, the
unavailability of testing of Hepatitis C virus until 1993
and poor documentation practices, it is impossible in this
case to prove a direct exposure by incident or to predict
the likelihood of the time or place that she was infected.
However, Dr. Kirchner opined that there was no question in
his mind that the applicant did acquire her Hepatitis C
from exposure to blood products as part of her occupation
since he was convinced that she has had no other exposures
to blood products such as through transfusions or dirty
needles.
The
employer presented a Marshall Clinic Memo dated April 12,
1994 which noted the applicant's positive response to the
Hepatitis C test in January 1994 and the medical notes
stated that the applicant went to Mexico possibly one year
earlier on a medical missionary trip and she did not
recall any blood exposure on that trip.
The
applicant's records were examined by Dr. Levin, on behalf
of the employer. Dr. Levin opined that it is virtually
impossible to attribute the applicant's exposure to
Hepatitis C to any specific incident at work. Dr. Levin
noted that there was reference in her medical records that
she had sustained multiple needle sticks and pokes over
the years, as well as blood splashes, and he noted that
there was reference made to a possibility of being exposed
to the blood of a patient with Hepatitis A and B in 1988
being checked, but there was no reference to Hepatitis C.
Dr. Levin also noted that if the source in the 1988
incident was found to be positive for Hepatitis C the
incidence of exposure through percutaneous injury of
health care workers as sourced by being positive for
Hepatitis C is anywhere from zero to 10 percent. Dr. Levin
reasoned that there was anywhere from a 90 to 100 percent
chance that the applicant did not become infected with
Hepatitis C with that particular incident in 1988.
Dr.
Levin also stated that one must keep in mind that in 40 to
50 percent of all cases of Hepatitis C there is no known
risk factor for the transmission although some of this
might be underreported by the patients themselves. Dr.
Levin reasoned that given the fact that the applicant had
sustained multiple needle sticks and pokes over the years,
as well as blood splashes, and the fact that a single
exposure to Hepatitis C does not imply transmission and
subsequent infection, he could not say to a reasonable
degree of medical probability that her acquisition of the
Hepatitis C infection was related to any particular
incident.
The
evidence also indicated that Hepatitis C could be
transmitted through sexual contact and intravenous drug
use. When the applicant was found to have Hepatitis C a
physician recommended that her husband also be tested for
the disease, but her husband has refused to be tested and
at the time of the hearing had not taken the test to
determine whether he was positive for Hepatitis C.
The
commission finds that the applicant has met her burden of
proof that she contracted Hepatitis C as a result of her
occupational exposure with the employer. The Wisconsin
Supreme court noted in Pfister v. Vogel, 194 Wis. 131,
133-134 (1927), in a case involving an employe who
contracted actinomycosis: "It is often impossible to find
the source from which a germ causing disease has come. The
germ leaves no trail that can be followed. Proof often
does not pass beyond the stage of possibilities or
probabilities, because no one can testify positively to
the source from which the germ came, as can be done in the
case of physical facts which may be observed in concerning
which witnesses can acquire positive knowledge. Under such
circumstances the commission or the court can base its
findings upon a preponderance of probabilities or of the
inference that may be drawn from established facts."
The
Wisconsin Supreme Court recognized that an applicant may
be able to prove a case of an occupational disease even
where the finding would be drawn upon probabilities or
inferences that may be drawn from established facts and
not the certainty to point to a specific incident in which
exposure to a particular germ can be isolated. In the
Pfister case the applicant worked for a tanning company
and it was agreed that the actinomycosis could be carried
on the hides of the animals that the employes worked with,
and that the germ also passes by direct contact from
animal to animal or from animal to man, and that it could
pass through the air and enter through the human system
through the mouth or nose. In the Pfister case the doctors
agreed that there was at least a possibility that the
deceased was infected with the germ from hides handled in
the tannery but there was no specific incident in which
the applicant could point to specific exposure to the
actinomycosis germ while working for the employer. The
Wisconsin Supreme Court reviewed the evidence and found it
contained substantial credible evidence to support the
finding that there was not an entire failure of proof to
support the finding that it was more probable that the
disease was contracted in the tannery than anywhere else,
and that the probabilities were all to the effect that the
deceased was infected with the germ in the tannery.
In
a similar case of Vilter Manufacturing v. Industrial
Comm., 192 Wis. 362 (1927), the Wisconsin Supreme Court
found that a worker who contracted small pox suffered from
an occupational disease. The court noted in Vilter that
the medical testimony of at least two doctors on behalf of
the applicant was to the effect that while it could not be
stated as a certainty that he contracted small pox at the
isolation hospital, it was probable that he did and much
more probable than it was contracted elsewhere. The
medical testimony on behalf of the employer in the Vilter
case emphasized the fact that it could not be stated to a
certainty that the applicant contracted the disease at the
hospital while working for the employer, and it was urged
that he may have contracted it on street cars, trains or
elsewhere in his private life. The court held in Vilter
that a finding to a reasonable certainty could be based
upon evidence which shows only a preponderance of
probabilities, and the inferences preponderate that the
hospital where the applicant visited was the place of
exposure, and the preponderance of inferences was so great
that the commission could say it amounted to a reasonable
certainty.
In
Gmeiner v. Industrial Comm., 248 Wis. 1 (1945) the
Wisconsin Supreme Court clarified the meaning of the term
"preponderance of probabilities" and stated that all that
was meant by the use of the term was that in a given
situation the inferences are strong enough to point to a
fact as a probability and not as a speculative
possibility. The court noted that the term is merely
another way of saying that the inferences are in such
shape as to constitute substantial evidence to sustain the
findings of the commission.
In
the current case, the commission finds that the
preponderance of the probabilities and the inference that
may be drawn from established facts establish that the
applicant obtained Hepatitis C from her exposure while
working as a surgical nurse for the employer. Although Dr.
Klabacha and Dr. Kirchner could not testify positively as
to any particular incident of a poke or splash of blood or
bodily secretion as the source of the applicant's
Hepatitis C, Dr. Klabacha testified that he and the
applicant were exposed to the Hepatitis C virus. It is
undenied that Hepatitis C is a bloodborne disease. Dr.
Kirchner credibly opined that there was no question in his
mind that the applicant acquired her Hepatitis C from
exposure to blood products as part of her occupation. Dr.
Kirchner noted that he was convinced that the applicant
had no other exposures to blood products such as through
transfusions or dirty needles and it was not established
that the applicant had any unusual circumstances or
exposures while she was in Mexico for a short time in
1991.
The
employer notes that Hepatitis C can be transferred through
sexual contact and that the applicant's husband had
refused to be tested and therefore it was not established
that the applicant's husband did not transmit the disease.
However, even if the applicant's husband did test positive
for Hepatitis C it would also be equally possible that the
applicant had infected her husband. The commission does
not find that the failure of the applicant's husband to be
tested for Hepatitis C overcomes the preponderance of
probabilities in this case. Given the length of time that
the applicant worked as a surgical nurse over many years
for the employer, and given the number of exposures on a
daily basis to bodily fluids and blood, and given the
evidence that Hepatitis C is transmitted by blood and
based on the reports from Dr. Kirchner and Dr. McNutt, as
well as the testimony of Dr. Klabacha, the commission
finds that the applicant's
Hepatitis C arose out of her employment. The case will be
remanded to the department to determine the nature and
extent of disability and liability for medical expenses in
accordance with the commission's decision.
NOW, THEREFORE, this ORDER
The
findings and order of the administrative law judge are
hereby set aside and the commission's findings and order
substituted therefor. It was established that the
applicant suffered an occupational disease as a result of
her work for the employer. The case is remanded to the
department for further findings in accordance with the
commission's order and further jurisdiction is reserved.
Dated and mailed: November 5, 1998
meinkke.wrr : 175 : 7 ND § 3.42
/s/
David B. Falstad, Chairman
/s/
James A. Rutkowski, Commissioner
NOTE: The commission did not consult with the
administrative law judge concerning the credibility and
demeanor of witnesses since credibility did not play an
issue in the commission's decision. The commission
disagreed with the administrative law judge's conclusion
that the applicant needed to establish that she had been
exposed to a specific patient with Hepatitis C or a
specific traumatic incident of exposure to Hepatitis C.
The commission found that the appropriate burden was for
the applicant to establish a preponderance of
probabilities or of the inferences that may be drawn from
established facts, not the certainty to point to a
specific incident in which exposure to a particular germ
can be isolated.
Pamela I. Anderson, Commissioner (Dissenting)
I
am unable to agree with the result reached by the majority
and I hereby dissent. The employe first became a nurse in
1973 and continued to practice in Minnesota until 1979.
From 1979 to 1984 she did not practice nursing. The
employee next became employed by Lakeland Medical
Associates and then in 1989 by Marshfield Clinic Lakeland
Center.
The
applicant was a nurse who had exposure to blood through
needle pokes and blood splashes while she worked for the
employer. The administrative law judge wrote in his
decision that prior to going on the record the employee
said that she had had more than 10 but less than 100
needle pokes and at least 10 and under 200 blood splashes
in her career. The difference between 10 and 100 needle
pokes and 10 to 200 blood splashes is quite large. The
employee may have had a needle poke once about every two
years versus 5 or 6 per year. The employee would have had
a blood splash once about every two years versus 10 to 12
a year.
The
employer had protocols that the employee was supposed to
report these blood incidents. There are seven reported
incidents in the record. Some of these patients were
tested and were negative for Hepatitis C. There is no
evidence in the record that the employee ever treated a
Hepatitis C patient. There is no record that it is likely
that a patient might have had Hepatitis C based on
symptoms.
The
applicant volunteered to help with surgery in Mexico and
the studies indicate that there is a higher incidence of
Hepatitis C in that population. Hepatitis C can also be
transmitted through sexual contact and we have no tests of
the applicant's husband. I believe that the number of
blood incidents was at the lower end of the applicants
figures. Recording workplace accidents is the most
accurate means of showing they occurred. Even though there
were not tests for Hepatitis C during some of this period,
health care institutions needed this information for
Hepatitis B and AIDS. At the very least it was possible to
tell if any of the patients involved had liver damage
which would be a flag for Hepatitis C.
For
these reasons, I agree with the administrative law judge
that the applicant has failed to show that the Hepatitis C
came from her work. I would affirm the appeal tribunal
decision.
Pamela I. Anderson, Commissioner
cc:
ATTORNEY MICHAEL F ROE
OMELIA SCHIEK & MC ELDOWNEY SC
ATTORNEY DAVID A PIEHLER
TERWILLIGER WAKEEN PIEHLER & CONWAY SC
ATTORNEY MARK W PARMAN
STILP & COTTON
Appealed to Circuit Court. Affirmed August 19, 1999.
Virginia
http://www.vwc.state.va.us/
The
Act provides a no-fault remedy for workers who are injured
in their employment. "No-fault" simply means that the
injured worker does not have to prove that their work
injury was someone else's fault in order to receive
workers' compensation benefits for an on-the-job injury.
However, the worker must establish the conditions for
compensability set out in the Act before he or she can
recover benefits.
Florida Statutes (Full Volume 1995)
CHAPTER 112: PUBLIC OFFICERS AND EMPLOYEES; GENERAL
PROVISIONS
PART I CONDITIONS OF EMPLOYMENT; RETIREMENT; TRAVEL
EXPENSES
112.181 Firefighters, paramedics, emergency medical
technicians, law enforcement officers, correctional
officers; special provisions relative to certain
communicable diseases. ---
(1)
DEFINITIONS. As used in this section, the term:
(a)
"Body fluids" means blood and body fluids containing
visible blood and other body fluids to which universal
precautions for prevention of occupational transmission of
blood-borne pathogens, as established by the Centers for
Disease Control, apply. For purposes of potential
transmission of meningococcal meningitis or tuberculosis,
the term "body fluids" includes respiratory, salivary, and
sinus fluids, including droplets, sputum, and saliva,
mucous, and other fluids through which infectious airborne
organisms can be transmitted between persons.
(b)
"Emergency rescue or public safety worker" means any
person employed full time by the state or any political
subdivision of the state as a firefighter, paramedic,
emergency medical technician, law enforcement officer, or
correctional officer who, in the course of employment,
runs a high risk of occupational exposure to hepatitis,
meningococcal meningitis, or tuberculosis and who is not
employed elsewhere in a similar capacity. However, the
term "emergency rescue or public safety worker" does not
include any person employed by a public hospital licensed
under chapter 395 or any person employed by a subsidiary
thereof.
(c)
"Hepatitis" means hepatitis A, hepatitis B, hepatitis
non-A, hepatitis non-B, hepatitis C, or any other strain
of hepatitis generally recognized by the medical
community.
(d)
"High risk of occupational exposure" means that risk that
is incurred because a person subject to the provisions of
this section, in performing the basic duties associated
with his employment: 1. Provides emergency medical
treatment in a non-health-care setting where there is a
potential for transfer of body fluids between persons; 2.
At the site of an accident, fire, or other rescue or
public safety operation, or in an emergency rescue or
public safety vehicle, handles body fluids in or out of
containers or works with or otherwise handles needles or
other sharp instruments exposed to body fluids; 3. Engages
in the pursuit, apprehension, and arrest of law violators
or suspected law violators and, in performing such duties,
may be exposed to body fluids; or 4. Is responsible for
the custody, and physical restraint when necessary, of
prisoners or inmates within a prison, jail, or other
criminal detention facility, while on work detail outside
the facility, or while being transported and, in
performing such duties, may be exposed to body fluids.
(e)
"Occupational exposure," in the case of hepatitis,
meningococcal meningitis, or tuberculosis, means an
exposure that occurs during the performance of job duties
that may place a worker at risk of infection.
(2)
PRESUMPTION; ELIGIBILITY CONDITIONS. Any emergency rescue
or public safety worker who suffers a condition or
impairment of health that is caused by hepatitis,
meningococcal meningitis, or tuberculosis, that requires
medical treatment, and that results in total or partial
disability or death shall be presumed to have a disability
suffered in the line of duty, unless the contrary is shown
by competent evidence; however, in order to be entitled to
the presumption, the emergency rescue or public safety
worker must, by written affidavit as provided in s. 92.50,
verify by written declaration that, to the best of his
knowledge and belief:
(a)
In the case of a medical condition caused by or derived
from hepatitis, he or she has not: 1. Been exposed,
through transfer of bodily fluids, to any person known to
have sickness or medical conditions derived from
hepatitis, outside the scope of his or her employment; 2.
Had a transfusion of blood or blood components, other than
a transfusion arising out of an accident or injury
happening in connection with his or her present
employment, or received any blood products for the
treatment of a coagulation disorder since last undergoing
medical tests for hepatitis, which tests failed to
indicate the presence of hepatitis; 3. Engaged in unsafe
sexual practices or other high-risk behavior, as
identified by the Centers for Disease Control or the
Surgeon General of the United States, or had sexual
relations with a person known to him or her to have
engaged in such unsafe sexual practices or other high-risk
behavior; or 4.
Used intravenous drugs not prescribed by a physician.
(b)
In the case of meningococcal meningitis, in the 10 days
immediately preceding diagnosis he was not exposed,
outside the scope of his employment, to any person known
to have meningococcal meningitis or known to be an
asymptomatic carrier of the disease.
(c)
In the case of tuberculosis, in the period of time since
the worker's last negative tuberculosis skin test, he has
not been exposed, outside the scope of his employment, to
any person known by him to have tuberculosis.
(3)
IMMUNIZATION. Whenever any standard, medically recognized
vaccine or other form of immunization or prophylaxis
exists for the prevention of a communicable disease for
which a presumption is granted under this section, if
medically indicated in the given circumstances pursuant to
immunization policies established by the Advisory
Committee on Immunization Practices of the United States
Public Health Service, an emergency rescue or public
safety worker may be required by his employer to undergo
the immunization or prophylaxis unless the worker's
physician determines in writing that the immunization or
other prophylaxis would pose a significant risk to the
worker's health. Absent such written declaration, failure
or refusal by an emergency rescue or public safety worker
to undergo such immunization or prophylaxis disqualifies
the worker from the benefits of the presumption.
(4)
LIFE AND DISABILITY INSURANCE COVERAGE. This section does
not apply to benefits payable under or granted in a
noncompulsory policy of life insurance or disability
insurance, unless the insurer and insured have negotiated
for such additional benefits to be included in the policy
contract. However, the state or any political subdivision
of the state may negotiate a policy contract for life and
disability insurance which includes accidental death
benefits or double indemnity coverage for any condition or
impairment of health suffered by an emergency rescue or
public safety worker, which condition or impairment is
caused by a disease described in this section and results
in total or partial disability or death.
(5)
RECORD OF EXPOSURES. The employing agency shall maintain a
record of any known or reasonably suspected exposure of an
emergency rescue or public safety worker in its employ to
the diseases described in this section and shall
immediately notify the employee of such exposure. An
emergency rescue or public safety worker shall file an
incident or accident report with his employer of each
instance of known or suspected occupational exposure to
hepatitis infection, meningococcal meningitis, or
tuberculosis.
(6)
REQUIRED MEDICAL TESTS; PREEMPLOYMENT PHYSICAL. In order
to be entitled to the presumption provided by this
section:
(a)
An emergency rescue or public safety worker must, prior to
diagnosis, have undergone standard, medically acceptable
tests for evidence of the communicable disease for which
the presumption is sought, or evidence of medical
conditions derived therefrom, which tests fail to indicate
the presence of infection. This paragraph does not apply
in the case of meningococcal meningitis.
(b)
On or after June 15, 1995, an emergency rescue or public
safety worker may be required to undergo a preemployment
physical examination that tests for and fails to reveal
any evidence of hepatitis or tuberculosis.
(7)
DISABILITY RETIREMENT. This section does not change the
basic requirements for determining eligibility for
disability retirement benefits under the Florida
Retirement System or any pension plan administered by this
state or any political subdivision thereof, except to the
extent of affecting the determination as to whether a
member was disabled in the line of duty or was otherwise
disabled. History: s. 2, ch. 95-285; s. 2, ch. 96-198.
[Footnote 1] Note. Section 5, ch. 95-285, provides that
"unless otherwise provided, this act shall take effect
June 15, 1995 and shall apply to those conditions
diagnosed on or after January 1, 1996."
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